The Securitisation Regulations 2023

Financial Services and Markets Act 2000 (Service of Notices) Regulations 2001

18.  The Financial Services and Markets Act 2000 (Service of Notices) Regulations 2001(1) (“the Notice Regulations”) apply in respect of a notice or document given by the FCA or the PRA under these Regulations or under FSMA 2000 as applied by these Regulations as they apply in respect of a notice or document given by the FCA or the PRA under FSMA 2000, as if—

(a) that notice or document were a “relevant document” under the Notice Regulations;

(b) each reference to “the Act” included a reference to these Regulations and to FSMA 2000 as applied by these Regulations;

(c) each reference to a section of FSMA 2000 were a reference to that section as applied by these Regulations;

(d) each reference to an investigating authority were a reference to the FCA or the PRA.

(1)

S.I. 2001/1420.