Financial Services and Markets Act 2000

Additional permissions

50Authority’s duty to consider other permissions etc

(1)“Additional Part IV permission” means a Part IV permission which is in force in relation to an EEA firm, a Treaty firm or a person authorised as a result of paragraph 1(1) of Schedule 5.

(2)If the Authority is considering whether, and if so how, to exercise its own-initiative power under this Part in relation to an additional Part IV permission, it must take into account—

(a)the home State authorisation of the authorised person concerned;

(b)any relevant directive; and

(c)relevant provisions of the Treaty.