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Financial Services and Markets Act 2000
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Rhagor o Adnoddau
Changes over time for: Cross Heading: Rules
Version Superseded: 21/07/2019
Alternative versions:
Status:
Point in time view as at 03/07/2016.
Changes to legislation:
Financial Services and Markets Act 2000, Cross Heading: Rules is up to date with all changes known to be in force on or before 23 December 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
Changes to Legislation
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[F1Rules]U.K.
Textual Amendments
F1S. 73A crossheading inserted (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 16(4), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.
[F273APart 6 RulesU.K.
(1)The [F3FCA] may make rules (“Part 6 rules”) for the purposes of this Part.
(2)Provisions of Part 6 rules expressed to relate to the official list are referred to in this Part as “listing rules”.
F4(3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
[F5(4)Provisions of Part 6 rules expressed to relate to transferable securities are referred to in this Part as “prospectus rules”.
(5)In relation to prospectus rules, the purposes of this Part include the purposes of the prospectus directive.]
[F6(6)Transparency rules and corporate governance rules are not listing rules F7... or prospectus rules, but are Part 6 rules.]]
Textual Amendments
F2S. 73A inserted (17.3.2005) by The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2005 (S.I. 2005/381), regs. 1(3)(b), 4, Sch. 1 para. 2
F3Words in ss. 73A-84 substituted (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 16(2)(3)(a), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.
F4S. 73A(3) omitted (3.7.2016) by virtue of The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016 (S.I. 2016/680), regs. 1, 8(2)(a)
F5S. 73A(4)(5) added (1.7.2005) by The Prospectus Regulations 2005 (S.I. 2005/1433), reg. 2(1), Sch. 1 para. 1
F6S. 73A(6) inserted (8.11.2006) by Companies Act 2006 (c. 46), ss. 1272, 1300(1)(a), Sch. 15 para. 3
F7Words in s. 73A(6) omitted (3.7.2016) by virtue of The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016 (S.I. 2016/680), regs. 1, 8(2)(b)
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