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Financial Services and Markets Act 2000
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- Deddfau Cyhoeddus Cyffredinol y Deyrnas Unedig
- 2000 c. 8
- Part XVIII
- CHAPTER 3A
- Recognised investment exchanges operating...
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Nodweddion Uwch
- Dangos Graddfa Ddaearyddol(e.e. Lloegr, Cymru, Yr Alban aca Gogledd Iwerddon)
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Rhagor o Adnoddau
Changes over time for: Cross Heading: Recognised investment exchanges operating in EEA States (other than the United Kingdom)
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Status:
Point in time view as at 08/08/2018.
Changes to legislation:
Financial Services and Markets Act 2000, Cross Heading: Recognised investment exchanges operating in EEA States (other than the United Kingdom) is up to date with all changes known to be in force on or before 02 December 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
Changes to Legislation
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[F1Recognised investment exchanges operating in EEA States (other than the United Kingdom)U.K.
Textual Amendments
F1Pt. 18 Ch. 3A (ss. 312A-312D) inserted (1.4.2007 for certain purposes and 1.11.2007 otherwise) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007 (S.I. 2007/126), regs. 1(2), 3(2), Sch. 2 para. 15 (with reg. 5)
312CExercise of passport rights by recognised investment exchangeU.K.
(1)Subject to subsection (4), a recognised investment exchange may, in pursuance of the right under the applicable provision, make arrangements in an EEA State (other than the United Kingdom) to facilitate access to, or use of, a [F2trading venue] operated by the exchange (“the relevant arrangements”).
(2)The exchange must give the [F3FCA] written notice of its intention to make the relevant arrangements which—
(a)describes the arrangements, and
(b)identifies the EEA State in which it intends to make them.
(3)The [F3FCA] must, within one month of receiving a notice under subsection (2), send a copy of it to the host state regulator.
(4)The exchange may not make the relevant arrangements until the [F3FCA] has complied with subsection (3).
(5)Subsection (6) applies if the [F3FCA] receives a request for information—
(a)under the second sub-paragraph of Article [F434.7] of the markets in financial instruments directive (in the case of relevant arrangements relating to a multilateral trading facility [F5or an organised trading facility]), or
(b)under the third sub-paragraph of Article [F653.6] of that directive (in the case of relevant arrangements relating to a regulated market),
from the host state regulator.
(6)The [F3FCA] must, as soon as reasonably practicable, comply with the request.
(7)”Host state regulator” means the competent authority (within the meaning of Article [F74.1.26] of the markets in financial instruments directive) of the EEA State in which the exchange intends to make, or has made, the relevant arrangements.
(8)This section does not apply to an overseas investment exchange.]
Textual Amendments
F2Words in s. 312C(1) substituted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 2 para. 36(2) (with reg. 7)
F3Word in s. 312C(2)-(6) substituted (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), s. 122(3), Sch. 8 para. 35 (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.
F4Word in s. 312C(5)(a) substituted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 2 para. 36(3)(a)(i) (with reg. 7)
F5Words in s. 312C(5)(a) inserted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 2 para. 36(3)(a)(ii) (with reg. 7)
F6Word in s. 312C(5)(b) substituted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 2 para. 36(3)(b) (with reg. 7)
F7Word in s. 312C(7) substituted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes, 31.7.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 2 para. 36(4) (with reg. 7)
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