Textual Amendments
F1Schs. 1ZA, 1ZB substituted for Sch. 1 (24.1.2013 for specified purposes, 19.2.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), s. 122(3), Sch. 3 (with Sch. 20); S.I. 2013/113, art. 2(1)(b)(c)(2), Sch. Pts. 2, 3, 4; S.I. 2013/423, art. 3, Sch.
Modifications etc. (not altering text)
C1Sch. 1ZA applied (with modifications) (6.4.2018 immediately after 2016 c. 16 (N.I.), s. 8(2) comes into force) by The Financial Services Act 2012 (Mutual Societies) Order 2018 (S.I. 2018/323), art. 1, Sch. 1 paras. 2(2)(a), 5(1)(2) (with art. 3)
Modifications etc. (not altering text)
C2Sch. 1ZA Pt. 1 modified by S.I. 2007/3298, reg. 4(4) (as amended) (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 131(c)
C3Sch. 1ZA Pt. 1 modified (26.6.2017) by The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (S.I. 2017/692), regs. 1(2), 46(9), 63(8) (with regs. 8, 15)
11(1)At least once a year the FCA must make a report to the Treasury on—U.K.
(a)the discharge of its functions,
(b)the extent to which, in its opinion, its operational objectives have been advanced,
(c)the extent to which, in its opinion, it has acted compatibly with its strategic objective,
(d)how, in its opinion, it has complied with the duty in section 1B(4),
(e)its consideration of the matter mentioned in section 1B(5)(b),
(f)its consideration of the principles in section 3B,
(g)how it has complied with section 3D,
(h)any direction received under section 3I or 3J during the period to which the report relates,
[F2(ha)any rules that it has made as a result of section 137C during the period to which the report relates and the kinds of regulated credit agreement (within the meaning of that section) to which the rules apply,]
[F3(hb)how, in its opinion, it has complied with its duties in section 333O,]
(i)how it has complied with section 354A(1) so far as relating to co-operation with persons outside the United Kingdom, and
(j)such other matters as the Treasury may from time to time direct.
(2)Sub-paragraph (1) does not require the inclusion in the report of any information whose publication would in the opinion of the FCA be against the public interest.
(3)The report must be accompanied by—
(a)a statement of the remuneration of the appointed members of the governing body of the FCA during the period to which the report relates, and
(b)such other reports or information, prepared by such persons, as the Treasury may from time to time direct.
(4)The Treasury must lay before Parliament a copy of each report received by them under this paragraph.]
Textual Amendments
F2Sch. 1ZA para. 11(1)(ha) inserted (18.2.2014) by Financial Services (Banking Reform) Act 2013 (c. 33), ss. 131(2), 148(2)
F3Sch. 1ZA para. 11(1)(hb) inserted (3.3.2015) by Pension Schemes Act 2015 (c. 8), s. 89(1)(a), Sch. 3 para. 14 (with s. 87)