- Y Diweddaraf sydd Ar Gael (Diwygiedig)
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Financial Services and Markets Act 2000
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Rhagor o Adnoddau
Changes over time for: Section 137O
Alternative versions:
- 24/01/2013- Amendment
- 21/04/2016
Point in time
Status:
Point in time view as at 21/04/2016.
Changes to legislation:
Financial Services and Markets Act 2000, Section 137O is up to date with all changes known to be in force on or before 15 March 2025. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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[F1137OThreshold condition codeU.K.
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Nodiadau Esboniadol
(1)Either regulator may make rules supplementing any of the conditions for the time being set out in or specified under Schedule 6 that is expressed to be relevant to the discharge of that regulator's functions.
(2)Rules made under this section by a regulator are referred to as that regulator's “threshold condition code”.
(3)A threshold condition code may in particular—
(a)specify requirements which a person must satisfy in order to be regarded as satisfying a particular condition in relation to any regulated activities;
(b)specify matters which are, or may be, or are not, relevant in determining whether a person satisfies a particular condition in relation to any regulated activities.
(4)Except where a regulator's threshold condition code so provides, it is not to be regarded as limiting the matters that are, or may be, relevant in determining whether a person satisfies a particular condition in relation to any regulated activities.
(5)A threshold condition code cannot impose obligations that are enforceable against authorised persons otherwise than through the threshold conditions.]
Textual Amendments
F1Pt. 9A substituted for ss. 138-164 (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 24(1), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.
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