- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Pwynt Penodol mewn Amser (21/06/2001)
- Gwreiddiol (Fel y'i Deddfwyd)
No versions valid at: 21/06/2001
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Financial Services and Markets Act 2000, Section 199A is up to date with all changes known to be in force on or before 11 September 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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Yn ddilys o 01/07/2011
(1)This section applies in relation to an EEA firm falling within paragraph 5(f) of Schedule 3 (“a management company”) which is providing services in the United Kingdom in the exercise of an EEA right deriving from the UCITS directive.
(2)If the Authority has been informed by the home state regulator of the management company that it is withdrawing the management company's authorisation, the Authority must exercise its powers under this Act in such manner as it thinks fit to safeguard the interests of investors in a collective investment scheme managed by the management company in the United Kingdom.
(3)Measures taken under subsection (2) may include decisions preventing the management company from initiating any further transactions in the United Kingdom.
(4)In this section “collective investment scheme” has the same meaning as in Part 17 of this Act.]]
Textual Amendments
F1S. 199A inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), reg. 2(10)
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