- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Pwynt Penodol mewn Amser (16/05/2022)
- Gwreiddiol (Fel y'i Deddfwyd)
Financial Services and Markets Act 2000
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Rhagor o Adnoddau
Changes over time for: Section 1O
Version Superseded: 26/12/2023
Alternative versions:
- 24/01/2013- Amendment
- 16/05/2022
Point in time - 26/12/2023- Amendment
Status:
Point in time view as at 16/05/2022. This version of this provision has been superseded.
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Financial Services and Markets Act 2000, Section 1O is up to date with all changes known to be in force on or before 29 December 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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[F11OThe Smaller Business Practitioner PanelU.K.
This
adran has no associated
Nodiadau Esboniadol
(1)Arrangements under section 1M must include the establishment and maintenance of a panel of persons (to be known as “the Smaller Business Practitioner Panel”) to represent the interests of eligible practitioners.
(2)“Eligible practitioners” means authorised persons of a description specified in a statement maintained by the FCA.
(3)The FCA must appoint one of the members of the Smaller Business Practitioner Panel to be its chair.
(4)The Treasury's approval is required for the appointment or dismissal of the chair.
(5)The FCA must appoint to the Smaller Business Practitioner Panel such—
(a)individuals who are eligible practitioners, and
(b)persons representing eligible practitioners,
as it considers appropriate.
(6)The FCA may appoint to the Smaller Business Practitioner Panel such other persons as it considers appropriate.
(7)In making the appointments, the FCA must have regard to the desirability of ensuring the representation of eligible practitioners carrying on a range of regulated activities.
(8)The FCA may revise the statement maintained under subsection (2).
(9)The FCA must—
(a)give the Treasury a copy of the statement or revised statement without delay, and
(b)publish the statement as for the time being in force in such manner as it thinks fit.]
Textual Amendments
F1Pt. 1A substituted for Pt. 1 (24.1.2013 for specified purposes, 19.2.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 6(1), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(b)(c)(2), Sch. Pts. 2, 3, 4; S.I. 2013/423, art. 3, Sch.
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