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Financial Services and Markets Act 2000

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Changes over time for: Section 206

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Version Superseded: 08/06/2010

Status:

Point in time view as at 06/04/2008. This version of this provision has been superseded. Help about Status

Changes to legislation:

Financial Services and Markets Act 2000, Section 206 is up to date with all changes known to be in force on or before 16 March 2025. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations. Help about Changes to Legislation

206 Financial penalties.U.K.

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(1)If the Authority considers that an authorised person has contravened a requirement imposed on him by or under this Act, [F1or by any directly applicable Community regulation made under the markets in financial instruments directive,] it may impose on him a penalty, in respect of the contravention, of such amount as it considers appropriate.

(2)The Authority may not in respect of any contravention both require a person to pay a penalty under this section and withdraw his authorisation under section 33.

(3)A penalty under this section is payable to the Authority.

Textual Amendments

Modifications etc. (not altering text)

C1S. 206 excluded (1.12.2001) by S.I. 2001/3592, arts. 1(2), 107(1) (with art. 23(2))

S. 206 restricted (1.12.2001) by S.I. 2001/3592, arts. 1(2), 60(2) (with art. 23(2))

S. 206 modified (1.12.2001) by S.I. 2001/2657, arts. 1(1), 8 (which was revoked (8.10.2001) by S.I. 2001/3083, arts. 1(2), 23); S.I. 2001/3538, art. 2(1)

S. 206 modified (1.12.2001) by S.I. 2001/3083, arts. 1(2), 8; S.I. 2001/3538, art. 2(1)

C2S. 206 modified (18.7.2002 for certain purposes and 21.8.2002 otherwise) by The Electronic Commerce Directive (Financial Services and Markets) Regulations 2002 (S.I. 2002/1775), regs. 1, 12(1)

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