- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Pwynt Penodol mewn Amser (01/07/2011)
- Gwreiddiol (Fel y'i Deddfwyd)
Version Superseded: 01/04/2013
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Financial Services and Markets Act 2000, Section 302 is up to date with all changes known to be in force on or before 05 September 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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(1)In this Chapter and Chapter III—
“practices” means—
in relation to a recognised investment exchange, the practices of the exchange in its capacity as such; and
in relation to a recognised clearing house, the practices of the clearing house in respect of its clearing arrangements;
“regulatory provisions” means—
the rules of an investment exchange or a clearing house;
any guidance issued by an investment exchange or clearing house;
in the case of an investment exchange, the arrangements and criteria mentioned in section [F1287(3)(a) and (b)];
in the case of a clearing house, the arrangements and criteria mentioned in section 288(3).
(2)For the purposes of this Chapter, regulatory provisions or practices have a significantly adverse effect on competition if—
(a)they have, or are intended or likely to have, that effect; or
(b)the effect that they have, or are intended or likely to have, is to require or encourage behaviour which has, or is intended or likely to have, a significantly adverse effect on competition.
(3)If regulatory provisions or practices have, or are intended or likely to have, the effect of requiring or encouraging exploitation of the strength of a market position they are to be taken, for the purposes of this Chapter, to have an adverse effect on competition.
(4)In determining under this Chapter whether any regulatory provisions have, or are intended or likely to have, a particular effect, it may be assumed that persons to whom the provisions concerned are addressed will act in accordance with them.
Textual Amendments
F1S. 302(1): words in definition of "regulatory provisions" substituted (1.4.2007 for certain purposes and 1.11.2007 otherwise) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007 (S.I. 2007/126), regs. 1(2), 3(2), Sch. 2 para. 11
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