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Financial Services and Markets Act 2000

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Changes over time for: Section 339B

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Financial Services and Markets Act 2000, Section 339B is up to date with all changes known to be in force on or before 25 November 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations. Help about Changes to Legislation

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[F1339B Duty to meet auditors of certain institutionsU.K.

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(1)The FCA must make arrangements for meetings to take place at least once a year between—

(a)the FCA, and

(b)the auditor of any PRA-authorised person to which section 339C applies.

(2)The PRA must make arrangements for meetings to take place at least once a year between—

(a)the PRA, and

(b)the auditor of any PRA-authorised person to which section 339C applies.

(3)The annual report of each regulator must include the number of meetings that have taken place during the period to which the report relates between the regulator and auditors of PRA-authorised persons to which section 339C applies.

(4)In subsection (3) “the annual report” means—

(a)in relation to the FCA, every report which it is required by paragraph 11 of Schedule 1ZA to make to the Treasury, and

(b)in relation to the PRA, every report which it is required by paragraph 19 of Schedule 1ZB to make to the Treasury.

(5)In this section “auditor” means an auditor appointed under or as a result of a statutory provision.]

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