[F1404CEnforcementU.K.
This
adran has no associated
Nodiadau Esboniadol
The following provisions—
(a)Part 14 (disciplinary measures), and
(b)so much of this Act as relates to any provision of that Part,
(which apply only in relation to authorised persons) are also to apply in relation to relevant firms which are not (or are no longer) authorised persons.]
Textual Amendments
F1Ss. 404-404G and preceding cross-heading substituted (12.10.2010) for s. 404 and preceding cross-heading by Financial Services Act 2010 (c. 28), ss. 14, 26(3); S.I. 2010/2480, art. 2