- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Pwynt Penodol mewn Amser (16/06/2006)
- Gwreiddiol (Fel y'i Deddfwyd)
Version Superseded: 24/01/2013
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Financial Services and Markets Act 2000, Section 6 is up to date with all changes known to be in force on or before 02 September 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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(1)The reduction of financial crime objective is: reducing the extent to which it is possible for a business carried on—
(a)by a regulated person, or
(b)in contravention of the general prohibition,
to be used for a purpose connected with financial crime.
(2)In considering that objective the Authority must, in particular, have regard to the desirability of—
(a)regulated persons being aware of the risk of their businesses being used in connection with the commission of financial crime;
(b)regulated persons taking appropriate measures (in relation to their administration and employment practices, the conduct of transactions by them and otherwise) to prevent financial crime, facilitate its detection and monitor its incidence;
(c)regulated persons devoting adequate resources to the matters mentioned in paragraph (b).
(3)“Financial crime” includes any offence involving—
(a)fraud or dishonesty;
(b)misconduct in, or misuse of information relating to, a financial market; or
(c)handling the proceeds of crime.
(4)“Offence” includes an act or omission which would be an offence if it had taken place in the United Kingdom.
(5)“Regulated person” means an authorised person, a recognised investment exchange or a recognised clearing house.
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