- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Pwynt Penodol mewn Amser (03/07/2001)
- Gwreiddiol (Fel y'i Deddfwyd)
Financial Services and Markets Act 2000
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Rhagor o Adnoddau
Changes over time for: Section 89L
No versions valid at: 03/07/2001
Alternative versions:
- 08/11/2006- Amendment
- 03/07/2001
Point in time - 01/04/2013- Amendment
- 31/12/2020- Amendment
Status:
Point in time view as at 03/07/2001. This version of this provision is not valid for this point in time.
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Changes to legislation:
Financial Services and Markets Act 2000, Section 89L is up to date with all changes known to be in force on or before 11 November 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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Yn ddilys o 08/11/2006
[F189LPower to suspend or prohibit trading of securitiesU.K.
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adran has no associated
Nodiadau Esboniadol
(1)This section applies to securities admitted to trading on a regulated market.
(2)If the competent authority has reasonable grounds for suspecting that an applicable transparency obligation has been infringed by an issuer, it may—
(a)suspend trading in the securities for a period not exceeding 10 days,
(b)prohibit trading in the securities, or
(c)make a request to the operator of the market on which the issuer's securities are traded—
(i)to suspend trading in the securities for a period not exceeding 10 days, or
(ii)to prohibit trading in the securities.
(3)If the competent authority has reasonable grounds for suspecting that a provision required by the transparency obligations directive has been infringed by a voteholder of an issuer, it may—
(a)prohibit trading in the securities, or
(b)make a request to the operator of the market on which the issuer's securities are traded to prohibit trading in the securities.
(4)If the competent authority finds that an applicable transparency obligation has been infringed, it may require the market operator to prohibit trading in the securities.
(5)In this section “transparency obligation” means an obligation under—
(a)a provision contained in transparency rules, or
(b)any other provision made in accordance with the transparency obligations directive.
(6)In relation to an issuer whose home State is a member State other than the United Kingdom, any reference to an applicable transparency obligation must be read subject to section 100A(2).]
Textual Amendments
F1Ss. 89K-89N and cross-heading inserted (8.11.2006) by Companies Act 2006 (c. 46), ss. 1268, 1300(1)(a)
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