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National Health Service Act 2006

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Point in time view as at 01/02/2023.

Changes to legislation:

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Part 1E+WPromotion and provision of the health service in England

The Secretary of State and the health service in EnglandE+W

[F11Secretary of State's duty to promote comprehensive health serviceE+W

(1)The Secretary of State must continue the promotion in England of a comprehensive health service designed to secure improvement—

(a)in the physical and mental health of the people of England, and

(b)in the prevention, diagnosis and treatment of physical and mental illness.

(2)For that purpose, the Secretary of State must exercise the functions conferred by this Act so as to secure that services are provided in accordance with this Act.

(3)The Secretary of State retains ministerial responsibility to Parliament for the provision of the health service in England.

(4)The services provided as part of the health service in England must be free of charge except in so far as the making and recovery of charges is expressly provided for by or under any enactment, whenever passed.]

Textual Amendments

F1S. 1 substituted (1.10.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 1, 306(4); S.I. 2012/1831, art. 2(2); S.I. 2013/160, art. 2(2) (with arts. 7-9)

[F21ADuty as to improvement in quality of servicesE+W

(1)The Secretary of State must exercise the functions of the Secretary of State in relation to the health service with a view to securing continuous improvement in the quality of services provided to individuals for or in connection with—

(a)the prevention, diagnosis or treatment of illness, or

(b)the protection or improvement of public health.

(2)In discharging the duty under subsection (1) the Secretary of State must, in particular, act with a view to securing continuous improvement in the outcomes that are achieved from the provision of the services.

(3)The outcomes relevant for the purposes of subsection (2) include, in particular, outcomes which show—

(a)the effectiveness of the services,

(b)the safety of the services, and

(c)the quality of the experience undergone by patients.

(4)In discharging the duty under subsection (1), the Secretary of State must have regard to the quality standards prepared by NICE under section 234 of the Health and Social Care Act 2012.]

Textual Amendments

[F31BDuty as to the NHS ConstitutionE+W

(1)In exercising functions in relation to the health service, the Secretary of State must have regard to the NHS Constitution.

(2)In this Act, “NHS Constitution” has the same meaning as in Chapter 1 of Part 1 of the Health Act 2009 (see section 1 of that Act).]

Textual Amendments

[F41CDuty as to reducing inequalitiesE+W

In exercising functions in relation to the health service, the Secretary of State must have regard to the need to reduce inequalities between the people of England with respect to the benefits that they can obtain from the health service.]

Textual Amendments

F51DDuty as to promoting autonomyE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

[F61EDuty as to researchE+W

In exercising functions in relation to the health service, the Secretary of State must [F7facilitate or otherwise] promote—

(a)research on matters relevant to the health service, and

(b)the use in the health service of evidence obtained from research.]

Textual Amendments

[F81FDuty as to education and trainingE+W

(1)The Secretary of State must exercise the functions of the Secretary of State under any relevant enactment so as to secure that there is an effective system for the planning and delivery of education and training to persons who are employed, or who are considering becoming employed, in an activity which involves or is connected with the provision of services as part of the health service in England.

(2)Any arrangements made with a person under this Act for the provision of services as part of that health service must include arrangements for securing that the person co-operates with the Secretary of State [F9and Health Education England] in the discharge of the duty under subsection (1) (or, where a Special Health Authority is discharging that duty by virtue of a direction under section 7, with the Special Health Authority).

(3)In subsection (1), “relevant enactment” means—

(a)section 63 of the Health Services and Public Health Act 1968,

(b)this Act,

(c)the Health and Social Care Act 2008,

(d)the Health Act 2009, and

(e)the Health and Social Care Act 2012.]

Textual Amendments

F9Words in s. 1F(2) inserted (1.4.2015) by Care Act 2014 (c. 23), ss. 97(4)(a), 127(1); S.I. 2014/3186, art. 2(a)

Modifications etc. (not altering text)

C1S. 1F(1): power to apply conferred (1.4.2015) by Care Act 2014 (c. 23), ss. 97(2), 127(1); S.I. 2014/3186, art. 2(a)

[F101GSecretary of State's duty as to reporting on and reviewing treatment of providersE+W

(1)The Secretary of State must, within one year of the passing of the Health and Social Care Act 2012, lay a report before Parliament on the treatment of NHS health care providers as respects any matter, including taxation, which might affect their ability to provide health care services for the purposes of the NHS or the reward available to them for doing so.

(2)The report must include recommendations as to how any differences in the treatment of NHS health care providers identified in the report could be addressed.

(3)The Secretary of State must keep under review the treatment of NHS health care providers as respects any such matter as is mentioned in subsection (1).

(4)In this section—

(a)“NHS health care providers” means persons providing or intending to provide health care services for the purposes of the NHS, and

(b)“health care services for the purposes of the NHS” has the same meaning as in Part 3 of the Health and Social Care Act 2012.]

Textual Amendments

[F111GASecretary of State’s duty to report on workforce systemsE+W

(1)The Secretary of State must, at least once every five years, publish a report describing the system in place for assessing and meeting the workforce needs of the health service in England.

(2)NHS England and Health Education England must assist in the preparation of a report under this section, if requested to do so by the Secretary of State.]

Textual Amendments

[F12Role of [F13NHS England] in the health service in EnglandE+W

Textual Amendments

F12S. 1H and cross-heading inserted (1.10.2012 for specified purposes, 1.2.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 9(1), 306(4) (with Sch. 6 para. 2); S.I. 2012/1831, art. 2(2) (with art. 3(1)); S.I. 2012/2657, art. 2(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

1H [F13NHS England] and its general functionsE+W

(1)There is to be a body corporate known as [F13NHS England].

(2)[F13NHS England] is subject to the duty under section 1(1) concurrently with the Secretary of State except in relation to the part of the health service that is provided in pursuance of the public health functions of the Secretary of State or local authorities.

(3)For the purpose of discharging that duty, [F13NHS England]—

(a)has the function of arranging for the provision of services for the purposes of the health service in England in accordance with this Act, and

(b)must exercise the functions conferred on it by this Act in relation to [F14integrated care boards] [F15, NHS trusts established under section 25 and NHS foundation trusts] so as to secure that services are provided for those purposes in accordance with this Act.

(4)Schedule A1 makes further provision about [F13NHS England].

(5)In this Act—

(a)any reference to the public health functions of the Secretary of State is a reference to the functions of the Secretary of State under sections 2A and 2B and paragraphs 7C, 8 and 12 of Schedule 1, and

(b)any reference to the public health functions of local authorities is a reference to the functions of local authorities under sections 2B and 111 and paragraphs 1 to 7B and 13 of Schedule 1.]

Textual Amendments

[F16Role of integrated care boards in the health service in EnglandE+W

Textual Amendments

1IGeneral functions of integrated care boardsE+W

An integrated care board established under Chapter A3 of Part 2 has the function of arranging for the provision of services for the purposes of the health service in England in accordance with this Act.]

[F17General power]E+W

Textual Amendments

F17S. 2 cross-heading substituted (1.10.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 1(2); S.I. 2012/1831, art. 2(2) (with art. 10) (as amended (22.10.2012) by S.I. 2012/2657, art. 15); S.I. 2013/160, art. 2(2) (with arts. 7-9)

[F182.General powerE+W

(1)The Secretary of State may do anything which is calculated to facilitate, or is conducive or incidental to, the discharge of any function conferred on the Secretary of State by this Act.

(2)NHS England or an integrated care board may do anything which is calculated to facilitate, or is conducive or incidental to, the discharge of any of its functions.]

Textual Amendments

[F19Provision for protection or improvement of public healthE+W

Textual Amendments

F19S. 2A and cross-heading inserted (1.4.2013) by Health and Social Care Act 2012 (c. 7), ss. 11, 306(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

2ASecretary of State's duty as to protection of public healthE+W

(1)The Secretary of State must take such steps as the Secretary of State considers appropriate for the purpose of protecting the public in England from disease or other dangers to health.

(2)The steps that may be taken under subsection (1) include—

(a)the conduct of research or such other steps as the Secretary of State considers appropriate for advancing knowledge and understanding;

(b)providing microbiological or other technical services (whether in laboratories or otherwise);

(c)providing vaccination, immunisation or screening services;

(d)providing other services or facilities for the prevention, diagnosis or treatment of illness;

(e)providing training;

(f)providing information and advice;

(g)making available the services of any person or any facilities.

(3)Subsection (4) applies in relation to any function under this section which relates to—

(a)the protection of the public from ionising or non-ionising radiation, and

(b)a matter in respect of which [F20a relevant body] has a function.

(4)In exercising the function, the Secretary of State must—

(a)consult the [F21relevant body], and

(b)have regard to its policies.]

[F22(5)For the purposes of subsections (3) and (4), each of the following is a relevant body—

(a)the Health and Safety Executive;

(b)the Office for Nuclear Regulation.]

Textual Amendments

[F232BFunctions of local authorities and Secretary of State as to improvement of public healthE+W

(1)Each local authority must take such steps as it considers appropriate for improving the health of the people in its area.

(2)The Secretary of State may take such steps as the Secretary of State considers appropriate for improving the health of the people of England.

(3)The steps that may be taken under subsection (1) or (2) include—

(a)providing information and advice;

(b)providing services or facilities designed to promote healthy living (whether by helping individuals to address behaviour that is detrimental to health or in any other way);

(c)providing services or facilities for the prevention, diagnosis or treatment of illness;

(d)providing financial incentives to encourage individuals to adopt healthier lifestyles;

(e)providing assistance (including financial assistance) to help individuals to minimise any risks to health arising from their accommodation or environment;

(f)providing or participating in the provision of training for persons working or seeking to work in the field of health improvement;

(g)making available the services of any person or any facilities.

(4)The steps that may be taken under subsection (1) also include providing grants or loans (on such terms as the local authority considers appropriate).

(5)In this section, “local authority” means—

(a)a county council in England;

(b)a district council in England, other than a council for a district in a county for which there is a county council;

(c)a London borough council;

(d)the Council of the Isles of Scilly;

(e)the Common Council of the City of London.]

Textual Amendments

Modifications etc. (not altering text)

[F24Arrangements for the provision of certain health services]E+W

Textual Amendments

F24S. 3 cross-heading substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 13(7), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

[F253.Duties of integrated care boards as to commissioning certain health servicesE+W

(1)An integrated care board must arrange for the provision of the following to such extent as it considers necessary to meet the reasonable requirements of the people for whom it has responsibility—

(a)hospital accommodation,

(b)other accommodation for the purpose of any service provided under this Act,

(c)medical services other than primary medical services (for primary medical services, see Part 4),

(d)dental services other than primary dental services (for primary dental services, see Part 5),

(e)ophthalmic services other than primary ophthalmic services (for primary ophthalmic services, see Part 6),

(f)nursing and ambulance services,

(g)such other services or facilities for the care of pregnant women, women who are breastfeeding and young children as the board considers are appropriate as part of the health service,

(h)such other services or facilities for palliative care as the board considers are appropriate as part of the health service,

(i)such other services or facilities for the prevention of illness, the care of persons suffering from illness and the after-care of persons who have suffered from illness as the board considers are appropriate as part of the health service, and

(j)such other services or facilities as are required for the diagnosis and treatment of illness.

(2)For the purposes of this section an integrated care board has responsibility for—

(a)the group of people for whom it has core responsibility (see section 14Z31), and

(b)such other people as may be prescribed (whether generally or in relation to a prescribed service or facility).

(3)The duty imposed on an integrated care board by subsection (1) to arrange for the provision of services or facilities does not apply to the extent that—

(a)NHS England has a duty to arrange for their provision;

(b)another integrated care board has a duty to arrange for their provision by virtue of subsection (2)(b).

(4)In exercising its functions under this section, an integrated care board must act consistently with—

(a)the discharge by the Secretary of State and NHS England of their duty under section 1(1) (duty to promote a comprehensive health service), and

(b)the objectives and requirements for the time being specified in the mandate published under section 13A.

Textual Amendments

F25Ss. 3, 3A substituted (1.7.2022) by Health and Care Act 2022 (c. 31), ss. 21, 186(6); S.I. 2022/734, reg. 2(a), Sch. (with regs. 13, 29, 30)

3A.Power of integrated care boards to commission certain health servicesE+W

(1)Each integrated care board may arrange for the provision of such services or facilities as it considers appropriate for the purposes of the health service that relate to securing improvement—

(a)in the physical and mental health of the people for whom it has responsibility, or

(b)in the prevention, diagnosis and treatment of illness in those people.

(2)For the purposes of this section an integrated care board has responsibility for—

(a)the group of people for whom it has core responsibility (see section 14Z31), and

(b)such other people as may be prescribed (whether generally or in relation to a prescribed service or facility).

(3)An integrated care board may not arrange for the provision of a service or facility under subsection (1) if NHS England has a duty to arrange for its provision by virtue of section 3B or 4.

(4)In exercising its functions under this section, an integrated care board must act consistently with—

(a)the discharge by the Secretary of State and NHS England of their duty under section 1(1) (duty to promote a comprehensive health service), and

(b)the objectives and requirements for the time being specified in the mandate published under section 13A.]

Textual Amendments

F25Ss. 3, 3A substituted (1.7.2022) by Health and Care Act 2022 (c. 31), ss. 21, 186(6); S.I. 2022/734, reg. 2(a), Sch. (with regs. 13, 29, 30)

[F263BSecretary of State's power to require [F27NHS England] to commission servicesE+W

(1)Regulations may require [F13NHS England] to arrange, to such extent as it considers necessary to meet all reasonable requirements, for the provision as part of the health service of—

(a)dental services of a prescribed description;

(b)services or facilities for members of the armed forces or their families;

(c)services or facilities for persons who are detained in a prison or in other accommodation of a prescribed description;

(d)such other services or facilities as may be prescribed.

[F28(2)A service or facility may be prescribed under subsection (1)(d) only if the Secretary of State considers that it would be appropriate for NHS England to arrange for the provision of that service or facility (whether by NHS England making arrangements itself or by giving directions under section 13YB or making arrangements under section 65Z5).]

(3)In deciding whether it would be so appropriate, the Secretary of State must have regard to—

(a)the number of individuals who require the provision of the service or facility;

(b)the cost of providing the service or facility;

(c)the number of persons able to provide the service or facility;

F29(d). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(4)Before deciding whether to make regulations under this section, the Secretary of State must—

(a)obtain advice appropriate for that purpose, and

(b)consult [F13NHS England].

[F30(4A)If the Secretary of State refuses a request by NHS England to revoke provision made by regulations under subsection (1)(d) prescribing a service or facility, the Secretary of State must explain why to NHS England.]

(5)The reference in subsection (1)(b) to members of the armed forces is a reference to persons who are members of—

(a)the regular forces within the meaning of the Armed Forces Act 2006, or

(b)the reserve forces within the meaning of that Act.]

Textual Amendments

F26S. 3B inserted (27.3.2012 for specified purposes, 1.2.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 15, 306(1)(d)(4); S.I. 2012/2657, art. 2(4)

Modifications etc. (not altering text)

4High security psychiatric servicesE+W

(1)[F31[F13NHS England] must arrange for the provision of] hospital accommodation and services for persons who—

(a)are liable to be detained under the Mental Health Act 1983 (c. 20), and

(b)in the opinion of the Secretary of State require treatment under conditions of high security on account of their dangerous, violent or criminal propensities.

(2)The hospital accommodation and services mentioned in subsection (1) are referred to in this section and paragraph 15 of Schedule 4 (NHS trusts) as “high security psychiatric services”.

(3)High security psychiatric services may be provided [F32—

(a)]only at hospital premises at which services are provided only for the persons mentioned in subsection (1)[F33, and

(b)only by a person approved by the Secretary of State for the purposes of this subsection.]

[F34(3A)The Secretary of State may—

(a)give directions to a person who provides high security psychiatric services about the provision by that person of those services;

(b)give directions to [F13NHS England] about the exercise of its functions in relation to high security psychiatric services.]

(4)“Hospital premises” means—

(a)a hospital, or

(b)any part of a hospital which is treated as a separate unit.

Textual Amendments

F31Words in s. 4(1) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 16(2), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F32Words in s. 4(3) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 16(3)(a), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F33S. 4(3)(b) and word inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 16(3)(b), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F34S. 4(3A) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 16(4), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

5Other servicesE+W

Schedule 1 makes further provision [F35about the provision of services for the purposes of the health service in England].

Textual Amendments

Provision of services otherwise than in EnglandE+W

6Performance of functions outside EnglandE+W

[F36(1)Where the Secretary of State has a duty or power to provide anything under section 2A or 2B or Schedule 1, that thing may be provided outside England.]

[F37(1A)Where [F38an integrated care board] or [F13NHS England] has a duty or power to arrange for the provision of anything under section 3, 3A, 3B or 4 or Schedule 1, it may arrange for that thing to be provided outside England.]

(2)[F39The functions of the Secretary of State, [F13NHS England] and [F40integrated care boards]] may be performed outside England and Wales, in so far as they relate to—

(a)holidays for patients,

(b)the transfer of patients to or from Scotland, Northern Ireland, the Isle of Man or the Channel Islands, or

(c)the return of patients who have received treatment in England and Wales, to countries or territories outside the British Islands (including for this purpose the Republic of Ireland).

Textual Amendments

F416A.Reimbursement of cost of services provided in another EEA stateE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F426B.Prior authorisation for the purposes of section 6AE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F436BAReimbursement of cost of services provided in another EEA state where expenditure incurred on or after 25 October 2013.E+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F446BBPrior authorisation for the purposes of section 6BAE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

[F45Regulations as to the exercise of functionsE+W

Textual Amendments

F45S. 6C and cross-heading inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 18(1), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

6CRegulations as to the exercise by local authorities of certain public health functionsE+W

(1)Regulations may require a local authority to exercise any of the public health functions of the Secretary of State (so far as relating to the health of the public in the authority's area) by taking such steps as may be prescribed.

(2)Regulations may require a local authority to exercise its public health functions by taking such steps as may be prescribed.

(3)Where regulations under subsection (1) require a local authority to exercise any of the public health functions of the Secretary of State, the regulations may also authorise or require the local authority to exercise any prescribed functions of the Secretary of State that are exercisable in connection with those functions (including the powers conferred by section 12).

(4)The making of regulations under subsection (1) does not prevent the Secretary of State from taking any step that a local authority is required to take under the regulations.

(5)Any rights acquired, or liabilities (including liabilities in tort) incurred, in respect of the exercise by a local authority of any of its functions under regulations under subsection (1) are enforceable by or against the local authority (and no other person).

(6)In this section, “local authority” has the same meaning as in section 2B.]

Modifications etc. (not altering text)

F466DRegulations relating to EU obligationsE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

[F476ERegulations as to the exercise of functions by [F13NHS England] or [F48integrated care boards]E+W

(1)Regulations may impose requirements (to be known as “standing rules”) in accordance with this section on [F13NHS England] or on [F49integrated care boards].

(2)The regulations may, in relation to the commissioning functions of [F13NHS England] or [F50integrated care boards], make provision—

(a)requiring [F13NHS England] or [F50integrated care boards] to arrange for specified treatments or other specified services to be provided or to be provided in a specified manner or within a specified period;

(b)as to the arrangements that [F13NHS England] or [F50integrated care boards] must make for the purpose of making decisions as to—

(i)the treatments or other services that are to be provided;

(ii)the manner in which or period within which specified treatments or other specified services are to be provided;

(iii)the persons to whom specified treatments or other specified services are to be provided;

(c)as to the arrangements that [F13NHS England] or [F50integrated care boards] must make for enabling persons to whom specified treatments or other specified services are to be provided to make choices with respect to specified aspects of them.

(3)Regulations by virtue of paragraph (b) of subsection (2) may, in particular, make provision—

(a)requiring [F13NHS England] or [F51an integrated care board] to take specified steps before making decisions as to the matters mentioned in that paragraph;

(b)as to reviews of, or appeals from, such decisions.

(4)The regulations may—

(a)specify matters for which provision must be made in commissioning contracts entered into by [F13NHS England] or [F52integrated care boards];

(b)require [F13NHS England] to draft terms and conditions making provision for those matters;

(c)require [F13NHS England] or [F53integrated care boards] to incorporate the terms and conditions drafted by virtue of paragraph (b) in commissioning contracts entered into by [F13NHS England] or (as the case may be) [F53integrated care boards].

(5)The regulations must—

(a)require [F13NHS England] to draft such terms and conditions as [F13NHS England] considers are, or might be, appropriate for inclusion in commissioning contracts entered into by [F13NHS England] or [F54integrated care boards] (other than terms and conditions that [F13NHS England] is required to draft by virtue of subsection (4)(a));

(b)authorise [F13NHS England] to require [F55integrated care boards] to incorporate terms and conditions prepared by virtue of paragraph (a) in their commissioning contracts;

(c)authorise [F13NHS England] to draft model commissioning contracts.

(6)The regulations may require [F13NHS England] to consult prescribed persons before exercising any of its functions by virtue of subsection (4)(b) or (5).

(7)The regulations may require [F13NHS England] or [F56integrated care boards] in the exercise of any of its or their functions—

(a)to provide information of a specified description to specified persons in a specified manner;

F57(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(c)to do such other things as the Secretary of State considers necessary for the purposes of the health service.

(8)The regulations may not impose a requirement on only one [F58integrated care board].

(9)If regulations under this section are made so as to come into force on a day other than 1 April, the Secretary of State must—

(a)publish a statement explaining the reasons for making the regulations so as to come into force on such a day, and

(b)lay the statement before Parliament.

(10)In this section—

(a)“commissioning contracts”, in relation to [F13NHS England] or [F59integrated care boards], means contracts entered into by [F13NHS England] or (as the case may be) [F59integrated care boards] in the exercise of its or their commissioning functions;

(b)“commissioning functions”, in relation to [F13NHS England] or [F60integrated care boards], means the functions of [F13NHS England] or (as the case may be) [F60integrated care boards] in arranging for the provision of services as part of the health service;

(c)“specified” means specified in the regulations.]

Textual Amendments

F47S. 6E inserted (27.3.2012 for specified purposes, 1.2.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 20(1), 306(1)(d)(4); S.I. 2012/2657, art. 2(4)

[F61Functions of Special Health Authorities] E+W

Textual Amendments

F61S. 7 cross-heading and heading substituted (27.3.2012 for specified purposes, 1.10.2012 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 21(4), 306(1)(d)(4); S.I. 2012/1831, art. 2(2)

7[F61Functions of Special Health Authorities] E+W

[F62(1)The Secretary of State may direct a Special Health Authority to exercise any functions of the Secretary of State or any other person which relate to the health service in England and are specified in the direction.

(1A)Subsection (1) does not apply to any function of the Secretary of State of making an order or regulations.

(1B)Before exercising the power in subsection (1) in relation to a function of a person other than the Secretary of State, the Secretary of State must consult that person.

(1C)Regulations may provide that a Special Health Authority specified in the regulations is to have such additional functions in relation to the health service in England as may be so specified.]

F63(2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F63(3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F62S. 7(1)-(1C) substituted for s. 7(1) (27.3.2012 for specified purposes, 1.10.2012 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 21(2), 306(1)(d)(4); S.I. 2012/1831, art. 2(2)

F63S. 7(2)(3) omitted (27.3.2012 for specified purposes, 1.10.2012 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), ss. 21(3), 306(1)(d)(4); S.I. 2012/1831, art. 2(2)

Modifications etc. (not altering text)

[F64Exercise of Secretary of State's public health functions]E+W

Textual Amendments

F64S. 7A and cross-heading inserted (1.10.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 22, 306(4); S.I. 2012/1831, art. 2(2); S.I. 2013/160, art. 2(2) (with arts. 7-9)

[F657A.Exercise of Secretary of State’s public health functionsE+W

(1)The Secretary of State may arrange for any of the public health functions of the Secretary of State to be exercised by one or more relevant bodies.

(2)In this section “relevant body” means—

(a)NHS England,

(b)an integrated care board,

(c)a local authority (within the meaning of section 2B),

(d)a combined authority, or

(e)such other body as may be prescribed.

(3)Arrangements under this section may be made on such terms as may be agreed between the parties including—

(a)terms as to payment;

(b)terms prohibiting or restricting a relevant body from making delegation arrangements in relation to a function that is exercisable by it by virtue of arrangements under this section.

(4)In subsection (3)(b) “delegation arrangements” means arrangements made by a person for the exercise of a function by someone else.

(5)Any rights acquired, or liabilities (including liabilities in tort) incurred, in respect of the exercise by a relevant body of any function by virtue of this section are enforceable by or against that body (and no other person).

(6)The reference in subsection (1) to the public health functions of the Secretary of State includes any functions of the Secretary of State exercisable in connection with those functions (including the powers conferred by section 12).]

Textual Amendments

[F667BDirections requiring NHS bodies to exercise public health functionsE+W

(1)The Secretary of State may by direction provide for any of the public health functions of the Secretary of State to be exercised by one or more relevant bodies.

(2)In this section “relevant body” means—

(a)NHS England, or

(b)an integrated care board.

(3)A direction under subsection (1) may include provision prohibiting or restricting the relevant body from making delegation arrangements in relation to a function that is exercisable by it by virtue of the direction.

(4)In subsection (3) “delegation arrangements” means arrangements made by a person for the exercise of a function by someone else.

(5)The Secretary of State may make payments to a relevant body in respect of the exercise by it of a function by virtue of a direction under subsection (1).

(6)The Secretary of State may give directions to an integrated care board as to the exercise by it of any functions by virtue of this section.

(7)For power to give directions to NHS England as to the exercise of functions, see section 13ZC.

(8)As soon as reasonably practicable after giving a direction under subsection (1) or (6), the Secretary of State must publish it.

(9)Any rights acquired, or liabilities (including liabilities in tort) incurred, in respect of the exercise by a relevant body of any function by virtue of this section are enforceable by or against it (and no other person).

(10)The reference in subsection (1) to the public health functions of the Secretary of State includes any functions of the Secretary of State exercisable in connection with those functions (including the powers conferred by section 12).]

Textual Amendments

[F677CPower of direction: investigation functionsE+W

(1)The Secretary of State may direct—

(a)NHS England, or

(b)any other public body,

to exercise any of the investigation functions which are specified in the direction.

(2)A direction under subsection (1) may include provision prohibiting or restricting the body directed from making delegation arrangements in relation to a function that is exercisable by it by virtue of the direction.

(3)In subsection (2) “delegation arrangements” means arrangements made by a person for the exercise of a function by someone else.

(4)The Secretary of State may make payments to NHS England or any other body in respect of the exercise by it of a function by virtue of a direction under subsection (1).

(5)The Secretary of State may give directions to any body on whom functions are conferred by virtue of subsection (1)(b) as to the exercise of those functions.

(6)For power to give directions to NHS England as to the exercise of functions, see section 13ZC.

(7)As soon as reasonably practicable after giving a direction under subsection (1) or (5), the Secretary of State must publish it.

(8)Any rights acquired, or liabilities (including liabilities in tort) incurred, in respect of the exercise by NHS England or any other body of any function by virtue of this section are enforceable by or against it (and no other person).

(9)In this section “the investigation functions” are functions which, immediately before the coming into force of section 36 of the Health and Care Act 2022, were exercised by the Special Health Authority called the National Health Service Trust Development Authority pursuant to—

(a)the National Health Service Trust Development Authority (Healthcare Safety Investigation Branch) Directions 2016 made under sections 7 and 8 of the National Health Service Act 2006, or

(b)the National Health Service Trust Development Authority (Healthcare Safety Investigation Branch) (Additional Investigatory Functions in respect of Maternity Cases) Directions 2018 made under sections 7 and 8 of the National Health Service Act 2006.

Textual Amendments

7DTransfer schemes in connection with a direction under section 7CE+W

(1)The Secretary of State may, in connection with a direction under section 7C, make one or more transfer schemes.

(2)A “transfer scheme” is a scheme for the transfer to NHS England or any other public body of any property, rights or liabilities relating to the discharge of functions pursuant to any directions made by the Secretary of State under the power conferred by section 7C.

(3)The things that may be transferred under a transfer scheme include—

(a)property, rights and liabilities that could not otherwise be transferred;

(b)property acquired, and rights and liabilities arising, after the making of the scheme;

(c)criminal liabilities.

(4)A transfer scheme may—

(a)create rights, or impose liabilities, in relation to property or rights transferred;

(b)make provision about the continuing effect of things done by, or on behalf of or in relation to the transferor in respect of anything transferred;

(c)make provision about the continuation of things (including legal proceedings) in the process of being done by, on behalf of or in relation to the transferor in respect of anything transferred;

(d)make provision for references to the transferor in an instrument or other document in respect of anything transferred to be treated as references to the transferee;

(e)make provision for the shared ownership or use of property;

(f)make provision which is the same as or similar to the TUPE regulations;

(g)make other consequential, supplementary, incidental or transitional provision.

(5)A transfer scheme may provide—

(a)for modifications by agreement;

(b)for modifications to have effect from the date when the original scheme came into effect.

(6)In subsection (4)(f), “the TUPE regulations” means the Transfer of Undertakings (Protection of Employment) Regulations 2006 (S.I. 2006/246).

(7)For the purposes of this section—

(a)references to rights and liabilities include rights and liabilities relating to a contract of employment;

(b)references to the transfer of property include the grant of a lease.

(8)For the purposes of subsection (7)(a)—

(a)an individual who holds employment in the civil service of the State is to be treated as employed by virtue of a contract of employment, and

(b)the terms of the individual’s employment in the civil service are to be regarded as constituting the terms of the contract of employment.

Textual Amendments

7ETransfer schemes under section 7D: taxationE+W

(1)The Treasury may by regulations make provision varying the way in which a relevant tax has effect in relation to—

(a)anything transferred under a scheme under section 7D, or

(b)anything done for the purposes of, or in relation to, a transfer under such a scheme.

(2)The provision which may be made under subsection (1)(a) includes in particular provision for—

(a)a tax provision not to apply, or to apply with modifications, in relation to anything transferred;

(b)anything transferred to be treated in a specified way for the purposes of a tax provision;

(c)the Secretary of State to be required or permitted to determine, or specify the method for determining, anything which needs to be determined for the purposes of any tax provision so far as relating to anything transferred.

(3)The provision which may be made under subsection (1)(b) includes in particular provision for—

(a)a tax provision not to apply, or to apply with modifications, in relation to anything done for the purposes of or in relation to the transfer;

(b)anything done for the purposes of, or in relation to, the transfer to have or not have a specified consequence or be treated in a specified way;

(c)the Secretary of State to be required or permitted to determine, or specify the method for determining, anything which needs to be determined for the purposes of any tax provision so far as relating to anything done for the purposes of, or in relation to, the transfer.

(4)In this section references to the transfer of property include the grant of a lease.

(5)In this section—

  • “relevant tax” means income tax, corporation tax, capital gains tax, value added tax, stamp duty or stamp duty reserve tax;

  • “tax provision” means a provision of an enactment about a relevant tax.]

Textual Amendments

[F68Directions to certain NHS bodies]E+W

Textual Amendments

8Secretary of State's directions to [F69certain] health service bodiesE+W

(1)The Secretary of State may give directions to any of the bodies mentioned in subsection (2) about its exercise of any functions.

(2)The bodies are—

F70(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F71(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(c)NHS trusts, and

(d)Special Health Authorities.

(3)Nothing in provision made by or under this or any other Act affects the generality of subsection (1).

Textual Amendments

NHS contractsE+W

9NHS contractsE+W

(1)In this Act, an NHS contract is an arrangement under which one health service body (“the commissioner”) arranges for the provision to it by another health service body (“the provider”) of goods or services which it reasonably requires for the purposes of its functions.

(2)Section 139(6) (NHS contracts and the provision of local pharmaceutical services under pilot schemes) makes further provision about acting as commissioner for the purposes of subsection (1).

(3)Paragraph 15 of Schedule 4 (NHS trusts and NHS contracts) makes further provision about an NHS trust acting as provider for the purposes of subsection (1).

(4)“Health service body” means any of the following—

[F72(za)[F13NHS England],

[F73(zb)an integrated care board,]]

F74(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F75(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(c)an NHS trust,

(d)a Special Health Authority,

(e)a Local Health Board,

(f)a Health Board constituted under section 2 of the National Health Service (Scotland) Act 1978 (c. 29),

[F76(fa)a Special Health Board constituted under that section,]

[F77(g)the Regional Agency for Public Health and Social Well-being,]

(h)the Common Services Agency for the Scottish Health Service,

(i)the Wales Centre for Health,

F78(j). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F79(k)the Care Quality Commission,]

[F80(ka)NICE,]

F81(kb). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F82(kc)Health Education England,]

(l)the Scottish Dental Practice Board,

(m)the Secretary of State,

(n)the Welsh Ministers,

[F83(na)the Scottish Ministers,

(nb)Healthcare Improvement Scotland,]

[F84(o)the Regional Business Services Organisation,]

(p)a special health and social services agency established under the Health and Personal Social Services (Special Agencies) (Northern Ireland) Order 1990 (S.I. 1990/247 (N.I.3)),

(q)a [F85Health and Social Care trust] trust established under the Health and Personal Social Services (Northern Ireland) Order 1991 (S.I. 1991/194 (N.I.1)),

(r)the Department of Health, Social Services and Public Safety.

(5)Whether or not an arrangement which constitutes an NHS contract would apart from this subsection be a contract in law, it must not be regarded for any purpose as giving rise to contractual rights or liabilities.

(6)But if any dispute arises with respect to such an arrangement, either party may refer the matter to the Secretary of State for determination under this section.

(7)If, in the course of negotiations intending to lead to an arrangement which will be an NHS contract, it appears to a health service body—

(a)that the terms proposed by another health service body are unfair by reason that the other is seeking to take advantage of its position as the only, or the only practicable, provider of the goods or services concerned or by reason of any other unequal bargaining position as between the prospective parties to the proposed arrangement, or

(b)that for any other reason arising out of the relative bargaining position of the prospective parties any of the terms of the proposed arrangement cannot be agreed,

that health service body may refer the terms of the proposed arrangement to the Secretary of State for determination under this section.

(8)Where a reference is made to the Secretary of State under subsection (6) or (7), he may determine the matter himself or appoint a person to consider and determine it in accordance with regulations.

(9)“The appropriate person” means the Secretary of State or the person appointed under subsection (8).

(10)By the determination of a reference under subsection (7) the appropriate person may specify terms to be included in the proposed arrangement and may direct that it be proceeded with.

(11)A determination of a reference under subsection (6) may contain such directions (including directions as to payment) as the appropriate person considers appropriate to resolve the matter in dispute.

(12)The appropriate person may by the determination in relation to an NHS contract vary the terms of the arrangement or bring it to an end (but this does not affect the generality of the power of determination under subsection (6)).

(13)Where an arrangement is so varied or brought to an end—

(a)subject to paragraph (b), the variation or termination must be treated as being effected by agreement between the parties, and

(b)the directions included in the determination by virtue of subsection (11) may contain such provisions as the appropriate person considers appropriate in order to give effect to the variation or to bring the arrangement to an end.

Textual Amendments

Modifications etc. (not altering text)

10Provision for bodies in Northern IrelandE+W

(1)Subsection (2) applies where [F86the Regional Agency for Public Health and Social Well-being] or a body mentioned in paragraph (o), (p), (q) or (r) of section 9(4) is a party or prospective party to an arrangement or proposed arrangement which—

(a)falls within the definition of NHS contract in section 9(1), and

(b)also falls within the definition of HSS contract in Article 8 of the Health and Personal Social Services (Northern Ireland) Order 1991 (S.I. 1991/194 (N.I.1)).

(2)Subsections (5) to (13) of section 9 apply in relation to the arrangement or proposed arrangement with the substitution for references to the Secretary of State of references to the Secretary of State and the Department of Health, Social Services and Public Safety acting jointly.

Textual Amendments

[F8710AProvision for bodies in ScotlandE+W

(1)Subsection (2) applies where the Scottish Ministers are, or a body mentioned in paragraph (f), (fa), (h), (l) or (nb) of section 9(4) is, a party or prospective party to an arrangement or proposed arrangement which—

(a)falls within the definition of NHS contract in section 9(1), and

(b)also falls within the definition of NHS contract in section 17A of the National Health Service (Scotland) Act 1978.

(2)Subsections (5) to (13) of section 9 apply in relation to the arrangement or proposed arrangement (except in so far as it relates to reserved matters within the meaning of the Scotland Act 1998) with the substitution for references to the Secretary of State of references to the Secretary of State and the Scottish Ministers acting jointly.

(3)Subsection (4) applies (and subsection (2) does not apply) where a cross-border Special Health authority is a party or prospective party to an arrangement or proposed arrangement which—

(a)falls within the definition of NHS contract in section 9(1), and

(b)also falls within the definition of NHS contract in section 17A of the National Health Service (Scotland) Act 1978 and the definition of NHS contract in section 7(1) of the National Health Service (Wales) Act 2006.

(4)Subsections (5) to (13) of section 9 apply in relation to that arrangement or proposed arrangement (except in so far as it relates to reserved matters within the meaning of the Scotland Act 1998) with the substitution for references to the Secretary of State—

(a)where the cross-border Special Health Authority is exercising functions in relation to England only, of references to the Secretary of State and the Scottish Ministers acting jointly; and

(b)where the Authority is exercising functions in relation to England and Wales, of references to the Secretary of State and the Welsh Ministers acting concurrently with each other and jointly with the Scottish Ministers.

(5)In subsections (3) and (4), “cross-border Special Health Authority” means a Special Health Authority which is established under the National Health Service Act 2006 and the National Health Service (Wales) Act 2006 by virtue of—

(a)paragraph 1(2) of Schedule 2 to the National Health Service (Consequential Provisions) Act 2006, or

(b)the power under section 28 of the National Health Service Act 2006 and the power under section 22 of the National Health Service (Wales) Act 2006 being exercised together.]

Textual Amendments

11Arrangements to be treated as NHS contractsE+W

(1)This section applies to any arrangement under which [F88[F13NHS England],] F89... F90... or such other health service body as may be prescribed arrange for the provision to it—

(a)by a contractor under a general ophthalmic services contract,

(b)by a person on an ophthalmic list,

(c)by a person on a pharmaceutical list, or

(d)by a person who has entered into a pharmaceutical care services contract under section 17Q of the National Health Service (Scotland) Act 1978 (c. 29),

of the goods or services mentioned in subsection (2).

(2)The goods or services are those that the body reasonably requires for the purposes of its functions, other than functions under—

(a)section 115 (primary ophthalmic services),

(b)Chapter 1 or 2 of Part 7 (pharmaceutical services and local pharmaceutical services under pilot schemes), or

(c)Part 6 of, or Chapter 1 or 2 of Part 7 of, the National Health Service (Wales) Act 2006 (c. 42) (general ophthalmic services and pharmaceutical services and local pharmaceutical services under pilot schemes).

(3)Any such arrangement must be treated as an NHS contract for the purposes of section 9 (other than subsections (7) and (10)).

(4)“Health service body” means a body which is a health service body for the purposes of section 9.

(5)“Ophthalmic list” means a list published in accordance with regulations made under—

(a)section 72(1)(a) of the National Health Service (Wales) Act 2006,

(b)section 26(2)(a) of the National Health Service (Scotland) Act 1978, or

(c)Article 62(2)(a) of the Health and Personal Social Services (Northern Ireland) Order 1972 (S.I. 1972/1265 (N.I.14)).

(6)The reference to a list published in accordance with regulations made under paragraph (a) of section 26(2) of the National Health Service (Scotland) Act 1978 is a reference to the first part of the list (referred to in sub-paragraph (i) of that paragraph) which is published in accordance with regulations under that paragraph.

(7)“Pharmaceutical list” includes a list published in accordance with regulations made under—

(a)section 83(2)(a) of the National Health Service (Wales) Act 2006, or

(b)Article 63(2A)(a) of the Health and Personal Social Services (Northern Ireland) Order 1972.

Textual Amendments

Modifications etc. (not altering text)

[F91Arrangements with other bodies]E+W

Textual Amendments

12Secretary of State's arrangements with other bodiesE+W

(1)The Secretary of State may arrange with any person or body to provide, or assist in providing, [F92anything which the Secretary of State has a duty or power to provide, or arrange for the provision of, under section 2A or 2B or Schedule 1].

[F93(2)The bodies with whom arrangements may be made under subsection (1) include—

(a)[F13NHS England],

(b)[F94integrated care boards,]

(c)any other public authorities, and

(d)voluntary organisations.]

[F95(3)The Secretary of State may make available any facilities provided by the Secretary of State under section 2A or 2B or Schedule 1 to any service provider or to any eligible voluntary organisation.

(3A)In subsection (3)—

  • “eligible voluntary organisation” means a voluntary organisation eligible for assistance under section 64 or section 65 of the Health Services and Public Health Act 1968;

  • “service provider” means a person or body with whom the Secretary of State has made an arrangement under subsection (1).]

(4)Where facilities are made available under subsection (3), the Secretary of State may make available the services of any person employed in connection with the facilities by—

(a)the Secretary of State,

[F96(aa)[F13NHS England],

[F97(ab)an integrated care board,]

(ac)a local authority,]

F98(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F99(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(d)a Special Health Authority, or

(e)a Local Health Board.

[F100(4A)In subsection (4), “local authority” has the same meaning as in section 2B.]

(5)Powers under this section may be exercised on such terms as may be agreed, including terms as to the making of payments by or to the Secretary of State.

(6)Goods or materials may be made available either temporarily or permanently.

(7)Any power to supply goods or materials under this section includes—

(a)a power to purchase and store them, and

(b)a power to arrange with third parties for the supply of goods or materials by those third parties.

Textual Amendments

[F10112ZACommissioning arrangements by [F13NHS England] or [F102integrated care boards]E+W

(1)This section applies in relation to arrangements made by [F13NHS England] or [F103an integrated care board] in the exercise of functions under section 3, 3A, 3B or 4 or Schedule 1.

(2)The arrangements may be made with any person or body (including public authorities and voluntary organisations).

[F104(2A)The arrangements may confer discretions on a person with whom they are made in relation to anything to be provided under the arrangements.]

(3)If [F13NHS England] or [F105an integrated care board] arranges for the provision of facilities by a service provider, it may also make arrangements for those facilities to be made available to another service provider or to an eligible voluntary organisation.

(4)[F13NHS England] or [F106an integrated care board] may make available any of its facilities to—

(a)a service provider, or

(b)an eligible voluntary organisation.

(5)Where facilities are made available under subsection (4) any of the following persons may make available the services of any employee of that person who is employed in connection with the facilities—

(a)the Secretary of State,

(b)[F13NHS England],

[F107(c)an integrated care board,]

(d)a Special Health Authority, or

(e)a Local Health Board.

(6)Goods or materials may be made available under this section either temporarily or permanently.

(7)Any power to supply goods or materials under this section includes—

(a)a power to purchase or store them, and

(b)a power to arrange with third parties for the supply of goods or materials by those third parties.

(8)Powers under this section may be exercised on such terms as may be agreed, including terms as to the making of payments.

(9)In this section—

  • “eligible voluntary organisation” means a voluntary organisation eligible for assistance under section 64 or section 65 of the Health Services and Public Health Act 1968;

  • “service provider” means a person or body with whom [F13NHS England] or [F108an integrated care board] has made arrangements in the exercise of the functions mentioned in subsection (1).]

Textual Amendments

F101S. 12ZA inserted (1.2.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 9; S.I. 2012/2657, art. 2(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

[F10912ZCEradicating slavery and human trafficking in supply chainsE+W

(1)The Secretary of State must by regulations make such provision as the Secretary of State thinks appropriate with a view to eradicating the use in the health service in England of goods or services that are tainted by slavery and human trafficking.

(2)The regulations may, in particular, include—

(a)provision in connection with the processes to be followed by public bodies in the procurement of goods or services for the purposes of the health service in England (including provision as to circumstances in which a supplier is excluded from consideration for the award of a contract);

(b)provision as to steps that must be taken by public bodies for assessing and addressing the risk of slavery and human trafficking taking place in relation to people involved in health service supply chains;

(c)provision as to matters for which provision must be made in contracts for goods or services entered into by public bodies for the purposes of the health service in England.

(3)In this section—

  • “health service supply chains” means supply chains for providing goods or services for the purposes of the health service in England;

  • “public body” means a body exercising functions of a public nature;

  • “slavery and human trafficking” has the meaning given by section 54(12) of the Modern Slavery Act 2015;

  • “tainted”: goods or services are “tainted” by slavery and human trafficking if slavery and human trafficking takes place in relation to anyone involved in the supply chain for providing those goods or services.]

Textual Amendments

[F110Direct payments for health careE+W

Textual Amendments

F110Ss. 12A-12D and cross-heading inserted (19.1.2010) by Health Act 2009 (c. 21), ss. 11, 40(1); S.I. 2010/30, art. 2(b)

12ADirect payments for health careE+W

(1)The Secretary of State [F111, [F13NHS England], [F112an integrated care board] or a local authority] may, for the purpose of securing the provision to a patient of anything to which this subsection applies, make payments, with the patient's consent, to the patient or to a person nominated by the patient.

(2)Subsection (1) applies to—

[F113(a)anything that the Secretary of State or a local authority has a duty or power to provide or arrange under section 2A or 2B or Schedule 1;]

[F114(aa)anything that [F13NHS England] or [F115an integrated care board] may or must arrange for the provision of under this Act or any other enactment.]

F116(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F116(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3)Subsection (1) is subject to any provision made by regulations under section 12B.

(4)If regulations so provide, [F117an integrated care board] may, for the purpose of securing the provision for a patient of services that [F118the board] must provide under section 117 of the Mental Health Act 1983 (after-care), make payments, with the patient's consent, to the patient or to a person nominated by the patient [F119; and the references in this subsection to [F117an integrated care board] are, so far as necessary for the purposes of regulations under subsection (2E) of that section, to be read as references to [F13NHS England].]

(5)A payment under subsection (1) F120... is referred to in this Part as a “direct payment”.

F121(6). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F122(7)In this section and sections 12B to 12D, “local authority” has the same meaning as in section 2B.]

Textual Amendments

F120Words in s. 12A(5) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 10(5); S.I. 2013/160, art. 2(2) (with arts. 7-9)

12BRegulations about direct paymentsE+W

(1)The Secretary of State may make regulations about direct payments.

(2)The regulations may in particular make provision—

(a)as to circumstances in which, and descriptions of persons and services in respect of which, direct payments may or must be made;

(b)as to circumstances in which direct payments may or must be made to a person nominated by the patient;

(c)as to the making of direct payments (and, in particular, as to persons to whom payments may or must be made) where the patient lacks capacity to consent to the making of the payments;

(d)as to conditions that the Secretary of State [F123, [F13NHS England], [F124an integrated care board] or a local authority] must comply with before, after or at the time of making a direct payment;

(e)as to conditions that the patient or (if different) the payee may or must be required to comply with before, after, or at the time when a direct payment is made;

(f)as to the amount of any direct payment or how it is to be calculated;

(g)as to circumstances in which the Secretary of State [F125, [F13NHS England], [F126an integrated care board] or a local authority] may or must stop making direct payments;

(h)as to circumstances in which the Secretary of State [F127, [F13NHS England], [F128an integrated care board] or a local authority] may or must require all or part of a direct payment to be repaid, by the payee or otherwise;

(i)as to monitoring of the making of direct payments, of their use by the payee, or of services which they are used to secure;

(j)as to arrangements to be made by the Secretary of State [F129, [F13NHS England], [F130an integrated care board] or a local authority] for providing patients, payees or their representatives with information, advice or other support in connection with direct payments;

(k)for such support to be treated to any prescribed extent as a service in respect of which direct payments may be made.

(3)If the regulations make provision in the case of a person who lacks capacity to consent to direct payments being made, they may apply that provision, or make corresponding provision, with or without modifications, in the case of a person who has lacked that capacity but no longer does so (whether because of fluctuating capacity, or regaining or gaining capacity).

(4)The regulations may provide for a sum which must be repaid to the Secretary of State [F131, [F13NHS England], [F132an integrated care board] or a local authority] by virtue of a condition or other requirement imposed by or under the regulations to be recoverable as a debt due to the Secretary of State [F133[F13NHS England], a clinical commissioning group or a local authority (as the case may be)].

(5)The regulations may make provision—

(a)for a service in respect of which a direct payment has been made under section 12A(1) to be regarded, only to such extent and subject to such conditions as may be prescribed, as provided or arranged for by the Secretary of State [F134or a local authority or as arranged for by [F13NHS England] or [F135an integrated care board] (as the case may be)] under an enactment mentioned in section 12A(2);

(b)displacing functions or obligations of [F136[F13NHS England], [F137an integrated care board] or a local authority with respect to the arrangement for the provision of] after-care services under section 117 of the Mental Health Act 1983, only to such extent and subject to such conditions as may be prescribed.

(6)In this section—

(a)“service” includes anything in respect of which direct payments may be made;

(b)references to a person lacking capacity are references to a person lacking capacity within the meaning of the Mental Capacity Act 2005.

Textual Amendments

12CDirect payments pilot schemesE+W

F138(1). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F138(2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F138(3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F138(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(5)Provision as to the review of a pilot scheme may in particular include provision—

(a)for a review to be carried out by an independent person;

(b)for publication of the findings of a review;

(c)as to matters to be considered on a review.

(6)Those matters may in particular include any of the following—

(a)the administration of the scheme;

(b)the effect of direct payments on the cost or quality of care received by patients;

(c)the effect of direct payments on the behaviour of patients, carers or persons providing services in respect of which direct payments are made.

(7)After any review of one or more pilot schemes, the Secretary of State may make an order under subsection (8) or (10).

(8)An order under this subsection is an order making provision for either or both of the following—

(a)repealing section 12A(6) and subsections (1) to (4) of this section;

(b)amending, repealing, or otherwise modifying any other provision of this Act.

(9)An order may make provision within subsection (8)(b) only if it appears to the Secretary of State to be necessary or expedient for the purpose of facilitating the exercise of the powers conferred by section 12A(1) or by regulations under section 12A(4).

(10)An order under this subsection is an order repealing sections 12A, 12B, 12D and this section.

Textual Amendments

12DArrangements with other bodies relating to direct paymentsE+W

(1)The Secretary of State [F139, [F13NHS England], [F140an integrated care board] or a local authority] may arrange with any person or body to give assistance in connection with direct payments.

(2)Arrangements may be made under subsection (1) with voluntary organisations.

(3)Powers under this section may be exercised on such terms as may be agreed, including terms as to the making of payments by the Secretary of State [F141, [F13NHS England], [F142an integrated care board] or a local authority].]

Textual Amendments

[F143MiscellaneousE+W

Textual Amendments

F143S. 12E and cross-heading inserted (1.10.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 147, 306(4); S.I. 2012/1831, art. 2(2); S.I. 2013/160, art. 2(2) (with arts. 7-9)

12ESecretary of State's duty as respects variation in provision of health servicesE+W

(1)The Secretary of State must not exercise the functions mentioned in subsection (2) for the purpose of causing a variation in the proportion of services provided as part of the health service that is provided by persons of a particular description if that description is by reference to—

(a)whether the persons in question are in the public or (as the case may be) private sector, or

(b)some other aspect of their status.

(2)The functions mentioned in this subsection are the functions of the Secretary of State under—

(a)sections 6E and 13A, and

(b)section 75 of the Health and Social Care Act 2012 (requirements as to procurement, patient choice and competition).]

[F14412FExpected mental health spendingE+W

(1)The Secretary of State must, in respect of each financial year, publish and lay before Parliament a document—

(a)stating, by comparison with the previous financial year—

(i)whether the Secretary of State expects there to be an increase in the amount of expenditure incurred by NHS England and integrated care boards (taken together) in relation to mental health, and

(ii)whether the Secretary of State expects there to be an increase in the proportion of the expenditure incurred by NHS England and integrated care boards (taken together) that relates to mental health, and

(b)explaining why.

(2)The Secretary of State must publish and lay the document before the financial year to which it relates.]

Textual Amendments

Part 2E+WHealth service bodies

[F145CHAPTER A1E+W [F13NHS England]

Textual Amendments

F145Pt. 2 Ch. A1 inserted (27.3.2012 for specified purposes, 1.10.2012 for specified purposes, 1.2.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 23(1), 306(1)(d)(4); S.I. 2012/1831, art. 2(2) (with art. 4); S.I. 2012/2657, art. 2(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

Secretary of State's mandate to [F13NHS England]E+W

13AMandate to [F146NHS England]E+W

(1)F147... The Secretary of State must publish and lay before Parliament a document to be known as “the mandate”.

(2)The Secretary of State must specify in the mandate—

(a)the objectives that the Secretary of State considers [F13NHS England] should seek to achieve in the exercise of its functions F148..., and

(b)any requirements that the Secretary of State considers it necessary to impose on [F13NHS England] for the purpose of ensuring that it achieves those objectives.

F149(3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F150(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(5)The Secretary of State may also specify in the mandate the matters by reference to which the Secretary of State proposes to assess [F13NHS England’s] performanceF151....

(6)The Secretary of State may not specify in the mandate an objective or requirement about the exercise of [F13NHS England’s] functions in relation to only one [F152integrated care board].

[F153(6A)The Secretary of State may revise the mandate.

(6B)If the Secretary of State revises the mandate, the Secretary of State must publish and lay before Parliament the mandate as revised.]

(7)[F13NHS England] must—

(a)seek to achieve the objectives specified in the mandate, and

(b)comply with any requirements so specified.

(8)Before specifying any objectives or requirements in the mandate, the Secretary of State must consult—

(a)[F13NHS England],

(b)the Healthwatch England committee of the Care Quality Commission, and

(c)such other persons as the Secretary of State considers appropriate.

(9)Requirements included in the mandate have effect only if regulations so provide.

Textual Amendments

13B[F154Review of NHS England’s performance in implementing the mandate]E+W

(1)The Secretary of State must keep [F13NHS England’s] performance in achieving any objectives or requirements specified in the mandate under review.

F155(2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F155(3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F155(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F155(5). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

General duties of [F13NHS England]E+W

13CDuty to promote NHS ConstitutionE+W

(1)[F13NHS England] must, in the exercise of its functions—

(a)act with a view to securing that health services are provided in a way which promotes the NHS Constitution, and

(b)promote awareness of the NHS Constitution among patients, staff and members of the public.

(2)In this section, “patients” and “staff” have the same meaning as in Chapter 1 of Part 1 of the Health Act 2009 (see section 3(7) of that Act).

13DDuty as to effectiveness, efficiency etc.E+W

[F13NHS England] must exercise its functions effectively, efficiently and economically.

13EDuty as to improvement in quality of servicesE+W

(1)[F13NHS England] must exercise its functions with a view to securing continuous improvement in the quality of services provided to individuals for or in connection with—

(a)the prevention, diagnosis or treatment of illness, or

(b)the protection or improvement of public health.

(2)In discharging its duty under subsection (1), [F13NHS England] must, in particular, act with a view to securing continuous improvement in the outcomes that are achieved from the provision of the services.

(3)The outcomes relevant for the purposes of subsection (2) include, in particular, outcomes which show—

(a)the effectiveness of the services,

(b)the safety of the services, and

(c)the quality of the experience undergone by patients.

(4)In discharging its duty under subsection (1), [F13NHS England] must have regard to—

(a)any document published by the Secretary of State for the purposes of this section, and

(b)the quality standards prepared by NICE under section 234 of the Health and Social Care Act 2012.

F15613FDuty as to promoting autonomyE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

13GDuty as to reducing inequalitiesE+W

[F13NHS England] must, in the exercise of its functions, have regard to the need to—

(a)reduce inequalities between [F157persons] with respect to their ability to access health services, and

(b)reduce inequalities between patients with respect to the outcomes achieved for them by the provision of health services [F158(including the outcomes described in section 13E(3))].

Textual Amendments

13HDuty to promote involvement of each patientE+W

[F13NHS England] must, in the exercise of its functions, promote the involvement of patients, and their carers and representatives (if any), in decisions which relate to—

(a)the prevention or diagnosis of illness in the patients, or

(b)their care or treatment.

13IDuty as to patient choiceE+W

[F13NHS England] must, in the exercise of its functions, act with a view to enabling patients to make choices with respect to aspects of health services provided to them.

13JDuty to obtain appropriate adviceE+W

[F13NHS England] must obtain advice appropriate for enabling it effectively to discharge its functions from persons who (taken together) have a broad range of professional expertise in—

(a)the prevention, diagnosis or treatment of illness, and

(b)the protection or improvement of public health.

13KDuty to promote innovationE+W

(1)[F13NHS England] must, in the exercise of its functions, promote innovation in the provision of health services (including innovation in the arrangements made for their provision).

(2)[F13NHS England] may make payments as prizes to promote innovation in the provision of health services.

(3)A prize may relate to—

(a)work at any stage of innovation (including research);

(b)work done at any time (including work before the commencement of section 23 of the Health and Social Care Act 2012).

13LDuty in respect of researchE+W

[F13NHS England] must, in the exercise of its functions, [F159facilitate or otherwise] promote—

(a)research on matters relevant to the health service, and

(b)the use in the health service of evidence obtained from research.

Textual Amendments

13MDuty as to promoting education and trainingE+W

[F13NHS England] must, in exercising its functions, have regard to the need to promote education and training for the persons mentioned in section 1F(1) so as to assist the Secretary of State [F160and Health Education England] in the discharge of the duty under that section.

Textual Amendments

F160Words in s. 13M inserted (1.4.2015) by Care Act 2014 (c. 23), ss. 97(4)(b), 127(1); S.I. 2014/3186, art. 2(a)

13NDuty as to promoting integrationE+W

(1)[F13NHS England] must exercise its functions with a view to securing that health services are provided in an integrated way where it considers that this would—

(a)improve the quality of those services (including the outcomes that are achieved from their provision),

(b)reduce inequalities between persons with respect to their ability to access those services, or

(c)reduce inequalities between persons with respect to the outcomes achieved for them by the provision of those services.

(2)[F13NHS England] must exercise its functions with a view to securing that the provision of health services is integrated with the provision of health-related services or social care services where it considers that this would—

(a)improve the quality of the health services (including the outcomes that are achieved from the provision of those services),

(b)reduce inequalities between persons with respect to their ability to access those services, or

(c)reduce inequalities between persons with respect to the outcomes achieved for them by the provision of those services.

(3)[F13NHS England] must encourage [F161integrated care boards] to enter into arrangements with local authorities in pursuance of regulations under section 75 where it considers that this would secure—

(a)that health services are provided in an integrated way and that this would have any of the effects mentioned in subsection (1)(a) to (c), or

(b)that the provision of health services is integrated with the provision of health-related services or social care services and that this would have any of the effects mentioned in subsection (2)(a) to (c).

(4)In this section—

  • “health-related services” means services that may have an effect on the health of individuals but are not health services or social care services;

  • “social care services” means services that are provided in pursuance of the social services functions of local authorities (within the meaning of the Local Authority Social Services Act 1970 [F162or for the purposes of the Social Services and Well-being (Wales) Act 2014]).

[F163(5)For the purposes of this section, the provision of housing accommodation is a health-related service.]

Textual Amendments

F163S. 13N(5) inserted (1.4.2015) by Care Act 2014 (c. 23), ss. 3(6), 127(1); S.I. 2015/993, art. 2(a) (with transitional provisions in S.I. 2015/995)

[F16413NADuty to have regard to wider effect of decisionsE+W

(1)In making a decision about the exercise of its functions, NHS England must have regard to all likely effects of the decision in relation to—

(a)the health and well-being of the people of England;

(b)the quality of services provided to individuals—

(i)by relevant bodies, or

(ii)in pursuance of arrangements made by relevant bodies,

for or in connection with the prevention, diagnosis or treatment of illness, as part of the health service in England;

(c)efficiency and sustainability in relation to the use of resources by relevant bodies for the purposes of the health service in England.

(2)In subsection (1)—

(a)the reference to a decision does not include a reference to a decision about the services to be provided to a particular individual for or in connection with the prevention, diagnosis or treatment of illness;

(b)the reference to effects of a decision in relation to the health and well-being of the people of England includes a reference to its effects in relation to inequalities between the people of England with respect to their health and well-being;

(c)the reference to effects of a decision in relation to the quality of services provided to individuals includes a reference to its effects in relation to inequalities between individuals with respect to the benefits that they can obtain from those services.

(3)In discharging the duty under this section, NHS England must have regard to guidance published by it under section 13NB.

(4)In this section “relevant bodies” means—

(a)NHS England,

(b)integrated care boards,

(c)NHS trusts established under section 25, and

(d)NHS foundation trusts.

Textual Amendments

13NBGuidance about discharge of dutyE+W

(1)NHS England may publish guidance about the discharge of—

(a)the duty imposed on it by section 13NA;

(b)the duty imposed on integrated care boards by section 14Z43;

(c)the duty imposed on NHS trusts by section 26A;

(d)the duty imposed on NHS foundation trusts by section 63A.

(2)NHS England must consult any persons NHS England considers it appropriate to consult—

(a)before first publishing guidance under this section, and

(b)before publishing any revised guidance containing changes that are, in the opinion of NHS England, significant.]

Textual Amendments

[F16513NCDuties as to climate change etcE+W

(1)NHS England must, in the exercise of its functions, have regard to the need to—

(a)contribute towards compliance with—

(i)section 1 of the Climate Change Act 2008 (UK net zero emissions target), and

(ii)section 5 of the Environment Act 2021 (environmental targets), and

(b)adapt to any current or predicted impacts of climate change identified in the most recent report under section 56 of the Climate Change Act 2008.

(2)In discharging the duty under this section, NHS England must have regard to guidance published by it under section 13ND.

Textual Amendments

13NDGuidance about discharge of duty under section 13NC etcE+W

NHS England may publish guidance about the discharge of—

(a)the duty imposed on it by section 13NC;

(b)the duty imposed on integrated care boards by section 14Z44;

(c)the duty imposed on NHS trusts by section 26B;

(d)the duty imposed on NHS foundation trusts by section 63B.]

Textual Amendments

13ODuty to have regard to impact on services in certain areasE+W

(1)In making commissioning decisions, [F13NHS England] must have regard to the likely impact of those decisions on the provision of health services to persons who reside in an area of Wales or Scotland that is close to the border with England.

(2)In this section, “commissioning decisions”, in relation to [F13NHS England], means decisions about the carrying out of its functions in arranging for the provision of health services.

13PDuty as respects variation in provision of health servicesE+W

[F13NHS England] must not exercise its functions for the purpose of causing a variation in the proportion of services provided as part of the health service that is provided by persons of a particular description if that description is by reference to—

(a)whether the persons in question are in the public or (as the case may be) private sector, or

(b)some other aspect of their status.

Public involvementE+W

13QPublic involvement and consultation by [F13NHS England]E+W

(1)This section applies in relation to any health services which are, or are to be, provided pursuant to arrangements made by [F13NHS England] in the exercise of its functions (“commissioning arrangements”).

(2)[F13NHS England] must make arrangements to secure that individuals to whom the services are being or may be provided [F166, and their carers and representatives (if any),] are involved (whether by being consulted or provided with information or in other ways)—

(a)in the planning of the commissioning arrangements by [F13NHS England],

(b)in the development and consideration of proposals by [F13NHS England] for changes in the commissioning arrangements where the implementation of the proposals would have an impact on the manner in which the services are delivered to the individuals or the range of health services available to them, and

(c)in decisions of [F13NHS England] affecting the operation of the commissioning arrangements where the implementation of the decisions would (if made) have such an impact.

(3)The reference in subsection (2)(b) to the delivery of services is a reference to their delivery at the point when they are received by users.

[F167(4)This section does not require NHS England to make arrangements in relation to matters to which a trust special administrator’s draft or final report under section 65F or 65I relates before—

(a)in a case where the administrator’s report relates to an NHS trust, NHS England and the Secretary of State have made their decisions under section 65K(1) and (2), or

(b)in a case where the administrator’s report relates to an NHS foundation trust, the Secretary of State is satisfied as mentioned in section 65KB(1) or 65KD(1) or makes a decision under section 65KD(9).]

Textual Amendments

Functions in relation to informationE+W

13RInformation on safety of services provided by the health serviceE+W

(1)[F13NHS England] must establish and operate systems for collecting and analysing information relating to the safety of the services provided by the health service.

(2)[F13NHS England] must make information collected by virtue of subsection (1), and any other information obtained by analysing it, available to such persons as [F13NHS England] considers appropriate.

(3)[F13NHS England] may impose charges, calculated on such basis as it considers appropriate, in respect of information made available by it under subsection (2).

(4)[F13NHS England] must give advice and guidance, to such persons as it considers appropriate, for the purpose of maintaining and improving the safety of the services provided by the health service.

(5)[F13NHS England] must monitor the effectiveness of the advice and guidance given by it under subsection (4).

(6)[F168An integrated care board] must have regard to any advice or guidance given to it under subsection (4).

(7)[F13NHS England] may arrange for any other person (including another NHS body) to exercise any of [F13NHS England’s] functions under this section.

(8)Arrangements made under subsection (7) do not affect the liability of [F13NHS England] for the exercise of any of its functions.

Textual Amendments

13SGuidance in relation to processing of informationE+W

(1)[F13NHS England] must publish guidance for registered persons on the practice to be followed by them in relation to the processing of—

(a)patient information, and

(b)any other information obtained or generated in the course of the provision of the health service.

(2)Registered persons who carry on an activity which involves, or is connected with, the provision of health care must have regard to any guidance published under this section.

(3)In this section, “patient information”, “processing” and “registered person” have the same meaning as in section 20A of the Health and Social Care Act 2008.

[F16913SAInformation about inequalitiesE+W

(1)NHS England must publish a statement setting out—

(a)a description of the powers available to relevant NHS bodies to collect, analyse and publish information relating to—

(i)inequalities between persons with respect to their ability to access health services;

(ii)inequalities between persons with respect to the outcomes achieved for them by the provision of health services (including the outcomes described in section 13E(3)); and

(b)the views of NHS England about how those powers should be exercised in connection with such information.

(2)NHS England may from time to time publish a revised statement under subsection (1).

(3)In this section “relevant NHS bodies” means—

(a)integrated care boards,

(b)NHS trusts established under section 25, and

(c)NHS foundation trusts.]

Textual Amendments

[F170Regulatory functionsE+W

Textual Amendments

13SBMinimising conflicts between regulatory and other functionsE+W

(1)NHS England must make arrangements for—

(a)minimising the risk of conflicts between the exercise of its regulatory functions and its other functions;

(b)managing any conflicts that arise.

(2)In this Act “regulatory functions”, in relation to NHS England, means—

(a)its functions under the provisions listed in subsection (3),

(b)its functions under Chapter 5A of Part 2 (trust special administrators) in relation to NHS foundation trusts, except for any functions that are conferred on it under section 65DA, 65F or 65G as a commissioner, and

(c)any other functions of NHS England so far as exercisable in connection with functions within paragraph (a) or (b).

(3)Those provisions are—

(a)in Part 2 of this Act, Chapter 5 (NHS foundation trusts);

(b)in Part 3 of the Health and Social Care Act 2012—

(i)Chapter 3 (licensing);

(ii)Chapter 4 (NHS payment scheme);

(iii)Chapter 5 (health special administration);

(iv)Chapter 6 (financial assistance in special administration cases).]

[F17113SCProvision of regulatory information or assistance to the CMAE+W

(1)NHS England must give the Competition and Markets Authority (“the CMA”)—

(a)any regulatory information that the CMA may require to enable the CMA to exercise its relevant functions,

(b)any other regulatory information it considers would assist the CMA in exercising its relevant functions, and

(c)any other assistance the CMA may require to assist the CMA in exercising its relevant functions.

(2)In this section—

  • “regulatory information” means information held by NHS England in connection with—

    (a)

    its regulatory functions falling within section 13SB(2)(a) or (b), or

    (b)

    its functions under—

    (i)

    sections 6F and Schedule 1ZA (patient choice: enforcement);

    (ii)

    sections 27A and 27C (NHS trusts: oversight and support and recommendations about restructuring);

  • “relevant functions”, in relation to the CMA, means its functions under the Competition Act 1998 and the Enterprise Act 2002 so far as those functions are exercisable on behalf of the CMA by the CMA Board or a CMA group (within the meaning of Schedule 4 to the Enterprise and Regulatory Reform Act 2013).]

Textual Amendments

Business plan and reportE+W

13TBusiness planE+W

(1)Before the start of each financial year, [F13NHS England] must publish a business plan setting out how it proposes to exercise its functions in that year and each of the next two financial years.

(2)The business plan must, in particular, explain how [F13NHS England] proposes to discharge its duties under—

(a)sections 13E, 13G [F172, 13L] and 13Q, and

(b)sections 223C to 223E.

(3)The business plan must, in particular, explain how [F13NHS England] proposes to achieve the objectives, and comply with the requirements, specified in the mandate F173....

[F174(3A)The fact that the mandate is revised during the period to which a business plan relates does not require NHS England to revise the plan.]

(4)[F13NHS England] may revise the plan.

(5)[F13NHS England] must publish any revised plan.

Textual Amendments

13UAnnual reportE+W

(1)As soon as practicable after the end of each financial year, [F13NHS England] must publish an annual report on how it has exercised its functions during the year.

(2)The annual report must, in particular, contain an assessment of—

[F175(a)the extent to which, in that year, it met any objectives or requirements specified in the mandate,]

(b)the extent to which it gave effect to the proposals for that year in its business plan, F176...

(c)how effectively it discharged its duties under sections 13E, 13G and 13Q [F177, and

(d)how effectively it discharged its relevant data functions (as defined by section 253(3) of the Health and Social Care Act 2012).]

[F178(2A)The annual report must include a statement explaining what NHS England has done, during the financial year, to comply with its duties under section 13SB.]

[F179(2B)The annual report must include—

(a)a statement of the amount of expenditure incurred by NHS England and integrated care boards during the year (taken together) in relation to mental health,

(b)a calculation of the proportion of the expenditure incurred by NHS England and integrated care boards during the year (taken together) that relates to mental health, and

(c)an explanation of the statement and calculation.]

(3)[F13NHS England] must—

(a)lay the annual report before Parliament, and

(b)once it has done so, send a copy of it to the Secretary of State.

(4)The Secretary of State must, having considered the annual report, set out in a letter to [F13NHS England] the Secretary of State's assessment of [F13NHS England’s] performance of its functions in the financial year in question.

(5)The letter must, in particular, contain the Secretary of State's assessment of the matters mentioned in subsection (2)(a) to (c).

(6)The Secretary of State must—

(a)publish the letter to [F13NHS England], and

(b)lay it before Parliament.

Textual Amendments

[F180Joint appointmentsE+W

Textual Amendments

F180S. 13UA and cross-heading inserted (1.7.2022) by Health and Care Act 2022 (c. 31), ss. 74, 186(6); S.I. 2022/734, reg. 2(a), Sch. (with regs. 13, 29, 30)

13UAGuidance about joint appointmentsE+W

(1)NHS England may publish guidance for a relevant NHS body about the making of a joint appointment to which this section applies.

(2)A joint appointment to which this section applies is an appointment of a person to a position in—

(a)one or more relevant NHS commissioner and one or more relevant NHS provider,

(b)one or more relevant NHS body and one or more local authority, or

(c)one or more relevant NHS body and one or more combined authority.

(3)A relevant NHS body must have regard to guidance published under this section.

(4)NHS England must consult such persons as NHS England considers appropriate—

(a)before it first publishes guidance under this section, and

(b)before it publishes any revised guidance containing changes that are, in the opinion of NHS England, significant.

(5)In this section—

  • “local authority” has the same meaning as in section 2B;

  • “relevant NHS body” means—

    (a)

    a relevant NHS commissioner;

    (b)

    a relevant NHS provider;

  • “relevant NHS commissioner” means—

    (a)

    NHS England;

    (b)

    an integrated care board;

  • “relevant NHS provider” means—

    (a)

    an NHS trust established under section 25;

    (b)

    an NHS foundation trust.]

Additional powersE+W

13VEstablishment of pooled fundsE+W

(1)[F13NHS England] and one or more [F181integrated care boards] may establish and maintain a pooled fund.

(2)A pooled fund is a fund—

(a)which is made up of contributions by the bodies which established it, and

(b)out of which payments may be made, with the agreement of those bodies, towards expenditure incurred in the discharge of any of their commissioning functions.

(3)In this section, “commissioning functions” means functions in arranging for the provision of services as part of the health service.

Textual Amendments

13W [F182NHS England’s] power to generate income, etc.E+W

(1)[F13NHS England] has power to do anything specified in section 7(2) of the Health and Medicines Act 1988 (provision of goods, services, etc.) for the purpose of making additional income available for improving the health service.

(2)[F13NHS England] may exercise a power conferred by subsection (1) only to the extent that its exercise does not to any significant extent interfere with the performance by [F13NHS England] of its functions.

Textual Amendments

13XPower to make grants etc.E+W

(1)[F13NHS England] may make payments by way of grant or loan to a voluntary organisation which provides or arranges for the provision of services which are similar to the services in respect of which [F13NHS England] has functions.

(2)The payments may be made subject to such terms and conditions as [F13NHS England] considers appropriate.

13Y [F183NHS England’s] incidental powers: further provisionE+W

The power conferred on [F13NHS England] by section 2 includes, in particular, power to—

(a)enter into agreements,

(b)acquire and dispose of property, and

(c)accept gifts (including property to be held on trust for the purposes of [F13NHS England]).

Textual Amendments

[F184Assistance and supportE+W

Textual Amendments

F184S. 13YA and cross-heading inserted (1.7.2022) by Health and Care Act 2022 (c. 31), ss. 12, 186(6); S.I. 2022/734, reg. 2(a), Sch. (with regs. 13, 29, 30)

13YAPower of NHS England to provide assistance and supportE+W

(1)NHS England may provide assistance or support to—

(a)any person providing or proposing to provide services as part of the health service;

(b)any person, not within paragraph (a), exercising functions in relation to the health service.

(2)The assistance that may be provided under subsection (1)(a) or (b) includes making available the services of NHS England’s employees or any other resources of NHS England.

(3)The assistance that may be provided under subsection (1)(a), or that may be provided under subsection (1)(b) to integrated care boards, also includes financial assistance.

(4)Assistance or support provided under this section may be provided on such terms, including terms as to payment, as NHS England considers appropriate.]

F185...E+W

Textual Amendments

F185S. 13Z-13ZB and cross-heading omitted (1.7.2022) by virtue of Health and Care Act 2022 (c. 31), ss. 71(4), 186(6); S.I. 2022/734, reg. 2(a), Sch. (with regs. 13, 29, 30)

F18513ZExercise of functionsE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F18513ZASection 13Z: further provision in relation to devolved arrangementsE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F18513ZBSection 13Z: arrangements in relation to the function under section 3B(1)(d)E+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F186Powers of directionE+W

Textual Amendments

13ZCSecretary of State directions as to exercise of NHS England functionsE+W

(1)The Secretary of State may give NHS England directions as to the exercise of any of its functions.

(2)The directions that may be given include a direction as to whether a power is to be exercised or not.

(3)The directions that may be given include a direction as to—

(a)when or how a function is, or is not, to be exercised;

(b)conditions that must be met before a function is exercised (for example, conditions relating to the provision of information, consultation or approval);

(c)matters to be taken into account in exercising a function.

(4)For exceptions to the power to give directions under subsection (1), see section 13ZD.

(5)A direction under subsection (1) must include a statement that the Secretary of State considers the direction to be in the public interest.

(6)As soon as reasonably practicable after giving a direction under subsection (1), the Secretary of State must publish it.

(7)The fact that the Secretary of State has a function under any other enactment in relation to NHS England’s exercise of functions is not to be read as limiting the power conferred by subsection (1).

(8)The reference in subsection (7) to a function of the Secretary of State does not include a function of making subordinate legislation.

13ZDPower to give directions: exceptionsE+W

(1)A direction under section 13ZC may not be given in relation to a function relating to the appointment or employment of a person.

(2)A direction under section 13ZC may not be given in relation to a decision about the services to be provided to a particular individual for or in connection with the prevention, diagnosis or treatment of illness.

(3)A direction under section 13ZC may not be given in relation to the provision of any drug, medicine or other treatment, or the use of any diagnostic technique, unless NICE has made a recommendation or issued guidance as to its clinical and cost effectiveness and the direction is not inconsistent with that recommendation or guidance.

13ZECompliance with directions: significant failureE+W

(1)This section applies where—

(a)NHS England is given a direction under section 13ZC,

(b)the direction —

(i)states that the Secretary of State considers that NHS England is failing or has failed to discharge any of its functions, and

(ii)states that the Secretary of State considers that the failure is significant and explains why,

(c)the direction states that it is given for the purposes of addressing that failure, and

(d)NHS England fails to comply with the direction.

(2)The Secretary of State may—

(a)discharge the functions to which the direction relates, or

(b)make arrangements for any other person to discharge them on the Secretary of State’s behalf.

(3)Where the Secretary of State exercises the power under subsection (2), the Secretary of State must publish the reasons for doing so.

(4)For the purpose of this section—

(a)a failure to discharge a function includes a failure to discharge it properly, and

(b)a failure to discharge a function properly includes a failure to discharge it consistently with what the Secretary of State considers to be the interests of the health service.

13ZFSecretary of State directions to provide informationE+W

(1)The Secretary of State may direct NHS England to provide the Secretary of State with any documents or other information that may be specified in the direction.

(2)The directions that may be given include a direction to provide documents or other information that NHS England would need to obtain from others in the exercise of some other power.

(3)The directions may include provision as to—

(a)the form or manner in which the documents or information must be provided;

(b)the time at which or period within which the documents or information must be provided.]

Power to confer additional functionsE+W

13Z1Power to confer additional functions on [F13NHS England]E+W

(1)Regulations may provide that [F13NHS England] is to have such additional functions in relation to the health service as may be specified in the regulations.

(2)A function may be specified in regulations under subsection (1) only if the function is connected to another function of [F13NHS England].

F187...E+W

Textual Amendments

F18713Z2Failure by the Board to discharge any of its functionsE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Disclosure of informationE+W

13Z3Permitted disclosures of informationE+W

(1)[F13NHS England] may disclose information obtained by it in the exercise of its functions if—

(a)the information has previously been lawfully disclosed to the public,

(b)the disclosure is made under or pursuant to regulations under section 113 or 114 of the Health and Social Care (Community Health and Standards) Act 2003 (complaints about health care or social services),

(c)the disclosure is made in accordance with any enactment or court order,

(d)the disclosure is necessary or expedient for the purposes of protecting the welfare of any individual,

(e)the disclosure is made to any person in circumstances where it is necessary or expedient for the person to have the information for the purpose of exercising functions of that person under any enactment,

(f)the disclosure is made for the purpose of facilitating the exercise of any of [F13NHS England’s] functions,

(g)the disclosure is made in connection with the investigation of a criminal offence (whether or not in the United Kingdom), or

(h)the disclosure is made for the purpose of criminal proceedings (whether or not in the United Kingdom).

(2)Paragraphs (a) to (c) and (h) of subsection (1) have effect notwithstanding any rule of common law which would otherwise prohibit or restrict the disclosure.

InterpretationE+W

13Z4InterpretationE+W

(1)In this Chapter—

  • “the health service” means the health service in England;

  • “health services” means services provided as part of the health service and, in sections 13O and 13Q, also includes services that are to be provided as part of the health service.

F188(2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F188(3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F188(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .]

Textual Amendments

F189CHAPTER A2E+WClinical commissioning groups

Textual Amendments

Establishment of clinical commissioning groupsE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Variation of constitutionE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Mergers, dissolution etc.E+W

F18914GMergersE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F18914HDissolutionE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Supplemental provision about applications, variation, mergers etc.E+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Governing bodies of clinical commissioning groupsE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Conflicts of interestE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

General duties of clinical commissioning groupsE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Public involvementE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Arrangements with othersE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Additional powers of clinical commissioning groupsE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Board's functions in relation to clinical commissioning groupsE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Commissioning plans and reportsE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Performance assessment of clinical commissioning groupsE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Powers to require information etc.E+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Intervention powersE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Procedural requirements in connection with certain powersE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Disclosure of informationE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

InterpretationE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F190CHAPTER A3E+WIntegrated care boards

Textual Amendments

F190Pt. 2 Ch. A3 inserted (9.5.2022 but only for the insertion of ss. 14Z25 (for specified purposes), 14Z26, 14Z28, 1.7.2022 in so far as not already in force) by Health and Care Act 2022 (c. 31), ss. 19(2), 186(6); S.I. 2022/515, reg. 2(c); S.I. 2022/734, reg. 2(a), Sch. (with regs. 13, 29, 30)

Establishment of integrated care boards (including by re-purposing clinical commissioning groups)E+W

14Z25Duty to establish integrated care boardsE+W

(1)NHS England must establish bodies called integrated care boards in accordance with this Chapter.

(2)Each integrated care board is to be established by order made by NHS England for an area within England.

(3)The area for which an integrated care board is established must not coincide or overlap with the area of any other integrated care board.

(4)NHS England must ensure that, at all times on and after the appointed day, the areas of integrated care boards together cover the whole of England.

(5)An order establishing an integrated care board must provide for the constitution of the board, either by setting out the constitution or by making provision by reference to a published document where it is set out.

(6)In Schedule 1B—

(a)Part 1 is about the constitution of an integrated care board (including its area);

(b)Part 2 is about the status and powers of an integrated care board and its accounts.

(7)Before varying or revoking an order under this section NHS England must consult any integrated care board that it considers likely to be affected.

(8)NHS England must publish orders under this section.

(9)In this section “the appointed day” means a day appointed under this subsection by regulations made by the Secretary of State.

14Z26Process for establishing initial integrated care boardsE+W

(1)NHS England must publish a list of the initial areas for which integrated care boards are to be established (each of which is referred to in this section as an “initial area”).

(2)The relevant clinical commissioning group or groups for an initial area must propose the constitution of the first integrated care board to be established for that area.

(3)Before making a proposal under subsection (2), the relevant clinical commissioning group or groups must consult any persons they consider it appropriate to consult (and it is immaterial for this purpose whether the consultation is carried out before or after this section comes into force).

(4)When establishing the first integrated care board under section 14Z25 for an initial area, NHS England must give effect to any proposal under subsection (2) unless it considers that—

(a)the proposal is inappropriate, or

(b)the relevant clinical commissioning group or groups have not carried out an appropriate consultation under subsection (3),

and in that case NHS England must determine the terms of the constitution itself.

(5)Nothing in this section—

(a)prevents NHS England from establishing the first integrated care board for an initial area in a case where the relevant clinical commissioning group or groups have failed within a reasonable period to make a proposal under subsection (2), or

(b)limits the re-exercise of the power in section 14Z25.

(6)NHS England may publish guidance for clinical commissioning groups about the exercise of their functions under this section.

(7)A clinical commissioning group must have regard to guidance published under this section.

(8)In this section “the relevant clinical commissioning group or groups” means—

(a)in relation to an area that coincides with the area of a clinical commissioning group, that group;

(b)in relation to an area that includes the whole or part of the area of more than one clinical commissioning group, those groups acting jointly.

14Z27Abolition of clinical commissioning groupsE+W

(1)Any clinical commissioning group in existence immediately before the appointed day is abolished at the beginning of that day.

(2)In this section “the appointed day” has the same meaning as in section 14Z25.

14Z28Transfer schemes in connection with integrated care boardsE+W

(1)NHS England may, in connection with the abolition of a clinical commissioning group under section 14Z27, make a scheme for the transfer of the group’s property, rights or liabilities to NHS England or an integrated care board.

(2)NHS England may, in connection with the establishment of an integrated care board, make a scheme for the transfer of property, rights or liabilities to the board from—

(a)NHS England,

(b)an NHS trust established under section 25,

(c)an NHS foundation trust, or

(d)a Special Health Authority established under section 28.

(3)NHS England may, in connection with the variation of the constitution of an integrated care board or the abolition of an integrated care board, make a scheme for the transfer of the board’s property, rights or liabilities to NHS England or an integrated care board.

(4)The reference in subsection (3) to the variation of the constitution of an integrated care board is to its variation by order under section 14Z25 or under provision included in its constitution by virtue of paragraph 14 of Schedule 1B.

(5)NHS England must exercise its powers under subsection (1) or (3) so as to ensure that—

(a)on the abolition of a clinical commissioning group whose area coincides with that of an integrated care board, all of the group’s property, rights and liabilities (other than criminal liabilities) are transferred to that board;

(b)on the abolition of a clinical commissioning group whose area does not coincide with that of an integrated care board, all of the group’s property, rights and liabilities (other than criminal liabilities) are transferred to one or more integrated care boards;

(c)on the abolition of an integrated care board, all of the board’s liabilities (other than criminal liabilities) are transferred.

(6)The things that may be transferred under a transfer scheme include—

(a)property, rights and liabilities that could not otherwise be transferred;

(b)property acquired, and rights and liabilities arising, after the making of the scheme;

(c)criminal liabilities.

(7)A transfer scheme may—

(a)create rights, or impose liabilities, in relation to property or rights transferred;

(b)make provision about the continuing effect of things done by, on behalf of or in relation to the transferor in respect of anything transferred;

(c)make provision about the continuation of things (including legal proceedings) in the process of being done by, on behalf of or in relation to the transferor in respect of anything transferred;

(d)make provision for references to the transferor in an instrument or other document in respect of anything transferred to be treated as references to the transferee;

(e)make provision for the shared ownership or use of property;

(f)make provision which is the same as or similar to the TUPE regulations;

(g)make other consequential, supplementary, incidental or transitional provision.

(8)A transfer scheme may provide—

(a)for modifications by agreement;

(b)for modifications to have effect from the date when the original scheme came into effect.

(9)In subsection (7)(f), “the TUPE regulations” means the Transfer of Undertakings (Protection of Employment) Regulations 2006 (S.I. 2006/246).

(10)In this section—

(a)references to rights and liabilities include rights and liabilities relating to a contract of employment;

(b)references to the transfer of property include the grant of a lease.

Constitution: publicationE+W

14Z29Duty for integrated care board to publish constitutionE+W

Each integrated care board must publish its constitution (as varied from time to time by order under section 14Z25 or under provision included in its constitution by virtue of paragraph 15 of Schedule 1B).

Conflicts of interestE+W

14Z30Register of interests and management of conflicts of interestsE+W

(1)Each integrated care board must maintain one or more registers of the interests of—

(a)members of the board,

(b)members of its committees or sub-committees, and

(c)its employees.

(2)Each integrated care board must publish the registers maintained under subsection (1) or make arrangements to ensure that members of the public have access to the registers on request.

(3)Each integrated care board must make arrangements to ensure—

(a)that a person mentioned in subsection (1) declares any conflict or potential conflict of interest that the person has in relation to a decision to be made in the exercise of the commissioning functions of the integrated care board,

(b)that any such declaration is made as soon as practicable after the person becomes aware of the conflict or potential conflict and, in any event, within 28 days of the person becoming aware, and

(c)that any such declaration is included in the registers maintained under subsection (1).

(4)Each integrated care board must make arrangements for managing conflicts and potential conflicts of interest in such a way as to ensure that they do not, and do not appear to, affect the integrity of the board’s decision-making processes.

(5)For the purposes of this section, the commissioning functions of an integrated care board are the functions of the board in arranging for the provision of services as part of the health service.]

[F191People for whom integrated care board has responsibilityE+W

Textual Amendments

14Z31People for whom integrated care board has responsibilityE+W

(1)NHS England must from time to time publish rules for determining the group of people for whom each integrated care board has core responsibility.

(2)The rules must ensure that the following are allocated to at least one group—

(a)everyone who is provided with NHS primary medical services, and

(b)everyone who is usually resident in England and is not provided with NHS primary medical services.

(3)Regulations may create exceptions to subsection (2) in relation to people of a prescribed description (which may include a description framed by reference to the primary medical services with which the people are provided).

(4)References in this Act to the group of people for whom an integrated care board has core responsibility are to be read in accordance with this section.

(5)In this section, “NHS primary medical services” means services provided by a person, other than NHS England or an integrated care board, in pursuance of—

(a)a general medical services contract to provide primary medical services of a prescribed description,

(b)arrangements under section 83(2) for the provision of primary medical services of a prescribed description, or

(c)section 92 arrangements for the provision of primary medical services of a prescribed description.]

Modifications etc. (not altering text)

C15S. 14Z31: power to amend conferred (1.7.2022) by Health and Care Act 2022 (c. 31), ss. 20(4)(a), 186(6); S.I. 2022/734, reg. 2(a), Sch. (with regs. 13, 29, 30)

[F192General duties of integrated care boardsE+W

Textual Amendments

14Z32Duty to promote NHS ConstitutionE+W

(1)Each integrated care board must, in the exercise of its functions—

(a)act with a view to securing that health services are provided in a way which promotes the NHS Constitution, and

(b)promote awareness of the NHS Constitution among patients, staff and members of the public.

(2)In this section, “patients” and “staff” have the same meaning as in Chapter 1 of Part 1 of the Health Act 2009 (see section 3(7) of that Act).

14Z33Duty as to effectiveness, efficiency etcE+W

Each integrated care board must exercise its functions effectively, efficiently and economically.

14Z34Duty as to improvement in quality of servicesE+W

(1)Each integrated care board must exercise its functions with a view to securing continuous improvement in the quality of services provided to individuals for or in connection with the prevention, diagnosis or treatment of illness.

(2)In discharging its duty under subsection (1), an integrated care board must, in particular, act with a view to securing continuous improvement in the outcomes that are achieved from the provision of the services.

(3)The outcomes relevant for the purposes of subsection (2) include, in particular, outcomes which show—

(a)the effectiveness of the services,

(b)the safety of the services, and

(c)the quality of the experience undergone by patients.

14Z35Duties as to reducing inequalitiesE+W

Each integrated care board must, in the exercise of its functions, have regard to the need to—

(a)reduce inequalities between persons with respect to their ability to access health services, and

(b)reduce inequalities between patients with respect to the outcomes achieved for them by the provision of health services (including the outcomes described in section 14Z34(3)).

14Z36Duty to promote involvement of each patientE+W

Each integrated care board must, in the exercise of its functions, promote the involvement of patients, and their carers and representatives (if any), in decisions which relate to—

(a)the prevention or diagnosis of illness in the patients, or

(b)their care or treatment.

14Z37Duty as to patient choiceE+W

Each integrated care board must, in the exercise of its functions, act with a view to enabling patients to make choices with respect to aspects of health services provided to them.

14Z38Duty to obtain appropriate adviceE+W

Each integrated care board must obtain advice appropriate for enabling it effectively to discharge its functions from persons who (taken together) have a broad range of professional expertise in—

(a)the prevention, diagnosis or treatment of illness, and

(b)the protection or improvement of public health.

14Z39Duty to promote innovationE+W

Each integrated care board must, in the exercise of its functions, promote innovation in the provision of health services (including innovation in the arrangements made for their provision).

14Z40Duty in respect of researchE+W

Each integrated care board must, in the exercise of its functions, facilitate or otherwise promote—

(a)research on matters relevant to the health service, and

(b)the use in the health service of evidence obtained from research.

14Z41Duty to promote education and trainingE+W

Each integrated care board must, in exercising its functions, have regard to the need to promote education and training for the persons mentioned in section 1F(1) so as to assist the Secretary of State and Health Education England in the discharge of the duty under that section.

14Z42Duty to promote integrationE+W

(1)Each integrated care board must exercise its functions with a view to securing that health services are provided in an integrated way where it considers that this would—

(a)improve the quality of those services (including the outcomes that are achieved from their provision),

(b)reduce inequalities between persons with respect to their ability to access those services, or

(c)reduce inequalities between persons with respect to the outcomes achieved for them by the provision of those services.

(2)Each integrated care board must exercise its functions with a view to securing that the provision of health services is integrated with the provision of health-related services or social care services where it considers that this would—

(a)improve the quality of the health services (including the outcomes that are achieved from the provision of those services),

(b)reduce inequalities between persons with respect to their ability to access those services, or

(c)reduce inequalities between persons with respect to the outcomes achieved for them by the provision of those services.

(3)In this section—

  • “health-related services” means services that may have an effect on the health of individuals but are not health services or social care services;

  • “social care services” means services that are provided in pursuance of the social services functions of local authorities (within the meaning of the Local Authority Social Services Act 1970 or for the purposes of the Social Services and Well-being (Wales) Act 2014).

(4)For the purposes of this section, the provision of housing accommodation is a health-related service.

14Z43Duty to have regard to wider effect of decisionsE+W

(1)In making a decision about the exercise of its functions, an integrated care board must have regard to all likely effects of the decision in relation to—

(a)the health and well-being of the people of England;

(b)the quality of services provided to individuals—

(i)by relevant bodies, or

(ii)in pursuance of arrangements made by relevant bodies,

for or in connection with the prevention, diagnosis or treatment of illness, as part of the health service in England;

(c)efficiency and sustainability in relation to the use of resources by relevant bodies for the purposes of the health service in England.

(2)In subsection (1)—

(a)the reference to a decision does not include a reference to a decision about the services to be provided to a particular individual for or in connection with the prevention, diagnosis or treatment of illness;

(b)the reference to effects of a decision in relation to the health and well-being of the people of England includes a reference to its effects in relation to inequalities between the people of England with respect to their health and well-being;

(c)the reference to effects of a decision in relation to the quality of services provided to individuals includes a reference to its effects in relation to inequalities between individuals with respect to the benefits that they can obtain from those services.

(3)In discharging the duty under this section, integrated care boards must have regard to guidance published by NHS England under section 13NB.

(4)In this section “relevant bodies” means—

(a)NHS England,

(b)integrated care boards,

(c)NHS trusts established under section 25, and

(d)NHS foundation trusts.

14Z44Duties as to climate change etcE+W

(1)Each integrated care board must, in the exercise of its functions, have regard to the need to—

(a)contribute towards compliance with—

(i)section 1 of the Climate Change Act 2008 (UK net zero emissions target), and

(ii)section 5 of the Environment Act 2021 (environmental targets), and

(b)adapt to any current or predicted impacts of climate change identified in the most recent report under section 56 of the Climate Change Act 2008.

(2)In discharging the duty under this section, integrated care boards must have regard to guidance published by NHS England under section 13ND.

Involvement of the publicE+W

14Z45Public involvement and consultation by integrated care boardsE+W

(1)This section applies in relation to any health services which are, or are to be, provided pursuant to arrangements made by an integrated care board in the exercise of its functions (“commissioning arrangements”).

(2)The integrated care board must make arrangements to secure that individuals to whom the services are being or may be provided, and their carers and representatives (if any), are involved (whether by being consulted or provided with information or in other ways)—

(a)in the planning of the commissioning arrangements by the integrated care board,

(b)in the development and consideration of proposals by the integrated care board for changes in the commissioning arrangements where the implementation of the proposals would have an impact on—

(i)the manner in which the services are delivered to the individuals (at the point when the service is received by them), or

(ii)the range of health services available to them, and

(c)in decisions of the integrated care board affecting the operation of the commissioning arrangements where the implementation of the decisions would (if made) have such an impact.

(3)This section does not require an integrated care board to make arrangements in relation to matters to which a trust special administrator’s draft or final report under section 65F or 65I relates before—

(a)in a case where the administrator’s report relates to an NHS trust, NHS England and the Secretary of State have made their decisions under section 65K(1) and (2), or

(b)in a case where the administrator’s report relates to an NHS foundation trust, the Secretary of State is satisfied as mentioned in section 65KB(1) or 65KD(1) or makes a decision under section 65KD(9).

Joint exercise of functions with Local Health BoardsE+W

14Z46Joint exercise of functions with Local Health BoardsE+W

(1)Regulations may provide for any prescribed functions of an integrated care board to be exercised jointly with a Local Health Board.

(2)The regulations may permit or require any functions that are exercisable jointly by an integrated care board and a Local Health Board by virtue of the regulations to be exercised by a joint committee of those bodies.

(3)Arrangements made by virtue of this section do not affect the liability of an integrated care board for the exercise of any of its functions.

Additional powers of integrated care boardsE+W

14Z47Raising additional incomeE+W

(1)An integrated care board has power to do anything specified in section 7(2)(a), (b) and (e) to (h) of the Health and Medicines Act 1988 (provision of goods etc) for the purpose of making additional income available for improving the health service.

(2)An integrated care board may exercise a power conferred by subsection (1) only to the extent that its exercise does not to any significant extent interfere with the exercise by the board of its other functions.

14Z48Power to make grantsE+W

(1)An integrated care board may make payments—

(a)by way of grant to any of its partner NHS trusts or NHS foundation trusts;

(b)by way of grant or loan to a voluntary organisation which provides or arranges for the provision of services which are similar to the services in respect of which the integrated care board has functions.

(2)The payments may be made subject to such terms as the integrated care board considers appropriate.

(3)For the purposes of this Act an NHS trust or NHS foundation trust is a “partner” of an integrated care board if the trust—

(a)provides services for the purposes of the health service within the integrated care board’s area, and

(b)has the function, under the integrated care board’s constitution, of participating in the nomination of members as a result of falling within a description prescribed for the purposes paragraph 8(2)(a) of Schedule 1B.

Experience of membersE+W

14Z49Duty to keep experience of members under review etcE+W

An integrated care board must—

(a)keep under review the skills, knowledge and experience that it considers necessary for members of the board to possess (when taken together) in order for the board effectively to carry out its functions, and

(b)if it considers that the board as constituted lacks the necessary skills, knowledge and experience, take such steps as it considers necessary to address or mitigate that shortcoming.

NHS England’s functions in relation to integrated care boardsE+W

14Z50Responsibility for payments to providersE+W

(1)NHS England may publish a document specifying—

(a)circumstances in which an integrated care board is liable to make a payment to a person in respect of services provided by that person in pursuance of arrangements made by another integrated care board in the discharge of commissioning functions, and

(b)how the amount of any such payment is to be determined.

(2)An integrated care board is required to make payments in accordance with any document published under subsection (1).

(3)Where an integrated care board is required to make a payment by virtue of subsection (2), no other integrated care board is liable to make it.

(4)Accordingly, any obligation of another integrated care board to make the payment ceases to have effect.

(5)Any sums payable by virtue of subsection (2) may be recovered summarily as a civil debt (but this does not affect any other method of recovery).

(6)NHS England may publish guidance for integrated care boards for the purpose of assisting them in understanding and applying any document published under subsection (1).

(7)In this section “commissioning functions” means the functions of integrated care boards in arranging for the provision of services as part of the health service.

14Z51Guidance by NHS EnglandE+W

(1)NHS England must publish guidance for integrated care boards on the discharge of their functions.

(2)Each integrated care board must have regard to guidance under this section.

Forward planning and reportsE+W

14Z52Joint forward plans for integrated care board and its partnersE+W

(1)Before the start of each financial year, an integrated care board and its partner NHS trusts and NHS foundation trusts must prepare a plan setting out how they propose to exercise their functions in the next five years.

(2)The plan must, in particular—

(a)describe the health services for which the integrated care board proposes to make arrangements in the exercise of its functions by virtue of this Act;

(b)explain how the integrated care board proposes to discharge its duties under—

(i)sections 14Z34 to 14Z45 (general duties of integrated care boards), and

(ii)sections 223GB to 223N (financial duties);

(c)set out any steps that the integrated care board proposes to take to implement any joint local health and wellbeing strategy to which it is required to have regard under section 116B(1) of the Local Government and Public Involvement in Health Act 2007;

(d)set out any steps that the integrated care board proposes to take to address the particular needs of children and young persons under the age of 25;

(e)set out any steps that the integrated care board proposes to take to address the particular needs of victims of abuse (including domestic abuse and sexual abuse, whether of children or adults).

(3)The integrated care board and its partner NHS trusts and NHS foundation trusts must publish the plan.

(4)The integrated care board and its partner NHS trusts and NHS foundation trusts must give a copy of the plan to—

(a)the integrated care partnership for the board’s area,

(b)each relevant Health and Wellbeing Board, and

(c)NHS England.

(5)NHS England may give a direction as to the date by which subsection (4) must be complied with.

(6)An integrated care board and its partner NHS trusts and NHS foundation trusts must have regard to the plan under subsection (1).

(7)In this Chapter “relevant Health and Wellbeing Board”, in relation to an integrated care board (or an integrated care board and its partner NHS trusts and NHS foundation trusts), means a Health and Wellbeing Board established by a local authority whose area coincides with, or includes the whole or any part of, the area of the integrated care board.

(8)In this Act “financial year”, in relation to an integrated care board, means—

(a)the period beginning with the date on which the integrated care board is established and ending with the 31 March following that date, and

(b)each successive period of twelve months.

14Z53Revision of forward plansE+W

(1)An integrated care board and its partner NHS trusts and NHS foundation trusts may revise a plan published under section 14Z52.

(2)If the integrated care board and its partner NHS trusts and NHS foundation trusts revise the plan in a way that they consider to be significant, section 14Z52(3) and (4) apply in relation to the revised plan as they applied in relation to the original plan.

(3)If the integrated care board and its partner NHS trusts and NHS foundation trusts revise the plan in any other way they must—

(a)publish a document setting out the changes, and

(b)give a copy of the document to—

(i)the integrated care partnership for the board’s area,

(ii)each relevant Health and Wellbeing Board, and

(iii)NHS England.

14Z54Consultation about forward plansE+W

(1)This section applies where an integrated care board and its partner NHS trusts and NHS foundation trusts are—

(a)preparing a plan under section 14Z52, or

(b)revising a plan under section 14Z53 in a way that they consider to be significant.

(2)The integrated care board and its partner NHS trusts and NHS foundation trusts must consult—

(a)the group of people for whom the integrated care board has core responsibility, and

(b)any other persons they consider it appropriate to consult.

(3)The integrated care board and its partner NHS trusts and NHS foundation trusts must involve each relevant Health and Wellbeing Board in preparing or revising the plan.

(4)The integrated care board and its partner NHS trusts and NHS foundation trusts must, in particular—

(a)give each relevant Health and Wellbeing Board a draft of the plan or (as the case may be) the plan as revised, and

(b)consult each relevant Health and Wellbeing Board on whether the draft takes proper account of each joint local health and wellbeing strategy published by it which relates to the period (or any part of the period) to which the plan relates.

(5)Where a Health and Wellbeing Board is consulted under subsection (4)(b)—

(a)it must respond with its opinion on the matter mentioned there;

(b)it may also give that opinion to NHS England.

(6)Where a Health and Wellbeing Board gives its opinion to NHS England under subsection (5)(b) it must inform the integrated care board and its partner NHS trusts and NHS foundation trusts that it has done so (unless it informed them, in advance, that it was planning to do so).

(7)If an integrated care board and its partner NHS trusts and NHS foundation trusts revise or further revise a draft after it has been given to each relevant Health and Wellbeing Board under subsection (4), subsections (4) and (5) apply in relation to the revised draft as they applied in relation to the original draft.

(8)An integrated care board and its partner NHS trusts and NHS foundation trusts must include in a plan published under section 14Z52(3)—

(a)a summary of the views expressed by anyone consulted under subsection (2),

(b)an explanation of how they took account of those views, and

(c)a statement of the final opinion of each relevant Health and Wellbeing Board consulted in relation to the plan under subsection (4).

(9)In this section, “joint local health and wellbeing strategy” means a strategy under section 116A of the Local Government and Public Involvement in Health Act 2007.

14Z55Opinion of Health and Wellbeing Boards on forward planE+W

(1)A relevant Health and Wellbeing Board—

(a)may give NHS England its opinion on whether a plan published by an integrated care board and its partner NHS trusts and NHS foundation trusts under section 14Z52(3) takes proper account of each joint local health and wellbeing strategy published by the Health and Wellbeing Board which relates to the period (or any part of the period) to which the plan relates, and

(b)if it does so, must give the integrated care board and its partner NHS trusts and NHS foundation trusts a copy of its opinion.

(2)In this section, “joint local health and wellbeing strategy” has the same meaning as in section 14Z54(9).

14Z56Joint capital resource use plan for integrated care board and its partnersE+W

(1)Before the start of each financial year, an integrated care board and its partner NHS trusts and NHS foundation trusts must prepare a plan setting out their planned capital resource use.

(2)The plan must relate to such period as may be specified in a direction by the Secretary of State.

(3)The Secretary of State must publish any direction under subsection (2).

(4)The integrated care board and its partner NHS trusts and NHS foundation trusts must publish the plan.

(5)The integrated care board and its partner NHS trusts and NHS foundation trusts must give a copy of the plan to—

(a)the integrated care partnership for the board’s area,

(b)each relevant Health and Wellbeing Board, and

(c)NHS England.

(6)NHS England may give a direction as to the date by which subsection (5) must be complied with.

(7)NHS England may publish guidance about the discharge by an integrated care board and its partner NHS trusts and NHS foundation trusts of their functions under this section.

(8)An integrated care board and its partner NHS trusts and NHS foundation trusts must have regard to any guidance published under subsection (7).

(9)NHS England may give directions, in relation to a financial year—

(a)specifying descriptions of resources which must, or must not, be treated as capital resources for the purposes of this section;

(b)specifying uses of capital resources which must, or must not, be taken into account for the purposes of this section.

(10)The reference in subsection (1) to the use of capital resources is a reference to its expenditure, consumption or reduction in value.

14Z57Revision of joint capital resource use plansE+W

(1)An integrated care board and its partner NHS trusts and NHS foundation trusts may revise a plan published under section 14Z56.

(2)If the integrated care board and its partner NHS trusts and NHS foundation trusts revise the plan in a way that they consider to be significant, section 14Z56(4) and (5) apply in relation to the revised plan as they applied in relation to the original plan.

(3)If the integrated care board and its partner NHS trusts and NHS foundation trusts revise the plan in any other way, they must—

(a)publish a document setting out the changes, and

(b)give a copy of the document to—

(i)the integrated care partnership for the board’s area,

(ii)each relevant Health and Wellbeing Board, and

(iii)NHS England.

14Z58Annual reportE+W

(1)An integrated care board must, in each financial year, prepare a report (an “annual report”) on how it has discharged its functions in the previous financial year.

(2)An annual report must, in particular—

(a)explain how the integrated care board has discharged its duties under sections 14Z34 to 14Z45 and 14Z49 (general duties of integrated care boards),

(b)review the extent to which the board has exercised its functions in accordance with the plans published under—

  • section 14Z52 (forward plan), and

  • section 14Z56 (capital resource use plan),

(c)review the extent to which the board has exercised its functions consistently with NHS England’s views set out in the latest statement published under section 13SA(1) (views about how functions relating to inequalities information should be exercised), and

(d)review any steps that the board has taken to implement any joint local health and wellbeing strategy to which it was required to have regard under section 116B(1) of the Local Government and Public Involvement in Health Act 2007.

(3)In undertaking the review required by subsection (2)(d), an integrated care board must consult each relevant Health and Wellbeing Board.

(4)An annual report must include—

(a)a statement of the amount of expenditure incurred by the integrated care board during the financial year in relation to mental health,

(b)a calculation of the proportion of the expenditure incurred by the integrated care board during the financial year that relates to mental health, and

(c)an explanation of the statement and calculation.

(5)NHS England may give directions to integrated care boards as to the form and content of an annual report.

(6)An integrated care board must—

(a)give a copy of its annual report to NHS England before the date specified by NHS England in a direction, and

(b)publish a copy of the annual report.

Performance assessment of integrated care boardsE+W

14Z59Performance assessment of integrated care boardsE+W

(1)NHS England must conduct a performance assessment of each integrated care board in respect of each financial year.

(2)A performance assessment is an assessment of how well the integrated care board has discharged its functions during that year.

(3)The assessment must, in particular, include an assessment of how well the integrated care board has discharged its duties under—

(a)section 14Z34 (improvement in quality of services),

(b)section 14Z35 (reducing inequalities),

(c)section 14Z38 (obtaining appropriate advice),

(d)section 14Z40 (duty in respect of research),

(e)section 14Z43 (duty to have regard to effect of decisions),

(f)section 14Z45 (public involvement and consultation),

(g)sections 223GB to 223N (financial duties), and

(h)section 116B(1) of the Local Government and Public Involvement in Health Act 2007 (duty to have regard to assessments and strategies).

(4)In conducting a performance assessment, NHS England must consult each relevant Health and Wellbeing Board as to its views on any steps that the board has taken to implement any joint local health and wellbeing strategy to which the board was required to have regard under section 116B(1) of that Act of 2007.

(5)In conducting a performance assessment, NHS England must, in particular, have regard to—

(a)any guidance published by the Secretary of State for the purposes of this section, and

(b)any guidance published under section 14Z51.

(6)NHS England must publish a report in respect of each financial year containing a summary of the results of each performance assessment conducted by NHS England in respect of that year.

Power of NHS England to obtain informationE+W

14Z60Power of NHS England to obtain informationE+W

(1)NHS England may require an integrated care board to provide NHS England with information.

(2)The information must be provided in such form, and at such time or within such period, as NHS England may require.

Intervention powersE+W

14Z61Power to give directions to integrated care boardsE+W

(1)This section applies if NHS England is satisfied that—

(a)an integrated care board is failing or has failed to discharge any of its functions, or

(b)there is a significant risk that an integrated care board will fail to do so.

(2)NHS England may direct the integrated care board to discharge such of those functions in such manner and within such period or periods as may be specified in the direction.

(3)NHS England may direct—

(a)the integrated care board, or

(b)the chief executive of the integrated care board,

to cease to perform any functions for such period or periods as may be specified in the direction.

(4)NHS England may—

(a)terminate the appointment of the integrated care board’s chief executive, and

(b)direct the chair of the board as to which individual to appoint as a replacement and on what terms.

(5)Where a direction is given under subsection (3)(a) NHS England may—

(a)exercise, on behalf of the integrated care board, any of the functions that are the subject of the direction;

(b)direct another integrated care board to perform any of those functions on behalf of the integrated care board, in such manner and within such period or periods as may be specified in the direction.

(6)A direction under subsection (5)(b) may include provision prohibiting or restricting the integrated care board from making delegation arrangements in relation to a function that is exercisable by it by virtue of the direction.

(7)In subsection (6) “delegation arrangements” means arrangements made by a person for the exercise of a function by someone else.

(8)Where a direction is given under subsection (3)(b) NHS England may—

(a)exercise, on behalf of the chief executive, any of the functions that are the subject of the direction;

(b)direct the chief executive of another integrated care board to perform any of those functions on behalf of the chief executive, in such manner and within such period or periods as may be specified in the direction.

(9)For the purposes of this section—

(a)a failure to discharge a function includes a failure to discharge it properly, and

(b)a failure to discharge a function properly includes a failure to discharge it consistently with what NHS England considers to be the interests of the health service.

14Z62Section 14Z61 directions: consultation and cooperationE+W

(1)Before exercising the power conferred by section 14Z61(5)(b) or (8)(b) NHS England must consult the integrated care board to which it is proposing to give the direction or to whose chief executive it is proposing to give the direction.

(2)Where a direction is given under section 14Z61(3)(b) to the chief executive of an integrated care board, that board must co-operate with any chief executive to whom a direction is given under subsection (8)(b).

Disclosure of informationE+W

14Z63Permitted disclosures of informationE+W

(1)An integrated care board may disclose information obtained by it in the exercise of its functions if—

(a)the information has previously been lawfully disclosed to the public,

(b)the disclosure is made under or pursuant to regulations under section 113 or 114 of the Health and Social Care (Community Health and Standards) Act 2003 (complaints about health care or social services),

(c)the disclosure is made in accordance with any enactment or court order,

(d)the disclosure is necessary or expedient for the purposes of protecting the welfare of any individual,

(e)the disclosure is made to any person in circumstances where it is necessary or expedient for the person to have the information for the purpose of exercising functions of that person under any enactment,

(f)the disclosure is made for the purpose of facilitating the exercise of any of the integrated care board’s functions,

(g)the disclosure is made in connection with the investigation of a criminal offence (whether or not in the United Kingdom), or

(h)the disclosure is made for the purpose of criminal proceedings (whether or not in the United Kingdom).

(2)Subsection (1)(a) to (c) and (h) have effect notwithstanding any rule of common law which would otherwise prohibit or restrict the disclosure.

InterpretationE+W

14Z64InterpretationE+W

In this Chapter—

  • “the health service” means the health service in England;

  • “health services” means services provided as part of the health service;

  • “integrated care partnership” has the meaning given by section 116ZA(1) of the Local Government and Public Involvement in Health Act 2007;

  • “relevant Health and Wellbeing Board”, in relation to an integrated care board, has the meaning given by section 14Z52(7).]

F193Chapter 1E+WStrategic Health Authorities

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F194Chapter 2E+WPrimary Care Trusts

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Chapter 3E+WNHS trusts

25NHS trustsE+W

(1)The Secretary of State may by order establish bodies, called National Health Service trusts (“NHS trusts”), to provide goods and services for the purposes of the health service.

(2)An order under subsection (1) is referred to in this Act as “an NHS trust order”.

(3)No NHS trust order may be made until after the completion of such consultation as may be prescribed.

(4)Schedule 4 makes further provision about NHS trusts.

26General duty of NHS trustsE+W

An NHS trust must exercise its functions effectively, efficiently and economically.

[F19526ADuty to have regard to wider effect of decisionsE+W

(1)In making a decision about the exercise of its functions, an NHS trust established under section 25 must have regard to all likely effects of the decision in relation to—

(a)the health and well-being of the people of England;

(b)the quality of services provided to individuals—

(i)by relevant bodies, or

(ii)in pursuance of arrangements made by relevant bodies,

for or in connection with the prevention, diagnosis or treatment of illness, as part of the health service in England;

(c)efficiency and sustainability in relation to the use of resources by relevant bodies for the purposes of the health service in England.

(2)In subsection (1)—

(a)the reference to a decision does not include a reference to a decision about the services to be provided to a particular individual for or in connection with the prevention, diagnosis or treatment of illness;

(b)the reference to effects of a decision in relation to the health and well-being of the people of England includes a reference to its effects in relation to inequalities between the people of England with respect to their health and well-being;

(c)the reference to effects of a decision in relation to the quality of services provided to individuals includes a reference to its effects in relation to inequalities between individuals with respect to the benefits that they can obtain from those services.

(3)In discharging the duty under this section, NHS trusts must have regard to guidance published by NHS England under section 13NB.

(4)In this section “relevant bodies” means—

(a)NHS England,

(b)integrated care boards,

(c)NHS trusts established under section 25, and

(d)NHS foundation trusts.]

Textual Amendments

[F19626BDuties in relation to climate change etcE+W

(1)An NHS trust established under section 25 must, in the exercise of its functions, have regard to the need to—

(a)contribute towards compliance with—

(i)section 1 of the Climate Change Act 2008 (UK net zero emissions target), and

(ii)section 5 of the Environment Act 2021 (environmental targets), and

(b)adapt to any current or predicted impacts of climate change identified in the most recent report under section 56 of the Climate Change Act 2008.

(2)In discharging the duty under this section, NHS trusts must have regard to guidance published by NHS England under section 13ND.]

Textual Amendments

27Financial provisions relating to NHS trustsE+W

Schedule 5 makes provision about the financing of NHS trusts.

[F19727AOversight and support of NHS trustsE+W

NHS England must—

(a)monitor NHS trusts established under section 25 in the carrying out of their functions, and

(b)provide such advice, guidance or other support as it considers appropriate to help NHS trusts established under section 25 in the carrying out of their functions.]

Textual Amendments

[F19827BNHS England’s directions to NHS trustsE+W

(1)NHS England may give directions to an NHS trust established under section 25 about its exercise of any functions.

(2)In so far as a direction under this section conflicts with a direction under section 8 or paragraph 25(3) of Schedule 4, it is of no effect.]

Textual Amendments

[F19927CRecommendations about restructuringE+W

(1)NHS England may—

(a)make recommendations to NHS trusts for or in connection with the making of restructuring applications;

(b)take such other steps as it considers appropriate to facilitate restructuring applications involving NHS trusts.

(2)In this section “restructuring application”, in relation to an NHS trust, means an application by the NHS trust under—

(a)section 56 (mergers involving NHS foundation trusts);

(b)section 56A (acquisitions by NHS foundation trusts);

(c)section 69A (transfer of property etc between NHS bodies);

(d)paragraph 28 of Schedule 4 (dissolution of NHS trusts).]

Textual Amendments

[F20027DIntervention in NHS trusts: recommendations etc by NHS EnglandE+W

(1)If NHS England considers that Secretary of State ought to make an order under section 66(2) or 68(2) in relation to an NHS trust established under section 25, NHS England must—

(a)make a recommendation to that effect,

(b)set out its reasons for the recommendation, and

(c)make any recommendations it considers appropriate as to the contents of the order.

(2)NHS England must make any inquiries, and provide any other assistance, that the Secretary of State may require in connection with deciding whether to make an order under section 66(2) or 68(2) in relation to an NHS trust established under section 25 and, if so, on what terms.]

Textual Amendments

Chapter 4E+WSpecial Health Authorities

28Special Health AuthoritiesE+W

(1)The Secretary of State may by order establish special bodies for the purpose of exercising any functions which may be conferred on them by or under this Act.

(2)The Secretary of State may make such further provision relating to a body established under subsection (1) as he considers appropriate.

(3)A body established under this section is called a Special Health Authority.

(4)An order may, in particular, contain provisions as to—

(a)the membership of the body established by the order,

(b)the transfer to the body of officers, property and liabilities, and

(c)the name of the body.

(5)The liabilities which may be transferred by virtue of this section, section 272(8) and section 273(1) to an NHS body on the abolition of a Special Health Authority include criminal liabilities.

F201(6). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(7)The Secretary of State must, before he makes an order under this section, consult with respect to the order such bodies as he may recognise as representing officers who in his opinion are likely to be transferred or affected by transfers in pursuance of the order.

(8)Schedule 6 makes further provision about Special Health Authorities.

Textual Amendments

F20228ASpecial Health Authorities: further provisionE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

29Exercise of Special Health Authority functionsE+W

(1)Regulations may provide for any functions which are exercisable by a Special Health Authority under section 7 to be exercised—

(a)by another Special Health Authority, or

(b)jointly with one or more other Special Health Authorities.

(2)Regulations may provide—

(a)for any functions which are exercisable by a Special Health Authority under section 7 F203... F204... or this section to be exercised on behalf of that Special Health Authority by a committee, sub-committee or officer of the Special Health Authority,

(b)for any functions exercisable jointly under subsection (1)(b) to be exercised, on behalf of the Special Health Authorities in question, by a joint committee or joint sub-committee.

Textual Amendments

F203Words in s. 29(2)(a) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 14(a); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F204Words in s. 29(2)(a) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 14(b); S.I. 2013/160, art. 2(2) (with arts. 7-9)

[F20529ASpecial Health Authorities: accounts and auditE+W

(1)In this section a reference to a Special Health Authority is to a Special Health Authority which—

(a)performs functions only or mainly in respect of England, or

(b)neither performs functions only or mainly in respect of England, nor performs functions only or mainly in respect of Wales.

(2)A Special Health Authority must keep proper accounts and proper records in relation to the accounts.

(3)The Secretary of State may give a Special Health Authority directions as to the form in which its accounts must be kept.

(4)A Special Health Authority must prepare, in respect of each financial year, annual accounts in such form as the Secretary of State may direct.

(5)A Special Health Authority must send copies of any annual accounts prepared by it under subsection (4)—

(a)to the Secretary of State, by such date as the Secretary of State may direct, and

(b)to the Comptroller and Auditor General, as soon as is reasonably practicable following the end of the financial year in question.

(6)The Comptroller and Auditor General must examine, certify and report on the annual accounts.

(7)The Special Health Authority must lay before Parliament—

(a)a copy of the annual accounts, and

(b)the Comptroller and Auditor General’s report on them.

(8)Nothing in subsection (2) requires any annual accounts prepared by a Special Health Authority to include matters relating to a charitable trust of which it is a trustee.

(9)Nothing in subsection (4) has effect in relation to accounts relating to a charitable trust of which the Special Health Authority is a trustee.]

Textual Amendments

Chapter 5E+WNHS foundation trusts

IntroductoryE+W

30NHS foundation trustsE+W

(1)An NHS foundation trust is a public benefit corporation [F206the function of which is to provide in accordance with this Chapter] goods and services for the purposes of the health service in England.

(2)A public benefit corporation is a body corporate which, in pursuance of an application under this Chapter, is constituted in accordance with Schedule 7.

Textual Amendments

F20731Independent Regulator of NHS Foundation TrustsE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F207S. 31 omitted (1.7.2012 for specified purposes, 1.11.2012 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 13 para. 9(1); S.I. 2012/1319, art. 2(3); S.I. 2012/2657, art. 2(2)

F20832General duty of regulatorE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

AuthorisationE+W

33Applications by NHS trustsE+W

(1)An NHS trust may make an application to [F209NHS England] for authorisation to become an NHS foundation trust F210....

(2)The application must—

F211(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b)be accompanied by a copy of the proposed constitution of the NHS foundation trust,

and must give any further information which [F209NHS England] requires the applicant to give.

(3)The applicant may modify the application with the agreement of [F209NHS England] at any time before authorisation is given under section 35.

(4)Once an NHS trust has made the application—

(a)the provisions of the proposed constitution which give effect to paragraphs 3 to 19 of Schedule 7 have effect, but only for the purpose of establishing the initial membership of the NHS foundation trust and of the [F212council of governors], and the initial directors, and enabling the [F212council of governors] and board of directors to make preparations for the performance of their functions,

(b)the NHS trust may do anything (including the things mentioned in paragraph 14 of Schedule 4) which appears to it to be necessary or expedient for the purpose of preparing it for NHS foundation trust status.

Textual Amendments

F212Words in s. 33(4)(a) substituted (1.10.2012) by Health and Social Care Act 2012 (c. 7), ss. 151(9)(a), 306(4); S.I. 2012/1831, art. 2(2)

F21334Other applicationsE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

35Authorisation of NHS foundation trustsE+W

(1)[F214NHS England] may give an authorisation under this section—

(a)to an NHS trust which has applied under section 33, F215...

F215(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

if [F216the Secretary of State approves the authorisation and] [F217NHS England] is satisfied as to the following matters.

(2)The matters are that—

(a)the applicant's constitution will be in accordance with Schedule 7 and will otherwise be appropriate,

(b)the applicant has taken steps to secure that (taken as a whole) the actual membership of any public constituency, and (if there is one) of the patients' constituency, will be representative of those eligible for such membership,

(c)there will be a [F218council of governors], and a board of directors, constituted in accordance with the constitution,

(d)the steps necessary to prepare for NHS foundation trust status have been taken,

[F219(e)the applicant will be able to provide goods and services for the purposes of the health service in England,]

(f)any other requirements which [F220NHS England] considers appropriate are met.

(3)In deciding whether it is satisfied as to the matters referred to in subsection (2)(e), [F221NHS England] must consider (among other things)—

(a)any report or recommendation in respect of the applicant made by [F222the Care Quality Commission],

(b)the financial position of the applicant.

F223(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(5)[F224NHS England] must not give an authorisation unless it is satisfied that the applicant has sought the views about the application of the following—

F225(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b)individuals who live in any area specified in the proposed constitution as the area for a public constituency,

(c)any local authority that would be authorised by the proposed constitution to appoint a member of the [F226council of governors],

(d)if the proposed constitution provides for a patients' constituency, individuals who would be able to apply to become members of that constituency,

(e)any prescribed persons.

(6)If regulations make provision about consultation, [F227NHS England] may not give an authorisation unless it is satisfied that the applicant has complied with the regulations.

F228(7). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F215S. 35(1)(b) and word omitted (1.7.2012) by virtue of Health and Social Care Act 2012 (c. 7), ss. 160(2), 306(4) (with s. 160(5)); S.I. 2012/1319, art. 2(3)

F218Words in s. 35(2)(c) substituted (1.10.2012) by Health and Social Care Act 2012 (c. 7), ss. 151(9)(a), 306(4); S.I. 2012/1831, art. 2(2)

F226Words in s. 35(5)(c) substituted (1.10.2012) by Health and Social Care Act 2012 (c. 7), ss. 151(9)(a), 306(4); S.I. 2012/1831, art. 2(2)

36Effect of authorisationE+W

(1)On an authorisation being given to a body corporate which is an NHS trust—

(a)it ceases to be an NHS trust and becomes an NHS foundation trust,

(b)the proposed constitution has effect, and

(c)any order under section 25(1) is revoked.

F229(2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3)The authorisation is conclusive evidence that the body in question is an NHS foundation trust.

(4)Subsections (1) to (3) do not affect the continuity of the body or of its property or liabilities (including its criminal liabilities).

(5)The validity of any act of an NHS foundation trust is not affected by any vacancy among the directors or by any defect in the appointment of any director.

(6)An NHS foundation trust must not be regarded as the servant or agent of the Crown or as enjoying any status, immunity or privilege of the Crown; and an NHS foundation trust's property must not be regarded as property of, or property held on behalf of, the Crown.

Textual Amendments

37Amendments of constitutionE+W

[F230(1)]An NHS foundation trust may make amendments of its constitution [F231only if—

(a)more than half of the members of the council of governors of the trust voting approve the amendments, and

(b)more than half of the members of the board of directors of the trust voting approve the amendments.]

[F232(2)Amendments made under this section take effect as soon as the conditions in subsection (1)(a) and (b) are satisfied.

(3)But an amendment is of no effect in so far as the constitution would, as a result of the amendment, not accord with Schedule 7.

(4)The trust must inform [F233NHS England] of amendments made under this section; but [F234NHS England’s] functions do not include a power or duty to determine whether or not the constitution, as a result of the amendments, accords with Schedule 7.]

Textual Amendments

F230S. 37 renumbered as s. 37(1) (1.4.2013) by Health and Social Care Act 2012 (c. 7), ss. 161(1), 306(4) (with s. 161(3)); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F231Words in s. 37(1) substituted (1.4.2013) by Health and Social Care Act 2012 (c. 7), ss. 161(1), 306(4) (with s. 161(3)); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F23538Variation of authorisationE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

39Register of NHS foundation trustsE+W

(1)[F236NHS England] must continue to maintain a register of NHS foundation trusts.

(2)The register must contain in relation to each NHS foundation trust—

(a)a copy of the current constitution,

F237(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(c)a copy of the latest annual accounts and of any report of the auditor on them,

(d)a copy of the latest annual report,

F238(e). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F239(f). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F240(g)a copy of any order made under section 65D, 65J, 65KC, 65L or 65LA,

(h)a copy of any report laid under section 65D,

(i)a copy of any information published under section 65D,

(j)a copy of any draft report published under section 65F,

(k)a copy of any statement provided under section 65F,

(l)a copy of any notice published under section 65F, 65G, 65H, 65J, 65KA, 65KB, 65KC or 65KD,

(m)a copy of any statement published or provided under section 65G,

(n)a copy of any final report published under section 65I,

(o)a copy of any statement published under section 65J or 65KC,

(p)a copy of any information published under section 65M.]

(3)In relation to any time before an NHS foundation trust is first required to send an annual report to [F241NHS England], the register must contain a list of the persons who were first elected or appointed as—

(a)the members of the [F242council of governors],

(b)the directors.

(4)Members of the public may inspect the register at any reasonable time.

(5)Any person who requests it must be provided with a copy of, or extract from, any document contained in the register on payment of a reasonable charge.

Textual Amendments

F238S. 39(2)(e) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), ss. 156(5), 306(1)(d)(4); S.I. 2013/671, art. 2(3)

F242Words in s. 39(3)(a) substituted (1.10.2012) by Health and Social Care Act 2012 (c. 7), ss. 151(9)(a), 306(4); S.I. 2012/1831, art. 2(2)

[F24339APanel for advising governorsE+W

(1)[F244NHS England] may appoint a panel of persons to which a governor of an NHS foundation trust may refer a question as to whether the trust has failed or is failing—

(a)to act in accordance with its constitution, or

(b)to act in accordance with provision made by or under this Chapter.

(2)A governor may refer a question to the panel only if more than half of the members of the council of governors voting approve the referral.

(3)The panel—

(a)may regulate its own procedure, and

(b)may establish such procedures, and make such other arrangements, as it considers appropriate for the purpose of determining questions referred to it under this section.

(4)The panel may decide whether, or to what extent, to carry out an investigation on a question referred to it under this section.

(5)The panel may for that purpose, or for the purpose of carrying out such an investigation, request information or advice.

(6)Where the panel has carried out such an investigation, it must publish a report of its determination of the question referred to it.

(7)If a person refuses to comply with a request made under subsection (5), the report under subsection (6) may refer to the refusal.

(8)On any proceedings before a court or tribunal relating to a question referred to the panel under this section, the court may take the panel's report of its determination of the question into account.

(9)[F245NHS England]—

(a)must pay expenses properly incurred by the panel, and

(b)must make administrative support available to the panel.

(10)Regulations may make provision as to—

(a)eligibility for membership of the panel;

(b)the number of persons that may be appointed as members;

(c)the terms of appointment of members;

(d)circumstances in which a person ceases to be a member or may be suspended.]

Textual Amendments

F243S. 39A inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 162, 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

Financial mattersE+W

40Power of Secretary of State to give financial assistanceE+W

(1)The Secretary of State may give financial assistance to any NHS foundation trust.

(2)The financial assistance may be given by way of loan, public dividend capital, grant or other payment.

(3)The Secretary of State may guarantee the payment of any amount payable by an NHS foundation trust under an externally financed development agreement.

(4)“Externally financed development agreement” has the same meaning as in paragraph 23 of Schedule 4, reading references in sub-paragraphs (3) and (5) of that paragraph to the NHS trust as references to the NHS foundation trust.

[F246(5)As soon as is practicable after the end of each financial year, the Secretary of State must prepare a report on the exercise of the power under subsection (1).

(6)In relation to each exercise of the power under that subsection during the year to which the report relates, the report must specify the amount of the loan, issue of public dividend capital, grant or other payment and—

(a)in the case of a loan, the amount (if any) outstanding at the end of the year and the other terms on which the loan was made,

(b)in the case of an issue of public dividend capital, the terms on which it was issued (or, where a decision under section 42(3) is made in relation to it during that year, the terms so decided as those on which it is treated as having been issued), and

(c)in the case of a grant or other payment, the terms on which it was made.

(7)In relation to each loan made under that subsection during a previous financial year but not repaid by the beginning of the year to which the report relates, the report must specify—

(a)the amount outstanding at the beginning of the year,

(b)the amount (if any) outstanding at the end of the year, and

(c)the other terms on which the loan was made.

(8)A report under subsection (5) must, in relation to each NHS foundation trust, specify—

(a)the amount of the public dividend capital of that trust at the end of the year to which the report relates, and

(b)the conditions on which it is held.

(9)The Secretary of State must publish a report under subsection (5).]

Textual Amendments

F24741Prudential borrowing codeE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

42Public dividend capitalE+W

(1)Where an NHS trust becomes an NHS foundation trust, the amount which was the public dividend capital of the NHS trust immediately before the giving of the authorisation continues as public dividend capital of the NHS foundation trust held on the same conditions (“initial public dividend capital”), but subject to this section.

(2)Any amount issued to an NHS foundation trust as public dividend capital under section 40 is (like initial public dividend capital) an asset of the Consolidated Fund.

(3)The Secretary of State may, with the consent of the Treasury, decide the terms on which any public dividend capital of an NHS foundation trust must be treated as having been issued.

F248(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F249(5). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(6)Any amount paid to the Secretary of State by an NHS foundation trust by way of repayment of public dividend capital must be paid into the Consolidated Fund.

[F250(7)The terms which may be decided under subsection (3) include terms to which the exercise of any power of an NHS foundation trust to do any of the following will be subject as a consequence—

(a)providing goods or services,

(b)borrowing or investing money,

(c)providing financial assistance,

(d)acquiring or disposing of property,

(e)entering into contracts, or making other arrangements, to do anything referred to in paragraphs (a) to (d),

(f)applying for dissolution (whether or not when also applying for the establishment of one or more other trusts),

(g)applying to acquire another body.]

Textual Amendments

[F25142ACriteria for making loans etc.E+W

(1)The Secretary of State must publish guidance on the powers conferred by sections 40 and 42.

(2)The guidance on the power to make a loan under section 40(1) must in particular—

(a)explain that, in exercising the power, the Secretary of State will apply the principle that a loan should be made only where there is a reasonable expectation that it will be repaid in accordance with the terms on which it is made;

(b)include other criteria that the Secretary of State will apply when determining whether to exercise the power and, if so, the terms on which to make the loan.

(3)The guidance on that power must also explain—

(a)the process for applying for a loan under section 40(1);

(b)the consequences of failing to comply with terms on which a loan is made under that provision.

(4)The guidance on the power to decide terms under section 42(3) must, in particular, include the criteria that the Secretary of State will apply when deciding the terms.

(5)The guidance on that power must also explain the consequences of failing to comply with the terms decided.

(6)In preparing guidance under this section, the Secretary of State must have regard (among other things) to any generally accepted principles used by financial institutions to determine whether to make loans to bodies corporate and the terms on which to make loans to them.

(7)Before publishing the guidance, the Secretary of State must consult—

(a)the Treasury,

(b)[F252NHS England], and

(c)such other persons as the Secretary of State considers appropriate.]

Textual Amendments

[F25342BLimits on capital expenditureE+W

(1)NHS England may make an order imposing a limit on the capital expenditure of an NHS foundation trust in respect of a single financial year.

(2)The order must specify—

(a)the trust,

(b)the capital expenditure limit, and

(c)the financial year to which the limit relates.

(3)NHS England must consult the trust before making the order.

(4)NHS England must publish each order under this section.

(5)An order under this section may be made at any time during or before the financial year to which it relates.

(6)A trust that is the subject of an order under this section must not exceed the capital expenditure limit imposed by the order during the financial year to which it relates.

(7)In this section “capital expenditure”, in relation to an NHS foundation trust, means expenditure of the trust which falls to be capitalised in its annual accounts.

Textual Amendments

42CGuidance in relation to orders under section 42BE+W

(1)NHS England must publish guidance about the exercise of its power to make orders under section 42B, including guidance about—

(a)the circumstances in which it is likely to make an order, and

(b)the method it will use to determine the capital expenditure limit.

(2)NHS England must consult the Secretary of State before it publishes guidance, or revised guidance, under this section.

(3)NHS England must have regard to the guidance in exercising its power to make orders under section 42B.]

Textual Amendments

FunctionsE+W

43[F254Provision of goods and services]E+W

[F255(1)The principal purpose of an NHS foundation trust is the provision of goods and services for the purposes of the health service in England.]

[F255(2)An NHS foundation trust may provide goods and services for any purposes related to—

(a)the provision of services provided to individuals for or in connection with the prevention, diagnosis or treatment of illness, and

(b)the promotion and protection of public health.]

[F255(2A)An NHS foundation trust does not fulfil its principal purpose unless, in each financial year, its total income from the provision of goods and services for the purposes of the health service in England is greater than its total income from the provision of goods and services for any other purposes.]

(3)[F256An] NHS foundation trust may also carry on activities other than those mentioned in [F257subsection (2)] F258... for the purpose of making additional income available in order better to carry on its principal purpose.

[F259(3A)Each annual report prepared by an NHS foundation trust must give information on the impact that income received by the trust otherwise than from the provision of goods and services for the purposes of the health service in England has had on the provision by the trust of goods and services for those purposes.

F260(3B). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F261(3C). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3D)An NHS foundation trust which proposes to increase by 5% or more the proportion of its total income in any financial year attributable to activities other than the provision of goods and services for the purposes of the health service in England may implement the proposal only if more than half of the members of the council of governors of the trust voting approve its implementation.]

F262(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F262(5). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F262(6). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F262(7). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F255S. 43(1)-(2A) substituted for s. 43(1)(2) (1.10.2012) by Health and Social Care Act 2012 (c. 7), ss. 164(1), 306(4); S.I. 2012/1831, art. 2(2)

F258Words in s. 43(3) omitted (1.10.2012) by virtue of Health and Social Care Act 2012 (c. 7), ss. 164(2)(c), 306(4); S.I. 2012/1831, art. 2(2)

44[F263Power to charge for accommodation etc.]E+W

F264(1). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F265(2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F266(2A). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F267(3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F267(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F267(5). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(6)According to the nature of its functions, an NHS foundation trust may, in the case of patients being provided with goods and services for the purposes of the health service, make accommodation or further services available for patients who give undertakings (or for whom undertakings are given) to pay any charges imposed by the NHS foundation trust in respect of the accommodation or services.

(7)An NHS foundation trust may exercise the power conferred by subsection (6) only to the extent that its exercise does not to any significant extent interfere with the performance by the NHS foundation trust of its functions.

Textual Amendments

F26845Protection of propertyE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

46Financial powersE+W

(1)An NHS foundation trust may borrow money for the purposes of or in connection with its functions.

F269(2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F269(3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(4)An NHS foundation trust may invest money (other than money held by it as trustee) for the purposes of or in connection with its functions.

(5)The investment may include investment by—

(a)forming, or participating in forming, bodies corporate,

(b)otherwise acquiring membership of bodies corporate.

(6)An NHS foundation trust may give financial assistance (whether by way of loan, guarantee or otherwise) to any person for the purposes of or in connection with its functions.

Textual Amendments

47General powersE+W

(1)An NHS foundation trust may do anything which appears to it to be necessary or expedient for the purpose of or in connection with its functions.

(2)In particular it may—

(a)acquire and dispose of property,

(b)enter into contracts,

(c)accept gifts of property (including property to be held on trust for the purposes of the NHS foundation trust or for any purposes relating to the health service),

(d)employ staff.

(3)Any power of the NHS foundation trust to pay remuneration and allowances to any person includes power to make arrangements for providing, or securing the provision of, pensions or gratuities (including those payable by way of compensation for loss of employment or loss or reduction of pay).

(4)“The purposes of the NHS foundation trust” means the general or any specific purposes of the trust (including the purposes of any specific hospital at or from which services are provided by the trust).

[F27047AJoint exercise of functionsE+W

An NHS foundation trust may enter into arrangements for the carrying out, on such terms as the NHS foundation trust considers appropriate, of any of its functions jointly with any other person.]

Textual Amendments

[F27148InformationE+W

(1)The Secretary of State may require an NHS foundation trust to provide the Secretary of State with such information as the Secretary of State considers it necessary to have for the purposes of the functions of the Secretary of State in relation to the health service.

[F272(1A)An integrated care board may require any of its partner NHS foundation trusts to provide it with any information that it requires.]

(2)[F273Information required under this section must be provided in such form, and at such time or within such period, as may be specified by the person imposing the requirement.]]

Textual Amendments

F27449Entry and inspection of premisesE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

[F27550FeesE+W

An NHS foundation trust must pay to [F276NHS England] such fee as [F276NHS England] may determine in respect of its exercise of functions under—

(a)section 39;

(b)section 39A.]

Textual Amendments

F27751Trust funds and trusteesE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

[F27851ASignificant transactionsE+W

(1)An NHS foundation trust may enter into a significant transaction only if more than half of the members of the council of governors of the trust voting approve entering into the transaction.

(2)“Significant transaction” means a transaction or arrangement of such description as may be specified in the trust's constitution.

(3)If an NHS foundation trust does not wish to specify any descriptions of transaction or arrangement for the purposes of subsection (2), the constitution of the trust must specify that it contains no such descriptions.]

Textual Amendments

FailureE+W

F27952Failing NHS foundation trustsE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F28052AApplication of sections 52B to 52EE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F280Ss. 52A, 52B, 52D, 52E: the insertion of these provisions by 2009 c. 21, s. 15(1) falls by virtue of the omission of that amending provision (1.11.2012) by virtue of Health and Social Care Act 2012 (c. 7), ss. 173(5), 306(4); S.I. 2012/2657, art. 2(2)

F28152BDe-authorisation: regulator's noticeE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F281Ss. 52A, 52B, 52D, 52E: the insertion of these provisions by 2009 c. 21, s. 15(1) falls by virtue of the omission of that amending provision (1.11.2012) by virtue of Health and Social Care Act 2012 (c. 7), ss. 173(5), 306(4); S.I. 2012/2657, art. 2(2)

F28252CGrounds for de-authorisation noticeE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F28352DDe-authorisationE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F283Ss. 52A, 52B, 52D, 52E: the insertion of these provisions by 2009 c. 21, s. 15(1) falls by virtue of the omission of that amending provision (1.11.2012) by virtue of Health and Social Care Act 2012 (c. 7), ss. 173(5), 306(4); S.I. 2012/2657, art. 2(2)

F28452ESecretary of State's requestE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F284Ss. 52A, 52B, 52D, 52E: the insertion of these provisions by 2009 c. 21, s. 15(1) falls by virtue of the omission of that amending provision (1.11.2012) by virtue of Health and Social Care Act 2012 (c. 7), ss. 173(5), 306(4); S.I. 2012/2657, art. 2(2)

F28553Voluntary arrangementsE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F28554Dissolution etcE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F28555Sections 53 and 54: supplementaryE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

[F286Mergers, acquisitions and separations]E+W

Textual Amendments

F286S. 56 cross-heading substituted (1.4.2013) by Health and Social Care Act 2012 (c. 7), ss. 172(9), 306(4); S.I. 2013/671, art. 2(3)

56MergersE+W

(1)An application may be made jointly by—

(a)an NHS foundation trust, and

(b)another NHS foundation trust or an NHS trust [F287established under section 25],

to [F288NHS England] for [F289the dissolution of the trusts and the establishment of a new NHS foundation trust.]

[F290(1A)An application under this section may be made only with the approval of more than half of the members of the council of governors of each applicant (that is an NHS foundation trust).]

(2)The application must—

F291(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b)specify the property and liabilities proposed to be transferred to the new NHS foundation trust,

(c)F292...and

(d)be accompanied by a copy of the proposed constitution of the new trust,

F293...

F294(3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F295(4)NHS England must grant the application if—

(a)it is satisfied that such steps as are necessary to prepare for the dissolution of the trusts and the establishment of the new trust have been taken, and

(b)the Secretary of State approves the grant of the application,

and must otherwise refuse the application.]

F296(5). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F296(6). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F296(7). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F296(8). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F296(9). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F296(10). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(11)[F297On the grant of the application], the proposed constitution of the NHS foundation trust has effect, but the directors of the applicants may exercise the functions of the trust on its behalf until a board of directors is appointed in accordance with the constitution.

Textual Amendments

F293Words in s. 56(2) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), ss. 168(3)(b), 306(4); S.I. 2013/671, art. 2(3)

F296S. 56(5)-(10) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), ss. 168(6), 306(4); S.I. 2013/671, art. 2(3)

[F29856AAcquisitionsE+W

(1)An application may be made jointly by—

(a)an NHS foundation trust (A), and

(b)another NHS foundation trust or an NHS trust established under section 25 (B),

to [F299NHS England] for the acquisition by A of B.

(2)An application under this section may be made only with the approval of more than half of the members of the council of governors of each applicant (that is an NHS foundation trust).

(3)The application must—

F300(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b)be accompanied by a copy of the proposed constitution of A, amended on the assumption that A acquires B.

[F301(4)NHS England must grant the application if—

(a)it is satisfied that such steps as are necessary to prepare for the acquisition have been taken, and

(b)the Secretary of State approves the grant of the application,

and must otherwise refuse the application.]

[F302(4A)Where [F303NHS England] proposes to grant the application, it may by order make provision for the transfer of employees of B to A on the grant of the application.]

(5)On the grant of the application, the proposed constitution has effect, but where a person who is specified as a director of A in the constitution has yet to be appointed as such, the directors of A may exercise that person's functions under the constitution.]

Textual Amendments

[F30456AAAcquisitions under section 56A: supplementaryE+W

(1)On the grant of an application under section 56A—

(a)any order made by [F305NHS England] under section 56A(4A) takes effect,

(b)the property and liabilities of the acquired NHS foundation trust or NHS trust are transferred to the acquiring NHS foundation trust (other than rights and liabilities which may be dealt with by order under section 56A(4A)),

(c)the acquired NHS foundation trust or NHS trust is dissolved, and

(d)where the acquired trust is an NHS trust, the NHS trust order establishing it is revoked.

(2)So far as may be necessary for the purposes of subsection (1)(b)—

(a)anything done before the grant of the application by or in relation to the acquired trust is to be treated (on and after the grant) as having been done by or in relation to the acquiring trust;

(b)any reference in a document to the acquired trust is to be read as a reference to the acquiring trust.

(3)Anything (including legal proceedings) that, immediately before the grant of the application, is in the process of being done by or in relation to the acquired trust may continue to be done afterwards by or in relation to the acquiring trust.

(4)In subsection (1)—

(a)“liabilities” includes criminal liabilities;

(b)“property” includes trust property.]

Textual Amendments

[F30656BSeparationsE+W

(1)An application may be made to [F307NHS England] by an NHS foundation trust for the dissolution of the trust and the establishment of two or more new NHS foundation trusts.

(2)An application under this section may be made only with the approval of more than half of the members of the council of governors of the applicant.

(3)The application must, by reference to each of the proposed new trusts—

(a)specify the property and liabilities proposed to be transferred to it;

(b)be accompanied by a copy of its proposed constitution.

[F308(4)NHS England must grant the application if—

(a)it is satisfied that such steps as are necessary to prepare for the dissolution of the trust and the establishment of each of the proposed new trusts have been taken, and

(b)the Secretary of State approves the grant of the application,

and must otherwise refuse the application.]

(5)On the grant of the application, the proposed constitution of each of the new trusts has effect but, in the case of each of the new trusts, the proposed directors may exercise the functions of the trust on its behalf until a board of directors is appointed in accordance with the constitution.]

Textual Amendments

57[F309Sections 56 to 56B: supplementary]E+W

(1)Where [F310an application is granted under section 56 or 56B], [F311NHS England] must specify the property and liabilities to be transferred to the new NHS foundation trust [F312or trusts].

(2)Where [F313such an application is granted, [F314NHS England]] must make an order—

(a)dissolving the [F315trust or] trusts in question, and

(b)transferring, or providing for the transfer of, the property and liabilities specified by [F314NHS England] to the new NHS foundation trust [F316or trusts].

[F317(2A)An order under section 56 or 56B is conclusive evidence of incorporation and conclusive evidence that the corporation is an NHS foundation trust.]

(3)The order may—

(a)transfer, or provide for the transfer of, any of the remaining property or liabilities to [F318another NHS foundation trust, an NHS trust established under section 25 or the Secretary of State],

F319(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F320(3A)The order may include provision for the transfer of employees of the trust or trusts dissolved by the order.]

(4)In [F321sections 56(2) and 56B(3)], and subsections (1) and (2) of this section, “liabilities” includes criminal liabilities; and an order under subsection (3) of this section may transfer any remaining criminal liabilities to [F322another NHS foundation trust or an NHS trust established under section 25].

(5)Where one of the parties to an application under section 56 [F323or 56A] is an NHS trust, the powers conferred on the Secretary of State [F324or NHS England] by Part 3 of Schedule 4 are not exercisable in relation to the trust.

F325(6). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F318Words in s. 57(3)(a) substituted (1.4.2013) by Health and Social Care Act 2012 (c. 7), ss. 172(4), 173(2)(a)(i), 306(4); S.I. 2013/671, arts. 2(2)(3)

F322Words in s. 57(4) substituted (1.4.2013) by Health and Social Care Act 2012 (c. 7), ss. 172(5)(b), 173(2)(a)(iii), 306(4); S.I. 2013/671, arts. 2(2)(3)

[F32657ADissolutionE+W

(1)An application may be made by an NHS foundation trust to [F327NHS England] for dissolution.

(2)An application under this section may be made only with the approval of more than half of the members of the council of governors of the applicant.

(3)[F328NHS England] must grant the application if it is satisfied that—

F329(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b)such steps as are necessary to prepare for the dissolution have been taken.

(4)Where an application under this section is granted, [F330NHS England] must make an order—

(a)dissolving the trust in question, and

[F331(b)transferring, or providing for the transfer of, the property and liabilities (including criminal liabilities) to another NHS foundation trust, an NHS trust established under section 25 or the Secretary of State.]

[F332(5)The order must include provision for the transfer of any employees of the NHS foundation trust that is dissolved.]]

Textual Amendments

MiscellaneousE+W

F33358TaxationE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F333S. 58 repealed (with effect in accordance with s. 216(3)(4) of the amending Act) by Finance Act 2012 (c. 14), s. 216(2)(b)

59Conduct of electionsE+W

(1)Regulations may make provision as to the conduct of elections for membership of the [F334council of governors] of an NHS foundation trust.

(2)The regulations may in particular provide for—

(a)nomination of candidates and obligations to declare their interests,

(b)systems and methods of voting, and the allocation of places on the [F335council of governors], at contested elections,

(c)filling of vacancies,

(d)supervision of elections,

(e)elections expenses and publicity,

(f)questioning of elections and the consequences of irregularities.

(3)Regulations under this section may create offences punishable on summary conviction with a maximum fine not exceeding level 4 on the standard scale.

(4)An NHS foundation trust must secure that its constitution is in accordance with regulations under this section.

(5)Pending the coming into force of regulations under this section, elections for membership of the [F336council of governors] of an NHS foundation trust, if contested, must be by secret ballot.

Textual Amendments

F335Words in s. 59(2)(b) substituted (1.10.2012) by Health and Social Care Act 2012 (c. 7), ss. 151(9)(a), 306(4); S.I. 2012/1831, art. 2(2)

60Voting and standing for electionE+W

(1)A person may not vote at an election for the [F337council of governors] of an NHS foundation trust unless, within the specified period, he has made a declaration in the specified form of the particulars of his qualification to vote as a member of the constituency, or class within a constituency, for which the election is being held.

(2)A person may not stand for election to [F338the council] unless—

(a)he has within the specified period made a declaration in the specified form of the particulars of his qualification to vote as a member of the constituency, or class within a constituency, for which the election is being held, and

(b)he is not prevented from being a member of [F338the council] by paragraph 8 of Schedule 7.

(3)A person elected to [F338the council] may not vote at a meeting of [F338the council] unless—

(a)he has within the specified period made a declaration in the specified form of the particulars of his qualification to vote as a member of the trust, and

(b)he is not prevented from being a member of [F338the council] by paragraph 8 of Schedule 7.

(4)This section does not apply to an election held for the staff constituency.

(5)“Specified” means specified in the trust's constitution.

(6)A person is guilty of an offence if he—

(a)makes a declaration under this section which he knows to be false in a material particular, or

(b)recklessly makes such a declaration which is false in a material particular.

(7)A person guilty of an offence under this section is liable on summary conviction to a fine not exceeding level 4 on the standard scale.

Textual Amendments

61Representative membershipE+W

[F339(1)][F340An NHS foundation trust must] take steps to secure that (taken as a whole) the actual membership of any public constituency and (if there is one) of the patients' constituency is representative of those eligible for such membership.

[F341(2)In deciding which areas are to be areas for public constituencies, or in deciding whether there is to be a patients' constituency, an NHS foundation trust must have regard to the need for those eligible for such membership to be representative of those to whom the trust provides services.]

Textual Amendments

F339S. 61(1): s. 61 renumbered as s. 61(1) (1.4.2013) by Health and Social Care Act 2012 (c. 7), ss. 153(1), 306(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F340Words in s. 61(1) substituted (1.4.2013) by Health and Social Care Act 2012 (c. 7), ss. 153(1), 306(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

62AuditE+W

Schedule 10 makes provision in relation to the audit of accounts of NHS foundation trusts.

63General duty of NHS foundation trustsE+W

An NHS foundation trust must exercise its functions effectively, efficiently and economically.

[F34263ADuty to have regard to wider effect of decisionsE+W

(1)In making a decision about the exercise of its functions, an NHS foundation trust must have regard to all likely effects of the decision in relation to—

(a)the health and well-being of the people of England;

(b)the quality of services provided to individuals—

(i)by relevant bodies, or

(ii)in pursuance of arrangements made by relevant bodies,

for or in connection with the prevention, diagnosis or treatment of illness, as part of the health service in England;

(c)efficiency and sustainability in relation to the use of resources by relevant bodies for the purposes of the health service in England.

(2)In subsection (1)—

(a)the reference to a decision does not include a reference to a decision about the services to be provided to a particular individual for or in connection with the prevention, diagnosis or treatment of illness;

(b)the reference to effects of a decision in relation to the health and well-being of the people of England includes a reference to its effects in relation to inequalities between the people of England with respect to their health and well-being;

(c)the reference to effects of a decision in relation to the quality of services provided to individuals includes a reference to its effects in relation to inequalities between individuals with respect to the benefits that they can obtain from those services.

(3)In discharging the duty under this section, NHS foundation trusts must have regard to guidance published by NHS England under section 13NB.

(4)In this section “relevant bodies” means—

(a)NHS England,

(b)integrated care boards,

(c)NHS trusts established under section 25, and

(d)NHS foundation trusts.]

Textual Amendments

[F34363BDuties in relation to climate change etcE+W

(1)An NHS foundation trust must, in the exercise of its functions, have regard to the need to—

(a)contribute towards compliance with—

(i)section 1 of the Climate Change Act 2008 (UK net zero emissions target), and

(ii)section 5 of the Environment Act 2021 (environmental targets), and

(b)adapt to any current or predicted impacts of climate change identified in the most recent report under section 56 of the Climate Change Act 2008.

(2)In discharging the duty under this section, NHS foundation trusts must have regard to guidance published by NHS England under section 13ND.]

Textual Amendments

SupplementaryE+W

64Orders and regulations under this ChapterE+W

(1)Any power under this Chapter to make an order or regulations [F344, other than the power to make an order under section 42B,] is exercisable by statutory instrument.

(2)Subject to subsections (3) and (4), a statutory instrument made by virtue of this Chapter is subject to annulment in pursuance of a resolution of either House of Parliament.

(3)A statutory instrument containing—

(a)the first regulations under section 55(4) or 59,

[F345(aa)regulations under paragraph 30(1) of Schedule 7,] or

(b)an order or regulations under this Chapter making, by virtue of subsection (5)(b), provision which amends or repeals any part of the text of an Act,

may not be made unless a draft of the instrument has been laid before, and approved by resolution of, each House of Parliament.

(4)Subsection (2) does not apply to a statutory instrument containing an order under—

(a)section 51,

F346(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F347(ba)section 56A(4A),]

(c)section 57 [F348, or

(d)section 57A.]

[F349(4A)The Statutory Instruments Act 1946 applies in relation to the power of [F350NHS England] to make an order under section [F35156A(4A),] 57 or 57A as if [F350NHS England] were a Minister of the Crown.]

(5)Any order or regulations under this Chapter—

(a)may make different provision for different purposes, and

(b)may make incidental, supplementary, consequential, transitory or transitional or saving provision.

(6)Any power under this Chapter to make an order or regulations (as well as being exercisable in relation to all cases to which it extends) may be exercised in relation to all those cases subject to exceptions or in relation to any particular case or class of case.

Textual Amendments

F345S. 64(3)(aa) inserted (27.3.2012 for specified purposes, 1.10.2012 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 158(2), 306(1)(d)(4); S.I. 2012/1831, art. 2(2)

65Interpretation of this ChapterE+W

(1)In this Chapter—

  • “authorisation” means an authorisation under section 35 or 56,

  • “health service body” means a Strategic Health Authority, a Primary Care Trust, an NHS trust, a Special Health Authority or an NHS foundation trust.

(2)Any references in this Chapter to goods and services include, in particular, facilities, education and training.

[F352Chapter 5AE+WTrust special administrators: NHS trusts and NHS foundation trusts

Textual Amendments

F352Pt. 2 Ch. 5A inserted (15.2.2010) by Health Act 2009 (c. 21), ss. 16, 40(1); S.I. 2010/30, art. 3(a)

ApplicationE+W

65AApplicationE+W

(1)This Chapter applies to—

(a)an NHS trust all or most of whose hospitals, establishments and facilities are in England;

[F353(b)any NHS foundation trust.]

F354(2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F353S. 65A(1)(b) substituted for s. 65A(1)(b)(c) (1.11.2012) by Health and Social Care Act 2012 (c. 7), ss. 174(1)(a), 306(4); S.I. 2012/2657, art. 2(2)

AppointmentE+W

[F35565BNHS trusts: appointment of trust special administratorE+W

(1)NHS England may make an order in accordance with this section authorising the appointment of a trust special administrator to exercise the functions of the chair and directors of an NHS trust to which this Chapter applies.

(2)NHS England—

(a)must make an order under subsection (1) if required to do so by the Care Quality Commission, and

(b)may otherwise make an order under subsection (1) only if—

(i)NHS England considers it appropriate to do so in the interests of the health service, and

(ii)the Secretary of State has approved the making of the order.

(3)The Care Quality Commission may require NHS England to make an order under subsection (1) only if it is satisfied that there is a serious failure by the NHS trust to provide services that are of sufficient quality to be provided under this Act.

(4)Before requiring NHS England to make an order under subsection (1) the Care Quality Commission must—

(a)consult the Secretary of State and NHS England, and

(b)having done that, consult—

(i)the trust,

(ii)any integrated care board in whose area the trust has hospitals, establishments or facilities, and

(iii)any person to which the trust provides goods or services under this Act and which the Commission considers it appropriate to consult.

(5)Before making an order under subsection (1) in a case where it is not required to do so by the Care Quality Commission, NHS England must consult—

(a)the trust,

(b)any integrated care board in whose area the trust has hospitals, establishments or facilities,

(c)any other person to which the trust provides goods or services under this Act and which NHS England considers it appropriate to consult, and

(d)the Care Quality Commission.

(6)An order under subsection (1) must specify the date when the appointment is to take effect, which must be within the period of 5 working days beginning with the day on which the order is made.

(7)NHS England must lay before Parliament (with the statutory instrument containing the order) a report stating the reasons for making the order.

(8)If an order is made under subsection (1), NHS England must—

(a)appoint a person as the trust special administrator with effect from the day specified in the order, and

(b)publish the name of the person appointed.

(9)A person appointed as a trust special administrator holds and vacates office in accordance with the terms of the appointment.

(10)NHS England may pay remuneration and expenses to a trust special administrator appointed under this section.

Textual Amendments

F355 Ss. 65B, 65BA substituted for s. 65B (1.7.2022) by Health and Care Act 2022 (c. 31), s. 186(6), Sch. 8 para. 2; S.I. 2022/734, reg. 2(a), Sch. (with regs. 13, 29, 30)

65BACare Quality Commission report on safety and quality of servicesE+W

(1)This section applies where the Care Quality Commission require NHS England to make an order under section 65B(1) in relation to an NHS trust.

(2)The Care Quality Commission must, as soon as reasonably practicable after the making of the order, provide to NHS England and the Secretary of State a report on the safety and quality of the services that the trust provides under this Act.]

Textual Amendments

F355 Ss. 65B, 65BA substituted for s. 65B (1.7.2022) by Health and Care Act 2022 (c. 31), s. 186(6), Sch. 8 para. 2; S.I. 2022/734, reg. 2(a), Sch. (with regs. 13, 29, 30)

65CSuspension of directorsE+W

(1)When the appointment of a trust special administrator takes effect, the trust's chairman and executive and non-executive directors are suspended from office.

(2)Subsection (1) does not affect the employment of the executive directors or their membership of any committee or sub-committee of the trust.

F356 ...E+W

Textual Amendments

F356S. 65D cross-heading omitted (1.11.2012) by virtue of Health and Social Care Act 2012 (c. 7), ss. 174(7), 306(4); S.I. 2012/2657, art. 2(2)

65D[F357NHS foundation trusts: appointment of trust special administrator]E+W

[F358(1)This section applies if [F359NHS England] is satisfied that [F360—

(a)]an NHS foundation trust is, or is likely to become, unable to pay its debts] [F361, or

(b)there is a serious failure by an NHS foundation trust to provide services that are of sufficient quality to be provided under this Act and it is appropriate to make an order under subsection (2).]

[F362(1A)This section also applies if the Care Quality Commission—

(a)is satisfied that there is a serious failure by an NHS foundation trust to provide services that are of sufficient quality to be provided under this Act and that it is appropriate to make an order under subsection (2),

(b)informs [F363NHS England] that it is satisfied as mentioned in paragraph (a) and gives [F363NHS England] its reasons for being so satisfied, and

(c)requires [F364NHS England] to make an order under subsection (2).]

[F358(2)[F365NHS England] may [F366or, where this section applies as a result of subsection (1A), must] make an order authorising the appointment of a trust special administrator to exercise the functions of the governors, chairman and directors of the trust.]

[F367(2A)Where NHS England is not required to make an order under this section as a result of subsection (1A), it may do so only if the Secretary of State has approved the making of the order.]

[F358(3)As soon as reasonably practicable after the making of an order under subsection (2), the Care Quality Commission must provide to [F368NHS England] a report on the safety and quality of the services that the trust provides under this Act.]

[F369(3A)Before imposing a requirement as mentioned in subsection (1A)(c), the Care Quality Commission must—

(a)consult the Secretary of State and [F370NHS England], and

(b)having done that, consult—

(i)the trust,

(ii)F371... and

(iii)any other person to which the trust provides services under this Act and which the Commission considers it appropriate to consult.]

[F372(4)Before making an order under this section in a case where it is not required to do so as a result of subsection (1A), NHS England must consult—

(a)the trust,

(b)any person to which the trust provides services under this Act and which NHS England considers it appropriate to consult, and

(c)the Care Quality Commission.]

[F373(5)An order under subsection (2) must specify the date when the appointment is to take effect, which must be within the period of 5 working days beginning with the day on which the order is made.

(6)[F374NHS England] must lay before Parliament (with the statutory instrument containing the order) a report stating the reasons for making the order.

(7)If [F375NHS England] makes an order under subsection (2), it must—

(a)appoint a person as the trust special administrator with effect from the day specified in the order, and

(b)publish the name of the person appointed.

(8)A person appointed as a trust special administrator under this section holds and vacates office in accordance with the terms of the appointment.

(9)A person appointed as a trust special administrator under this section must manage the trust's affairs, business and property, and exercise the trust special administrator's functions, so as to achieve the objective set out in section 65DA as quickly and as efficiently as is reasonably practicable.

(10)When the appointment of a trust special administrator under this section takes effect, the trust's governors, chairman and executive and non-executive directors are suspended from office; and Chapter 5 of this Part, in its application to the trust, is to be read accordingly.

(11)But subsection (10) does not affect the employment of the executive directors or their membership of any committee or sub-committee of the trust.

[F376(12)NHS England may pay remuneration and expenses to a trust special administrator appointed under this section.]]

Textual Amendments

F357S. 65D heading substituted (1.11.2012) by virtue of Health and Social Care Act 2012 (c. 7), ss. 174(6), 306(4); S.I. 2012/2657, art. 2(2)

F360S. 65D(1)(a): words in s. 65D(1) renumbered as s. 65D(1)(a) (15.7.2014) by Care Act 2014 (c. 23), ss. 84(1)(a), 127(1); S.I. 2014/1714, art. 3(2)(a)

F361S. 65D(1)(b) and preceding word inserted (15.7.2014) by Care Act 2014 (c. 23), ss. 84(1)(b), 127(1); S.I. 2014/1714, art. 3(2)(a)

F366Words in s. 65D(2) inserted (15.7.2014) by Care Act 2014 (c. 23), ss. 84(3), 127(1); S.I. 2014/1714, art. 3(2)(a)

[F37765DAObjective of trust special administrationE+W

(1)The objective of a trust special administration is to secure—

(a)the continued provision of such of the services provided for the purposes of the NHS by the NHS foundation trust that is subject to an order under section 65D(2), at such level, as the commissioners of those services determine, and

[F378(aa)that the services whose continuous provision is secured as mentioned in paragraph (a) are of sufficient safety and quality to be provided under this Act,]

(b)that it becomes unnecessary for the order to remain in force for that purpose.

(2)The commissioners may determine that the objective set out in subsection (1) is to apply to a service only if they are satisfied that the criterion in subsection (3) is met.

(3)The criterion is that ceasing to provide the service under this Act would, in the absence of alternative arrangements for its provision under this Act, be likely to—

(a)have a significant adverse impact on the health of persons in need of the service or significantly increase health inequalities, or

(b)cause a failure to prevent or ameliorate either a significant adverse impact on the health of such persons or a significant increase in health inequalities.

(4)In determining whether that criterion is met, the commissioners must (in so far as they would not otherwise be required to do so) have regard to—

(a)the current and future need for the provision of the service under this Act,

(b)whether ceasing to provide the service under this Act would significantly reduce equality between those for whom the commissioner arranges for the provision of services under this Act with respect to their ability to access services so provided, and

(c)such other matters as may be specified in relation to NHS foundation trusts in guidance published by [F379NHS England].

(5)[F380NHS England] may revise guidance under subsection (4)(c) and, if it does so, must publish the guidance as revised.

[F381(5A)Before publishing guidance under subsection (4)(c), [F382NHS England] must consult the Care Quality Commission.]

(6)Before publishing guidance under subsection (4)(c) or (5), [F383NHS England] must obtain the approval of—

(a)the Secretary of State;

F384(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(7)[F385NHS England] must make arrangements for facilitating agreement between commissioners in determining the services provided by the trust under this Act to which the objective set out in subsection (1) is to apply.

(8)Where commissioners fail to reach agreement in pursuance of arrangements under subsection (7), [F386NHS England] may make the determination (and the duty imposed by subsection (1)(a), so far as applying to the commissioners concerned, is to be regarded as discharged).

(9)In this section—

  • “commissioners” means the persons to which the trust provides services under this Act, and

  • “health inequalities” means the inequalities between persons with respect to the outcomes achieved for them by the provision of services that are provided as part of the health service.]

Textual Amendments

F38765E NHS foundation trusts: de-authorisation and appointment of trust special administratorE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Consultation and reportE+W

65FDraft reportE+W

[F388(1)A trust special administrator appointed in relation to an NHS trust must, within the period of 65 working days beginning with the day on which the administrator’s appointment takes effect—

(a)provide NHS England and the Secretary of State with a draft report recommending any action that NHS England or the Secretary of State should take in relation to the trust, and

(b)publish a copy of that draft report.

(1A)A trust special administrator appointed in relation to an NHS foundation trust must, within the period of 65 working days beginning with the day on which the administrator’s appointment takes effect—

(a)provide NHS England with a draft report recommending the action that NHS England should take in relation to the trust, and

(b)publish a copy of that draft report,

unless unable to obtain the statements required by subsections (1B) and (1C).

(1B)A trust special administrator may not provide a draft report under subsection (1A)—

(a)without having obtained a statement from each commissioner that the commissioner considers that the recommendation in the draft report—

(i)would achieve the objective set out in section 65DA(1)(a), and

(ii)would do so without harming essential services provided for the purposes of the NHS by any other NHS foundation trust or NHS trust that provides services under this Act to the commissioner, or

(b)where the administrator is unable to obtain a statement to that effect from one or more of the commissioners (other than NHS England), without having obtained a statement to that effect from NHS England.

(1C)A trust special administrator may not provide a draft report under subsection (1A) without having obtained a statement from the Care Quality Commission that it considers that the recommendation in the draft report would achieve that part of the objective set out in section 65DA(1)(aa).

(2)When preparing a draft report under subsection (1) or (1A), the administrator must consult—

(a)any person to which the trust provides goods or services under this Act and which NHS England directs the administrator to consult, and

(b)the Care Quality Commission.

(3)After receiving a draft report under subsection (1) or (1A), NHS England must lay it before Parliament.]

F389(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F390(5). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F391(5A). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F392(6)Where NHS England decides not to provide to the administrator a statement to the effect mentioned in subsection (1B)(b), NHS England must—

(a)give a notice of the reasons for its decision to the administrator,

(b)publish the notice, and

(c)lay a copy of it before Parliament.

(6A)Where the Care Quality Commission decides not to provide to the administrator a statement to the effect mentioned in subsection (1C), the Commission must—

(a)give a notice of the reasons for its decision to the administrator and to NHS England,

(b)publish the notice, and

(c)lay a copy of it before Parliament.]

(7)In subsection (5), “commissioner” means a person to which the trust provides services under this Act.

[F393(8)Where the administrator recommends taking action in relation to another NHS foundation trust or an NHS trust, the references in subsection (5) to a commissioner also include a reference to a person to which the other NHS foundation trust or the NHS trust provides services under this Act that would be affected by the action.

(9)A service provided by an NHS foundation trust or an NHS trust is an essential service for the purposes of subsection (5) if the person making the statement in question is satisfied that the criterion in section 65DA(3) is met.

(10)Section 65DA(4) applies to the person making the statement when that person is determining whether that criterion is met.]

Textual Amendments

F393S. 65F(8)-(10) inserted (15.7.2014) by Care Act 2014 (c. 23), ss. 120(4), 127(1); S.I. 2014/1714, art. 3(2)(c)

65GConsultation planE+W

(1)At the same time as publishing a draft report under section 65F, a trust special administrator must publish a statement setting out the means by which the administrator will seek responses to the draft report.

(2)The statement must specify a period of [F39440 working days] within which the administrator seeks responses (the “consultation period”).

(3)The first day of the consultation period must be within the period of 5 working days beginning with the day on which the draft report is published.

[F395(4)In the case of an NHS foundation trust, the administrator may not make a variation to the draft report following the consultation period—

(a)without having obtained from each commissioner a statement that the commissioner considers that the recommendation in the draft report as so varied [F396—

(i)would achieve the objective set out in section 65DA(1)(a), and

(ii)would do so without harming essential services provided for the purposes of the NHS by any other NHS foundation trust or NHS trust that provides services under this Act to the commissioner,] or

(b)where the administrator does not obtain a statement to that effect from one or more commissioners (other than [F397NHS England]), without having obtained a statement to that effect from [F397NHS England].

[F398(4A)Nor may the administrator make a variation to the draft report following the consultation period without having obtained from the Care Quality Commission a statement that it considers that the recommendation in the draft report as so varied would achieve that part of the objective set out in section 65DA(1)(aa).]

[F399(5)Where NHS England decides not to provide to the administrator a statement to the effect mentioned in subsection (4)(b), NHS England must—

(a)give a notice of the reasons for its decision to the administrator,

(b)publish the notice, and

(c)lay a copy of it before Parliament.

(5A)Where the Care Quality Commission decides not to provide to the administrator a statement to the effect mentioned in subsection (4A), the Commission must—

(a)give a notice of the reasons for its decision to the administrator and to NHS England,

(b)publish the notice, and

(c)lay a copy of it before Parliament.]

(6)In subsection (4), “commissioner” means a person to which the trust provides services under this Act.]

[F400(7)Where the administrator recommends taking action in relation to another NHS foundation trust or an NHS trust, the references in subsection (4) to a commissioner also include a reference to a person to which the other NHS foundation trust or the NHS trust provides services under this Act that would be affected by the action.”

(8)A service provided by an NHS foundation trust or an NHS trust is an essential service for the purposes of subsection (4) if the person making the statement in question is satisfied that the criterion in section 65DA(3) is met.

(9)Section 65DA(4) applies to the person making the statement when that person is determining whether that criterion is met.]

Textual Amendments

F394Words in s. 65G(2) substituted (15.7.2014) by Care Act 2014 (c. 23), ss. 120(5), 127(1); S.I. 2014/1714, art. 3(2)(c)

F395S. 65G(4)-(6) inserted (27.3.2012 for specified purposes, 1.11.2012 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 176(3), 306(1)(d)(4); S.I. 2012/2657, art. 2(2)

F396Words in s. 65G(4)(a) substituted (15.7.2014) by Care Act 2014 (c. 23), ss. 120(6), 127(1); S.I. 2014/1714, art. 3(2)(c)

F400S. 65G(7)-(9) inserted (15.7.2014) by Care Act 2014 (c. 23), ss. 120(7), 127(1); S.I. 2014/1714, art. 3(2)(c)

65HConsultation requirementsE+W

(1)The following duties apply during the consultation period.

(2)The trust special administrator must publish a notice stating that the administrator is seeking responses to the draft report and describing how people can give their responses.

(3)A notice under subsection (2) must include details of how responses can be given in writing.

(4)The trust special administrator must [F401—

(a)]hold at least one meeting to seek responses from staff of the trust and from such persons as the trust special administrator may recognise as representing staff of the trust [F402, and

(b)in the case of each affected trust, hold at least one meeting to seek responses from staff of the trust and from such persons as the trust special administrator may recognise as representing staff of the trust.]

(5)The trust special administrator must hold at least one other meeting to seek responses from any person who wishes to attend, after publishing notice of the date, time and place of the meeting.

(6)Notices under subsections (2) and (5) must be published at least once in the first 5 working days of the consultation period.

(7)The trust special administrator must request a written response from—

F403(za). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F404(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b)any F405... person to which the trust provides goods or services under this Act F406...;

[F407(bza)any affected trust;

(bzb)any person to which an affected trust provides goods or services under this Act that would be affected by the action recommended in the draft report;

(bzc)any local authority in whose area the trust provides goods or services under this Act;

(bzd)any local authority in whose area an affected trust provides goods or services under this Act;

(bze)any Local Healthwatch organisation for the area of a local authority mentioned in paragraph (bzc) or (bzd);]

[F408(ba)the Care Quality Commission;]

[F409(c)the member of Parliament for any constituency, if required by directions given by NHS England;

(d)any other person specified in a direction given by NHS England.]

F410(8). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(9)The trust special administrator must [F411—

(a)]hold at least one meeting to seek responses from representatives of F412... each of the persons from whom the administrator must request a written response under subsection [F413(7)(b), [F414(bzb),] [F415(ba),] (c) or (d)],

[F416(b)hold at least one meeting to seek responses from representatives of each of the trusts from which the administrator must request a written response under subsection (7)(bza), and

(c)hold at least one meeting to seek responses from representatives of each of the local authorities and Local Healthwatch organisations from which the administrator must request a written response under subsection (7)(bzc), (bzd) and (bze).]

[F417(9A)NHS England may direct the administrator to hold a meeting to seek a response from any person.]

[F418(10)The Secretary of State may direct NHS England as to the persons from whom it should direct the administrator to—

(a)request a written response (for NHS England’s powers of direction, see subsection (7)(c) and (d));

(b)seek a response by holding a meeting (for NHS England’s power of direction, see subsection (9A)).]

(11)In subsection (4) “staff of the trust” means persons employed by the trust or otherwise working for the trust (whether as or on behalf of a contractor, as a volunteer or otherwise).

[F419(11A)In this section, “affected trust” means—

(a)where the trust in question is an NHS trust, another NHS trust, or an NHS foundation trust, which provides goods or services under this Act that would be affected by the action recommended in the draft report;

(b)where the trust in question is an NHS foundation trust, another NHS foundation trust, or an NHS trust, which provides services under this Act that would be affected by the action recommended in the draft report.

(11B)In this section, a reference to a local authority includes a reference to the council of a district only where the district is comprised in an area for which there is no county council.]

[F420(12)For the purposes of this section in its application to the case of an NHS foundation trust—

(a)in subsection (7)(b) [F421, (bzb), (bzc) and (bzd)], the words “goods or” are to be ignored, F422...

F422(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F423(13). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .]

Textual Amendments

F401S. 65H(4)(a): words in s. 65(4) renumbered as s. 65(4)(a) (15.7.2014) by Care Act 2014 (c. 23), ss. 120(8)(a), 127(1); S.I. 2014/1714, art. 3(2)(c)

F402S. 65H(4)(b) and preceding word inserted (15.7.2014) by Care Act 2014 (c. 23), ss. 120(8)(b), 127(1); S.I. 2014/1714, art. 3(2)(c)

F404S. 65H(7)(a) omitted (27.3.2012 for specified purposes, 1.11.2012 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), ss. 176(4)(b), 306(1)(d)(4); S.I. 2012/2657, art. 2(2)

F405Word in s. 65H(7)(b) omitted (1.7.2022) by virtue of Health and Care Act 2022 (c. 31), s. 186(6), Sch. 8 para. 7(2)(b); S.I. 2022/734, reg. 2(a), Sch. (with regs. 13, 29, 30)

F406Words in s. 65H(7)(b) omitted (27.3.2012 for specified purposes, 1.11.2012 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), ss. 176(4)(c), 306(1)(d)(4); S.I. 2012/2657, art. 2(2)

F407Ss. 65H(7)(bza)-(bze) inserted (15.7.2014) by Care Act 2014 (c. 23), ss. 120(9), 127(1); S.I. 2014/1714, art. 3(2)(c)

F409S. 65H(7)(c)(d) substituted (1.7.2022) by virtue of Health and Care Act 2022 (c. 31), s. 186(6), Sch. 8 para. 7(2)(c); S.I. 2022/734, reg. 2(a), Sch. (with regs. 13, 29, 30)

F411S. 65H(9)(a): words in s. 65H(9) renumbered as s. 65H(9)(a) (15.7.2014) by Care Act 2014 (c. 23), ss. 120(11)(a), 127(1); S.I. 2014/1714, art. 3(2)(c)

F412Words in s. 65H(9)(a) omitted (1.7.2022) by virtue of Health and Care Act 2022 (c. 31), s. 186(6), Sch. 8 para. 7(4); S.I. 2022/734, reg. 2(a), Sch. (with regs. 13, 29, 30)

F413Words in s. 65H(9) substituted (27.3.2012 for specified purposes, 1.11.2012 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 176(6)(b), 306(1)(d)(4); S.I. 2012/2657, art. 2(2)

F414Word in s. 65H(9) inserted (15.7.2014) by Care Act 2014 (c. 23), ss. 120(11)(b), 127(1); S.I. 2014/1714, art. 3(2)(c)

F415Word in s. 65H(9) inserted (15.7.2014) by Care Act 2014 (c. 23), ss. 85(10)(b), 127(1); S.I. 2014/1714, art. 3(2)(b)

F416S. 65H(9)(b)(c) inserted (15.7.2014) by Care Act 2014 (c. 23), ss. 120(11)(c), 127(1); S.I. 2014/1714, art. 3(2)(c)

F418S. 65H(10) substituted (1.7.2022) by virtue of Health and Care Act 2022 (c. 31), s. 186(6), Sch. 8 para. 7(6); S.I. 2022/734, reg. 2(a), Sch. (with regs. 13, 29, 30)

F419S. 65H(11A)(11B) inserted (15.7.2014) by Care Act 2014 (c. 23), ss. 120(12), 127(1); S.I. 2014/1714, art. 3(2)(c)

F420S. 65H(12)(13) inserted (27.3.2012 for specified purposes, 1.11.2012 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 176(7), 306(1)(d)(4); S.I. 2012/2657, art. 2(2)

F421Words in s. 65H(12)(a) inserted (15.7.2014) by Care Act 2014 (c. 23), ss. 120(13), 127(1); S.I. 2014/1714, art. 3(2)(c)

F422S. 65H(12)(b) and word omitted (1.7.2022) by virtue of Health and Care Act 2022 (c. 31), s. 186(6), Sch. 8 para. 7(8); S.I. 2022/734, reg. 2(a), Sch. (with regs. 13, 29, 30)

65IFinal reportE+W

[F424(1)A trust special administrator appointed in relation to an NHS trust must, within the period of 15 working days beginning with the end of the consultation period, provide NHS England and the Secretary of State with a final report stating any action that the administrator recommends that NHS England or Secretary of State should take in relation to the trust.

(1A)A trust special administrator appointed in relation to an NHS foundation trust must, within the period of 15 working days beginning with the end of the consultation period, provide NHS England with a final report stating the action that the administrator recommends that NHS England should take in relation to the trust.]

(2)The administrator must attach to the final report [F425mentioned in subsection (1) or (1A)] a summary of all responses to the draft report which were received by the administrator in the period beginning with the publication of the draft report and ending with the last day of the consultation period.

(3)After receiving the administrator's final report, [F426NHS England] must publish it and lay it before Parliament.

F427(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

65JPower to extend timeE+W

(1)This section applies to—

(a)the duty of a trust special administrator to provide a draft report within the period specified in section 65F(1) [F428or (1A)];

(b)the duty of a trust special administrator to consult in the consultation period specified under section 65G(2);

(c)the duty of a trust special administrator to provide a final report within the period specified in section 65I(1) [F429or (1A)].

(2)If [F430NHS England] thinks it is not reasonable in the circumstances for the administrator to be required to carry out the duty within the specified period, [F430NHS England] may by order extend the period.

(3)If an order is made extending the period mentioned in subsection (1)(a) or (c) the trust special administrator must publish a notice stating the new date on which the period will expire.

(4)If an order is made extending the period mentioned in subsection (1)(b) the trust special administrator must—

(a)publish a notice stating the new date on which the period will expire, and

(b)publish a statement setting out the means by which the administrator will seek responses to the draft report during the extended consultation period.

F431(5). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

[F432Action by the Secretary of State and [F433NHS England]]E+W

Textual Amendments

F432S. 65K cross-heading substituted (27.3.2012 for specified purposes, 1.11.2012 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 177(7), 306(1)(d)(4); S.I. 2012/2657, art. 2(2)

[F43465K.Decision of NHS England or Secretary of State in case of NHS trustE+W

(1)Within the period of 20 working days beginning with the day on which NHS England receives a final report under section 65I relating to an NHS trust, NHS England must decide what (if any) action to take in relation to the trust.

(2)Within the period of 20 working days beginning with the day on which the Secretary of State receives a final report under section 65I relating to an NHS trust, the Secretary of State must decide what (if any) action to take in relation to the trust.

(3)NHS England and the Secretary of State must consult one another before taking the decision under subsection (1) or (2).

(4)After taking a decision under subsection (1) or (2) NHS England or the Secretary of State (as the case may be) must, as soon as reasonably practicable—

(a)publish a notice of the decision and of the reasons for it;

(b)lay a copy of the notice before Parliament.]

Textual Amendments

[F43565KA [F436NHS England’s] decision in case of NHS foundation trustE+W

(1)Within the period of 20 working days beginning with the day on which [F437NHS England] receives a final report under section 65I relating to an NHS foundation trust, [F437NHS England] must decide whether it is satisfied—

(a)that the action recommended in the final report would achieve the objective set out in section 65DA, and

(b)that the trust special administrator has carried out the administration duties.

(2)In subsection (1)(b), “administration duties” means the duties imposed on the administrator by—

(a)this Chapter,

(b)a direction under this Chapter, or

(c)the administrator's terms of appointment.

(3)If [F438NHS England] is satisfied as mentioned in subsection (1), it must as soon as reasonably practicable provide to the Secretary of State—

(a)the final report, and

(b)the report provided to [F438NHS England] by the Care Quality Commission under section 65D(3).

(4)If [F438NHS England] is not satisfied as mentioned in subsection (1), it must as soon as reasonably practicable give a notice of that decision to the administrator.

(5)Where [F438NHS England] gives a notice under subsection (4), sections 65F to 65J apply in relation to the trust to such extent, and with such modifications, as [F438NHS England] may specify in the notice.

(6)[F439NHS England] must as soon as reasonably practicable after giving a notice under subsection (4)—

(a)publish the notice;

(b)lay a copy of it before Parliament.

Textual Amendments

F435Ss. 65KA-65KD inserted (27.3.2012 for specified purposes, 1.11.2012 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 177(2), 306(1)(d)(4); S.I. 2012/2657, art. 2(2)

65KBSecretary of State's response to [F440NHS England’s] decisionE+W

(1)Within the period of 30 working days beginning with the day on which the Secretary of State receives the reports referred to in section 65KA(3), the Secretary of State must decide whether the Secretary of State is satisfied—

(a)that the persons to which the NHS foundation trust in question provides services under this Act have discharged their functions for the purposes of this Chapter,

(b)that the trust special administrator has carried out the administration duties (within the meaning of section 65KA(1)(b)),

(c)that [F441NHS England] has discharged its functions for the purposes of this Chapter,

[F442(ca)that the Care Quality Commission has discharged its functions for the purposes of this Chapter,]

(d)that the action recommended in the final report would secure the continued provision of the services provided by the trust to which the objective set out in section 65DA applies,

(e)that the recommended action would secure the provision of services that are of sufficient safety and quality to be provided under this Act, and

(f)that the recommended action would provide good value for money.

(2)If the Secretary of State is not satisfied as mentioned in subsection (1), the Secretary of State must as soon as reasonably practicable—

(a)give the trust special administrator a notice of the decision and of the reasons for it;

(b)give a copy of the notice to [F443NHS England] [F444and the Care Quality Commission];

(c)publish the notice;

(d)lay a copy of it before Parliament.

Textual Amendments

F435Ss. 65KA-65KD inserted (27.3.2012 for specified purposes, 1.11.2012 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 177(2), 306(1)(d)(4); S.I. 2012/2657, art. 2(2)

65KCAction following Secretary of State's rejection of final reportE+W

(1)Within the period of 20 working days beginning with the day on which the trust special administrator receives a notice under section 65KB(2), the administrator must provide to [F445NHS England] the final report varied so far as the administrator considers necessary to secure that the Secretary of State is satisfied as mentioned in section 65KB(1).

(2)Where the administrator provides to [F446NHS England] a final report under subsection (1), section 65KA applies in relation to the report as it applies in relation to a final report under section 65I; and for that purpose, that section has effect as if—

(a)in subsection (1), for “20 working days” there were substituted “10 working days”, and

(b)subsection (3)(b) were omitted.

(3)If the Secretary of State thinks that, in the circumstances, it is not reasonable for the administrator to be required to carry out the duty under subsection (1) within the period mentioned in that subsection, the Secretary of State may by order extend the period.

(4)If an order is made under subsection (3), the administrator must—

(a)publish a notice stating the date on which the period will expire, and

(b)where the administrator is proposing to carry out consultation in response to the notice under section 65KB(2), publish a statement setting out the means by which the administrator will consult during the extended period.

Textual Amendments

F435Ss. 65KA-65KD inserted (27.3.2012 for specified purposes, 1.11.2012 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 177(2), 306(1)(d)(4); S.I. 2012/2657, art. 2(2)

65KDSecretary of State's response to re-submitted final reportE+W

(1)Within the period of 30 working days beginning with the day on which the Secretary of State receives a final report under section 65KA(3) as applied by section 65KC(2), the Secretary of State must decide whether the Secretary of State is, in relation to the report, satisfied as to the matters in section 65KB(1)(a) to (f).

(2)If the Secretary of State is not satisfied as mentioned in subsection (1), the Secretary of State must as soon as reasonably practicable—

(a)publish a notice of the decision and the reasons for it;

(b)lay a copy of the notice before Parliament.

(3)Where the Secretary of State publishes a notice under subsection (2)(a), subsections [F447(5), (6) and] [F448(8A)] apply.

F449(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F450(5)If the notice states that an integrated care board has failed to discharge a function—

(a)the board is to be treated for the purposes of this Act as having failed to discharge the function,

(b)the Secretary of State may exercise the functions of NHS England under section 14Z61(2), (3)(a) and (5)(a), and

(c)NHS England may not exercise any of its functions under section 14Z61.

(6)Where, by virtue of subsection (5)(b), the Secretary of State exercises the function of NHS England under section 14Z61(3)(a), the integrated care board to which the direction is given must cooperate with the Secretary of State.]

F451(7). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F452(8). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F453(8A)If the notice states that the Care Quality Commission has failed to discharge a function—

(a)the Care Quality Commission is to be treated for the purposes of this Act as having failed to discharge the function, and

(b)the failure is to be treated for those purposes as significant (and section 82 of the Health and Social Care Act 2008 applies accordingly).]

(9)Within the period of 60 working days beginning with the day on which the Secretary of State publishes a notice under subsection (2)(a), the Secretary of State must decide what action to take in relation to the trust.

(10)The Secretary of State must as soon as reasonably practicable—

(a)publish a notice of the decision and the reasons for it;

(b)lay a copy of the notice before Parliament.]

Textual Amendments

F435Ss. 65KA-65KD inserted (27.3.2012 for specified purposes, 1.11.2012 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 177(2), 306(1)(d)(4); S.I. 2012/2657, art. 2(2)

65LTrusts coming out of administrationE+W

[F454(1)Subsection (2) applies, in relation to an NHS trust, if NHS England and the Secretary of State both decide under section 65K not to dissolve the trust.

(2)NHS England must make an order specifying a date when the following come to an end—

(a)the appointment of the trust special administrator, and

(b)the suspension of the chair and directors of the trust.

(2A)Subsection (2B) applies, in relation to an NHS foundation trust, if—

(a)the Secretary of State decides under section 65KD(9) not to dissolve the trust, or

(b)the Secretary of State decides under section 65KB(1) or 65KD(1) that the Secretary of State is satisfied of the matters mentioned there, and the action recommended in the final report is to do something other than dissolve the trust.

(2B)NHS England must make an order specifying a date when the following come to an end—

(a)the appointment of the trust special administrator, and

(b)the suspension of the governors, chair and directors of the trust.]

F455(3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F455(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F455(5). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F456(6)Subsection (7) applies in the case of an NHS foundation trust.

(7)If it appears to [F457NHS England] to be necessary in order to comply with Schedule 7, [F457NHS England] may by order—

(a)terminate the office of any governor or of any executive or non-executive director of the trust;

(b)appoint a person to be a governor or an executive or non-executive director of the trust.]

Textual Amendments

F455S. 65L(3)-(5) omitted (27.3.2012 for specified purposes, 1.11.2012 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), ss. 177(4), 306(1)(d)(4); S.I. 2012/2657, art. 2(2)

F456S. 65L(6)(7) inserted (27.3.2012 for specified purposes, 1.11.2012 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 177(5), 306(1)(d)(4); S.I. 2012/2657, art. 2(2)

[F45865LATrusts to be dissolvedE+W

(1)This section applies if—

(a)the Secretary of State is satisfied as mentioned in section 65KB(1) or 65KD(1), and

(b)the action recommended in the final report is to dissolve the NHS foundation trust in question.

(2)This section also applies if the Secretary of State decides under section 65KD(9) to dissolve the NHS foundation trust in question.

(3)[F459NHS England] may make an order—

(a)dissolving the trust, and

(b)transferring, or providing for the transfer of, the property and liabilities of the trust [F460—

(i)to an NHS body;

(ii)to the Secretary of State;

(iii)between more than one NHS body or between one or more NHS bodies and the Secretary of State.]

(4)An order under subsection (3) may include provision for the transfer of employees of the trust.

(5)The liabilities that may be transferred [F461to an NHS body] by virtue of subsection (3)(b) include criminal liabilities.]

Textual Amendments

F458S. 65LA inserted (27.3.2012 for specified purposes, 1.11.2012 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 177(6), 306(1)(d)(4); S.I. 2012/2657, art. 2(2)

F460Words in s. 65LA(3)(b) substituted (26.5.2015) by Deregulation Act 2015 (c. 20), ss. 96(6), 115(7); S.I. 2015/994, art. 6(r)

F461Words in s. 65LA(5) substituted (26.5.2015) by Deregulation Act 2015 (c. 20), ss. 96(7), 115(7); S.I. 2015/994, art. 6(r)

SupplementaryE+W

65MReplacement of trust special administratorE+W

[F462(1)If a trust special administrator ceases to hold office for any reason before an order is made under section 65L(2) or (2B) or the trust is dissolved, NHS England must—

(a)appoint another person as the trust special administrator, and

(b)publish the name of the person appointed.]

(2)Where a person is appointed under subsection (1) in relation to a trust, anything done by or in relation to a previous trust special administrator has effect as if done by or in relation to that person, unless [F463NHS England] directs otherwise.

F464(3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

65NGuidanceE+W

(1)[F465NHS England] must publish guidance for trust special administrators.

[F466(1A)It must, in so far as it applies to NHS trusts, include guidance about—

(a)seeking the support of commissioners for an administrator's recommendation;

F467(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .]

(2)It must include guidance about the publication of notices under sections 65H and 65J.

[F468(2A)It must include guidance about the publication of—

(a)notices under section 65KC(4)(a);

(b)statements under section 65KC(4)(b).]

(3)It must include guidance about the preparation of draft reports, as to—

(a)persons to be consulted;

(b)factors to be taken into account;

(c)relevant publications.

[F469(3A)Before publishing guidance under this section, [F470NHS England] must consult the Care Quality Commission.]

F471(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

65OInterpretation of this ChapterE+W

[F472(1)] In this Chapter—

  • “trust special administrator” means a person appointed under section [F47365B(8)(a)] [F474, section 65D(2)] or section 65M(1)(a);

  • “working day” means any day which is not Saturday, Sunday, Christmas Day, Good Friday or a day which is a bank holiday in England and Wales under the Banking and Financial Dealings Act 1971.]

[F475(2)The references in this Chapter to taking action in relation to an NHS trust include a reference to taking action, including in relation to another NHS trust or an NHS foundation trust, which is necessary for and consequential on action taken in relation to that NHS trust.

(3)The references in this Chapter to taking action in relation to an NHS foundation trust include a reference to taking action, including in relation to another NHS foundation trust or an NHS trust, which is necessary for and consequential on action taken in relation to that NHS foundation trust.]

Textual Amendments

F472S. 65O(1): s. 65O renumbered as s. 65O(1) (15.7.2014) by Care Act 2014 (c. 23), ss. 120(1), 127(1); S.I. 2014/1714, art. 3(2)(c)

F475S. 65O(2)(3) inserted (15.7.2014) by Care Act 2014 (c. 23), ss. 120(1), 127(1); S.I. 2014/1714, art. 3(2)(c)

F476Chapter 5BE+WTrust special administrators: Primary Care Trusts

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Chapter 6E+WMiscellaneous

[F477Consolidated accountsE+W

Textual Amendments

F477S. 65Z4 and cross-heading inserted (1.7.2022) by Health and Care Act 2022 (c. 31), ss. 14, 186(6); S.I. 2022/734, reg. 2(a), Sch. (with regs. 13, 15, 29, 30)

65Z4Consolidated accounts for NHS trusts and NHS foundation trustsE+W

(1)NHS England must, in respect of each financial year, prepare a set of accounts that consolidates the annual accounts of—

(a)all NHS trusts established under section 25, and

(b)all NHS foundation trusts.

(2)The Secretary of State may give NHS England directions as to—

(a)the content and form of the consolidated accounts, and

(b)the methods and principles to be applied in preparing them.

(3)NHS England must, within such period as the Secretary of State may direct, send a copy of the consolidated accounts to—

(a)the Secretary of State, and

(b)the Comptroller and Auditor General.

(4)The accounts must be accompanied by such reports or other information as the Secretary of State may direct.

(5)The Comptroller and Auditor General must—

(a)examine, certify and report on the consolidated accounts, and

(b)send a copy of the report to the Secretary of State and NHS England.

(6)NHS England must lay before Parliament a copy of—

(a)the consolidated accounts, and

(b)the Comptroller and Auditor General’s report on them.]

[F478Joint working arrangements and delegationE+W

Textual Amendments

65Z5Joint working and delegation arrangementsE+W

(1)A relevant body may arrange for any functions exercisable by it to be exercised by or jointly with any one or more of the following—

(a)a relevant body;

(b)a local authority (within the meaning of section 2B);

(c)a combined authority.

(2)In this section “relevant body” means—

(a)NHS England,

(b)an integrated care board,

(c)an NHS trust established under section 25,

(d)an NHS foundation trust, or

(e)such other body as may be prescribed.

(3)Regulations may—

(a)provide that the power in subsection (1) does not apply, or applies only to a prescribed extent, in relation to prescribed functions;

(b)impose conditions on the exercise of the power.

(4)Arrangements under this section may be made on such terms as may be agreed between the parties, including—

(a)terms as to payment;

(b)terms prohibiting or restricting a body from making delegation arrangements in relation to a function that is exercisable by it by virtue of arrangements under this section.

(5)In subsection (4)(b) “delegation arrangements” means arrangements made by a body for the exercise of a function by someone else.

(6)Any rights acquired, or liabilities (including liabilities in tort) incurred, in respect of the exercise by a body of any function by virtue of this section are enforceable by or against that body (and no other person).

Modifications etc. (not altering text)

65Z6Joint committees and pooled fundsE+W

(1)This section applies where a function is exercisable jointly (by virtue of section 65Z5 or otherwise) by a relevant body and any one or more of the following—

(a)a relevant body;

(b)a local authority (within the meaning of section 2B);

(c)a combined authority.

(2)The bodies by whom the function is exercisable jointly may—

(a)arrange for the function to be exercised by a joint committee of theirs;

(b)arrange for one or more of the bodies, or a joint committee of the bodies, to establish and maintain a pooled fund.

(3)A pooled fund is a fund—

(a)which is made up of payments received in accordance with the arrangements from relevant bodies that are party to the arrangements, and

(b)out of which payments may be made in accordance with the arrangements towards expenditure incurred in the exercise of functions in relation to which the arrangements are made.

(4)Arrangements under this section may be made on such terms as may be agreed between the parties, including terms as to payment.

(5)In this section “relevant body” has the meaning given by section 65Z5(2).

65Z7Joint working and delegation: guidance by NHS EnglandE+W

(1)NHS England may publish guidance for relevant bodies about the exercise of their powers under sections 65Z5 and 65Z6.

(2)A relevant body must have regard to any guidance published under this section.

(3)In this section “relevant body” has the meaning given by section 65Z5(2).]

Intervention orders and default powersE+W

66Intervention ordersE+W

[F479(1)This section applies to—

(a)NHS trusts, and

(b)Special Health Authorities.]

(2)If the Secretary of State—

(a)considers that a body to which this section applies is not performing one or more of its functions adequately or at all, or that there are significant failings in the way the body is being run, and

(b)is satisfied that it is appropriate for him to intervene under this section,

he may make an order under this section in respect of the body (an “intervention order”).

(3)An intervention order may make any provision authorised by section 67 (including any combination of such provisions).

Textual Amendments

Modifications etc. (not altering text)

67Effect of intervention ordersE+W

(1)In this section—

(a)“member” means a member of a F480... F481... Special Health Authority F482...,

(b)“employee member” means a member of a F483... F484... Special Health Authority F485... who is an officer of the body, F486....

(2)An intervention order may provide for the removal from office of—

(a)all the members, or

(b)those specified in the order,

and for their replacement with individuals specified in or determined in accordance with the order (who need not be the same in number as the removed individuals).

(3)An intervention order may provide for the suspension (either wholly, or in respect only of powers and duties specified in or determined in accordance with the order) of—

(a)all the members, or

(b)those specified in the order,

and for the powers of the suspended members to be exercised, and their duties performed, during their suspension by individuals specified in or determined in accordance with the order (who need not be the same in number as the suspended individuals).

(4)The powers and duties referred to in subsection (3) are, in the case of an employee member, only those which he has in his capacity as a member.

(5)An intervention order may contain directions to the body to which it relates to secure that a function of the body specified in the directions—

(a)is performed, to the extent specified in the directions, on behalf of the body and at its expense, by such person as is specified in the directions, and

(b)is so performed in such a way as to achieve such objectives as are so specified,

and the directions may require that any contract or other arrangement made by the body with that person contains such terms and conditions as may be so specified.

(6)If the person referred to in subsection (5)(a) is a body to which section 66 applies, the functions of that body include the performance of the functions specified in the directions under subsection (5).

(7)Subsection (8) applies in relation to any provision in this Act, or in any order or regulations made, or directions given, under this Act, relating to—

(a)the membership of the body to which an intervention order relates F487..., or

(b)the procedure of the body.

(8)The intervention order may provide in relation to any provision specified in the order—

(a)that it does not apply in relation to the body while the order remains in force, or

(b)that it applies in relation to the body, while the order remains in force, with modifications specified in the order.

(9)An intervention order may contain such supplementary directions to the body to which it relates as the Secretary of State considers appropriate for the purpose of giving full effect to the order.

Textual Amendments

68Default powersE+W

[F488(1)This section applies to—

(a)NHS trusts established under section 25, and

(b)Special Health Authorities.]

(2)If the Secretary of State considers that a body to which this section applies—

(a)has failed to carry out any functions conferred or imposed on it by or under this Act, or

(b)has in carrying out those functions failed to comply with any regulations or directions relating to those functions,

he may after such inquiry as he considers appropriate make an order declaring it to be in default.

(3)The members of the body in default must immediately vacate their office, and the order—

(a)must provide for the appointment, in accordance with the provisions of this Act, of new members of the body, and

(b)may contain such provisions as seem to the Secretary of State expedient for authorising any person to act in the place of the body pending the appointment of new members.

(4)An order under this section may contain such supplementary and incidental provisions as appear to the Secretary of State to be necessary or expedient, including—

(a)provision for the transfer to the Secretary of State of property and liabilities of the body in default, and

(b)where any such order is varied or revoked by a subsequent order, provision in the subsequent order for the transfer to the body in default of any property or liabilities acquired or incurred by the Secretary of State in discharging any of the functions transferred to him.

Textual Amendments

Modifications etc. (not altering text)

Protection of members and officers of health service bodiesE+W

69Protection from personal liabilityE+W

(1)Section 265 of the Public Health Act 1875 (c. 55) (which relates to the protection of members and officers of certain authorities) has effect as if there were included in the authorities referred to in that section a reference to an NHS body.

(2)Any reference in that section to the Public Health Act 1875 has effect as if it included a reference to this Act and the National Health Service (Wales) Act 2006 (c. 42).

[F489Transfer schemesE+W

Textual Amendments

F489S. 69A and cross-heading inserted (1.7.2022) by Health and Care Act 2022 (c. 31), ss. 69, 186(6); S.I. 2022/734, reg. 2(a), Sch. (with regs. 13, 29, 30)

69ATransfer schemes: NHS trusts and NHS foundation trustsE+W

(1)NHS England may make one or more schemes for the transfer of property, rights and liabilities from a relevant NHS body to another relevant NHS body on an application made to it under this section.

(2)The application must—

(a)be made jointly by the relevant NHS bodies, and

(b)state the property, rights or liabilities to be transferred.

(3)NHS England may grant an application under this section only if it is satisfied that such steps as are necessary to prepare for the transfer have been taken.

(4)The things that may be transferred under a transfer scheme include—

(a)property, rights and liabilities that could not otherwise be transferred;

(b)property acquired, and rights and liabilities arising, after the making of the scheme;

(c)criminal liabilities.

(5)A transfer scheme may—

(a)create rights, or impose liabilities, in relation to property or rights transferred;

(b)make provision about the continuing effect of things done by the transferor in respect of anything transferred;

(c)make provision about the continuation of things (including legal proceedings) in the process of being done by, on behalf of or in relation to the transferor in respect of anything transferred;

(d)make provision for references to the transferor in an instrument or other document in respect of anything transferred to be treated as references to the transferee;

(e)make provision for the shared ownership or use of property;

(f)make provision which is the same as or similar to the TUPE regulations;

(g)make other consequential, supplementary, incidental or transitional provision.

(6)A transfer scheme may provide—

(a)for modifications by agreement;

(b)for modifications to have effect from the date when the original scheme came into effect.

(7)In this section—

(a)references to rights and liabilities include rights and liabilities relating to a contract of employment;

(b)references to the transfer of property include the grant of a lease.

(8)In this section—

  • “relevant NHS body” means—

    (a)

    an NHS trust established under section 25;

    (b)

    an NHS foundation trust;

  • “the TUPE regulations” means the Transfer of Undertakings (Protection of Employment) Regulations 2006 (S.I. 2006/246).]

Transfer of residual liabilitiesE+W

70Transfer of residual liabilities [F490of certain health service bodies]E+W

(1)If F491...F492... an NHS trust or a Special Health Authority ceases to exist, the Secretary of State must exercise his functions so as to secure that all of the body's liabilities (other than any criminal liabilities) are dealt with.

(2)A liability is dealt with by being transferred to an NHS body, the Secretary of State or the Welsh Ministers.

Textual Amendments

Losses and liabilities of certain health service bodiesE+W

71Schemes for meeting losses and liabilities etc of certain health service bodiesE+W

(1)The Secretary of State may by regulations made with the consent of the Treasury establish a scheme whereby any of the bodies [F493or other persons] specified in subsection (2) may make provision to meet—

(a)expenses arising from any loss of or damage to their property, and

(b)liabilities to third parties for loss, damage or injury arising out of the carrying out of the functions of the bodies [F493or other persons] concerned.

(2)The bodies [F494 and other persons ] referred to in subsection (1) are—

[F495(za)[F13NHS England],

[F496(zb)integrated care boards,]]

F497(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F498(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(c)NHS trusts,

(d)Special Health Authorities,

[F499(da)NICE,]

F500(db). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F501(dc)Health Education England,]

(e)NHS foundation trusts,

(f)[F502the Care Quality Commission] , and

[F503(fa)the Health Research Authority;]

F504(g). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F505(ga)the Commissioner for Patient Safety,]

[F506(h)the Secretary of State,

[F507(ha)a company formed under section 223 and wholly or partly owned by the Secretary of State or [F13NHS England],

(hb)a subsidiary of a company which is formed under that section and wholly owned by the Secretary of State,] and

(i)a body or other person (other than a body or other person within any of [F508paragraphs (za) to (hb)] ) providing, or arranging the provision of, health services whose provision is the subject of arrangements with a body or other person within any of [F509paragraphs (za) to (h)] ,]

but a scheme under this section may limit the class or description of bodies which [F510, or other persons who, ] are eligible to participate in it.

[F511(2A)In subsection (1)(b) “functions”—

(a)in relation to the Secretary of State, means the Secretary of State's functions in connection with the health service;

[F512(ab)in relation to a company within paragraph (ha) or (hb) of subsection (2), means the company's activities in providing facilities or services to any person or body;]

(b)in relation to a body or other person within paragraph (i) of subsection (2), means the body's or person's functions of providing, or arranging the provision of, health services whose provision is the subject of arrangements with a body or other person within any of [F513paragraphs (za) to (h)] of that subsection.]

(3)A scheme under this section may, in particular—

(a)provide for the scheme to be administered by the Secretary of State [F514or [F13NHS England]] or by a F515... F516...NHS trust, Special Health Authority or NHS foundation trust specified in the scheme,

(b)require any body which [F517, or other person who,] participates in the scheme to make payments in accordance with the scheme, and

(c)provide for the making of payments for the purposes of the scheme by the Secretary of State [F518 (whether or not a participator in the scheme and, if a participator, whether or not required to make payments as a participator) ].

(4)If the Secretary of State so directs, a body which is eligible to participate in a scheme must do so.

[F519(5)The Secretary of State may make a direction under subsection (4) in respect of a body only if the body is within any of paragraphs [F520(c), (d)] [F521and (f)] of subsection (2).]

(6)Where a scheme provides for the scheme to be administered by the Secretary of State, [F522[F13NHS England] or] a F523... F524... NHS trust, Special Health Authority or NHS foundation trust must carry out such functions in connection with the administration of the scheme by the Secretary of State as he may direct.

(7)Subsections (4) and (6) do not affect any other power of direction of the Secretary of State.

(8)A person or body administering a scheme under this section does not require permission under any provision of the Financial Services and Markets Act 2000 (c. 8) as respects activities carried out under the scheme.

[F525(9)In subsection (2)(i), the reference to a person providing health services does not include a person providing health services under a contract of employment.

(10) In this section “ health services ” means services provided as part of the health service. ]

Textual Amendments

F515Words in s. 71(3)(a) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 18(4)(b); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F516Words in s. 71(3)(a) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 18(4)(c); S.I. 2013/160, art. 2(2) (with arts. 7-9)

Modifications etc. (not altering text)

Co-operation between NHS bodiesE+W

72Co-operation between NHS bodiesE+W

[F526(1)]It is the duty of NHS bodies to co-operate with each other in exercising their functions.

[F527(1A)The Secretary of State may publish guidance on the discharge of the duty under subsection (1) in relation to England.

(1B)An NHS body other than a Welsh NHS body must have regard to any guidance published under subsection (1A).]

[F528(2)For the purposes of this section, NICE is an NHS body.]

F529(3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F530(4)For the purposes of this section, Health Education England is an NHS body.]

[F531(5)In this section “Welsh NHS body” means—

(a)an NHS trust established under the National Health Service (Wales) Act 2006,

(b)a Special Health Authority established under that Act, or

(c)a Local Health Board.]

Textual Amendments

[F532NHS trusts and foundation trusts: exemption from merger legislationE+W

Textual Amendments

F532S. 72A and cross-heading inserted (1.7.2022) by Health and Care Act 2022 (c. 31), ss. 83(1), 186(6); S.I. 2022/734, reg. 2(a), Sch. (with regs. 13, 29, 30)

72AExemption from Part 3 of the Enterprise Act 2002E+W

(1)For the purposes of Part 3 of the Enterprise Act 2002 (mergers), a relevant merger situation is not to be treated as having been created where two or more relevant NHS enterprises cease to be distinct enterprises.

(2)But subsection (1) does not apply to a case where two or more relevant NHS enterprises and one or more enterprises that are not relevant NHS enterprises cease to be distinct enterprises.

(3)In this section “relevant NHS enterprise” means the activities, or part of the activities, of—

(a)an NHS trust established under section 25;

(b)an NHS foundation trust.]

Directions and regulations under this PartE+W

73Directions and regulations under this PartE+W

(1)This section applies to directions and regulations under any of—

(a)section 7,

[F533(aa)section 7B,]

[F534(ab)section 7C,]

(b)section 8,

[F535(bb)section 27B,]

F536(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F536(d). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F536(e). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F536(f). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(g)section 29.

(2)Except in prescribed cases, the directions and regulations must not preclude a person or body by whom the function is exercisable apart from the directions or regulations from exercising the function.

Textual Amendments

Part 3E+WLocal authorities and the NHS

[F53773AAppointment of directors of public healthE+W

(1)Each local authority must, acting jointly with the Secretary of State, appoint an individual to have responsibility for —

(a)the exercise by the authority of its functions under section 2B, 111 or 249 or Schedule 1,

(b)the exercise by the authority of its functions by virtue of section 6C(1) or (3),

(c)anything done by the authority in pursuance of arrangements under section 7A,

[F538(ca)the exercise by the authority of any public health functions of the Secretary of State in pursuance of arrangements made with another body by virtue of section 65Z5 or 75,]

(d)the exercise by the authority of any of its functions that relate to planning for, or responding to, emergencies involving a risk to public health,

(e)the functions of the authority under section 325 of the Criminal Justice Act 2003, and

(f)such other functions relating to public health as may be prescribed.

(2)The individual so appointed is to be an officer of the local authority and is to be known as its director of public health.

(3)Subsection (4) applies if the Secretary of State—

(a)considers that the director has failed or might have failed to discharge (or to discharge properly) the responsibilities of the director under—

(i)subsection (1)(b), or

(ii)subsection (1)(c) where the arrangements relate to the Secretary of State's functions under section 2A, and

(b)has consulted the local authority.

(4)The Secretary of State may direct the local authority to—

(a)review how the director has discharged the responsibilities mentioned in subsection (3)(a);

(b)investigate whether the director has failed to discharge (or to discharge properly) those responsibilities;

(c)consider taking any steps specified in the direction;

(d)report to the Secretary of State on the action it has taken in pursuance of a direction given under any of the preceding paragraphs.

(5)A local authority may terminate the appointment of its director of public health.

(6)Before terminating the appointment of its director of public health, a local authority must consult the Secretary of State.

(7)A local authority must have regard to any guidance given by the Secretary of State in relation to its director of public health, including guidance as to appointment and termination of appointment, terms and conditions and management.

(8)In this section, “local authority” has the same meaning as in section 2B.]

Textual Amendments

F537S. 73A inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 30, 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

[F53973BExercise of public health functions of local authorities: further provisionE+W

(1)A local authority must, in the exercise of any functions mentioned in subsection (2), have regard to any document published by the Secretary of State for the purposes of this section.

(2)The functions mentioned in this subsection are—

(a)the exercise by the authority of its functions under section 2B, 111 or 249 or Schedule 1,

(b)the exercise by the authority of its functions by virtue of section 6C(1) or (3),

(c)anything done by the authority in pursuance of arrangements under section 7A,

[F540(ca)any public health functions of the Secretary of State exercisable by the authority in pursuance of arrangements made with another body by virtue of section 65Z5 or 75,]

(d)the functions of the authority under section 325 of the Criminal Justice Act 2003, and

(e)such other functions relating to public health as may be prescribed.

(3)The Secretary of State may give guidance to local authorities as to the exercise of any functions mentioned in subsection (2).

(4)A document published under subsection (1), and guidance given under subsection (3), may include guidance as to the appointment of officers of the local authority to discharge any functions mentioned in subsection (2), and as to their terms and conditions, management and dismissal.

(5)The director of public health for a local authority must prepare an annual report on the health of the people in the area of the local authority.

(6)The local authority must publish the report.

(7)In this section, “local authority” has the same meaning as in section 2B.]

Textual Amendments

Modifications etc. (not altering text)

[F54173CComplaints about exercise of public health functions by local authoritiesE+W

(1)Regulations may make provision about the handling and consideration of complaints made under the regulations about —

(a)the exercise by a local authority of any of its public health functions;

(b)the exercise by a local authority of its functions by virtue of section 6C(1) or (3);

(c)anything done by a local authority in pursuance of arrangements made under section 7A;

[F542(ca)anything done by a local authority in the exercise of public health functions of the Secretary of State in pursuance of arrangements made with another body by virtue of section 65Z5 or 75;]

(d)the exercise by a local authority of any of its other functions—

(i)which relate to public health, and

(ii)for which its director of public health has responsibility;

(e)the provision of services by another person in pursuance of arrangements made by a local authority in the exercise of any function mentioned in paragraphs (a) to (d).

(2)The regulations may provide for a complaint to be considered by one or more of the following—

(a)the local authority in respect of whose functions the complaint is made;

(b)an independent panel established under the regulations;

(c)any other person or body.

(3)The regulations may provide for a complaint or any matter raised by a complaint—

(a)to be referred to a Local Commissioner under Part 3 of the Local Government Act 1974 for the Commissioner to consider whether to investigate the complaint or matter under that Part;

(b)to be referred to any other person or body for that person or body to consider whether to take any action otherwise than under the regulations.

(4)Where the regulations make provision under subsection (3)(a) they may also provide for the complaint to be treated as satisfying sections 26A and 26B of the Act of 1974.

(5)Section 115 of the Health and Social Care (Community Health and Standards) Act 2003 (health care and social services complaints regulations: supplementary) applies in relation to regulations under this section as it applies in relation to regulations under subsection (1) of section 113 of that Act.

(6)In this section, “local authority” has the same meaning as in section 2B.]

Textual Amendments

F541S. 73C inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 32, 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

74Supply of goods and services by local authoritiesE+W

(1)In the Local Authorities (Goods and Services) Act 1970 (c. 39) the expression “public body” includes—

(a)[F543[F13NHS England] and] any [F544[F545integrated care board] or]F546... Special Health Authority F547..., and

(b)so far as relates to his functions under this Act, the Secretary of State.

(2)Subsection (1) has effect as if made by an order under section 1(5) of the Local Authorities (Goods and Services) Act 1970 and may be varied or revoked by such an order.

(3)Each local authority must make services available to each NHS body acting in its area, so far as is reasonably necessary and practicable to enable the NHS body to discharge its functions under this Act.

[F548(4)“services” means—

(a)in relation to a local authority in England, the services of persons employed by the authority for the purposes of its functions under the Local Authority Social Services Act 1970 (c. 42);

(b)in relation to a local authority in Wales, the services of persons employed by the authority for the purposes of its functions which are social services functions for the purposes of the Social Services and Well-being (Wales) Act 2014 (anaw 4).]

Textual Amendments

F546Words in s. 74(1)(a) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 24(c); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F547Words in s. 74(1)(a) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 24(d); S.I. 2013/160, art. 2(2) (with arts. 7-9)

75Arrangements between NHS bodies and local authoritiesE+W

(1)The Secretary of State may by regulations make provision for or in connection with enabling prescribed NHS bodies (on the one hand) and prescribed local authorities (on the other) to enter into prescribed arrangements in relation to the exercise of—

(a)prescribed functions of the NHS bodies, and

(b)prescribed health-related functions of the local authorities,

if the arrangements are likely to lead to an improvement in the way in which those functions are exercised.

(2)The arrangements which may be prescribed include arrangements—

(a)for or in connection with the establishment and maintenance of a fund—

(i)which is made up of contributions by one or more NHS bodies and one or more local authorities, and

(ii)out of which payments may be made towards expenditure incurred in the exercise of both prescribed functions of the NHS body or bodies and prescribed health-related functions of the authority or authorities,

(b)for or in connection with the exercise by an NHS body on behalf of a local authority of prescribed health-related functions of the authority in conjunction with the exercise by the NHS body of prescribed functions of the NHS body,

(c)for or in connection with the exercise by a local authority on behalf of an NHS body of prescribed functions of the NHS body in conjunction with the exercise by the local authority of prescribed health-related functions of the local authority,

(d)as to the provision of staff, goods or services in connection with any arrangements mentioned in paragraph (a), (b) or (c),

(e)as to the making of payments by a local authority to an NHS body in connection with any arrangements mentioned in paragraph (b),

(f)as to the making of payments by an NHS body to a local authority in connection with any arrangements mentioned in paragraph (c).

(3)Regulations under this section may make provision—

(a)as to the cases in which NHS bodies and local authorities may enter into prescribed arrangements,

(b)as to the conditions which must be satisfied in relation to prescribed arrangements (including conditions in relation to consultation),

(c)for or in connection with requiring the consent of the Secretary of State to the operation of prescribed arrangements (including provision in relation to applications for consent, the approval or refusal of such applications and the variation or withdrawal of approval),

(d)in relation to the duration of prescribed arrangements,

(e)for or in connection with the variation or termination of prescribed arrangements,

(f)as to the responsibility for, and the operation and management of, prescribed arrangements,

(g)as to the sharing of information between NHS bodies and local authorities.

(4)The provision which may be made by virtue of subsection (3)(f) includes provision in relation to—

(a)the formation and operation of joint committees of NHS bodies and local authorities,

(b)the exercise of functions which are the subject of prescribed arrangements (including provision in relation to the exercise of such functions by joint committees or employees of NHS bodies and local authorities),

(c)the drawing up and implementation of plans in respect of prescribed arrangements,

(d)the monitoring of prescribed arrangements,

(e)the provision of reports on, and information about, prescribed arrangements,

(f)complaints and disputes about prescribed arrangements,

(g)accounts and audit in respect of prescribed arrangements.

(5)Arrangements made by virtue of this section do not affect—

(a)the liability of NHS bodies for the exercise of any of their functions,

(b)the liability of local authorities for the exercise of any of their functions, or

(c)any power or duty to recover charges in respect of services provided in the exercise of any local authority functions.

(6)The Secretary of State may issue guidance to NHS bodies and local authorities in relation to consultation or applications for consent in respect of prescribed arrangements.

(7)The reference in subsection (1) to an improvement in the way in which functions are exercised includes an improvement in the provision to any individuals of any services to which those functions relate.

[F549(7A)For the purposes of this section, a combined authority that exercises a prescribed function within subsection (1)(a) of an NHS body under voluntary arrangements is to be treated as an NHS body.

(7B)“Voluntary arrangements” means arrangements made with the combined authority under—

(a)section 7A (exercise of Secretary of State's public health functions), [F550or]

[F551(b)section 65Z5 (joint working and delegation arrangements).]

(7C)Regulations under this section, so far as made before or in the same Session as that in which the Cities and Local Government Devolution Act 2016 is passed, apply to a combined authority that is treated as an NHS body by virtue of subsection (7A) as if it were a prescribed NHS body for the purposes of those regulations.

(7D)But a combined authority to which regulations under this section apply by virtue of subsection (7C) may enter into prescribed arrangements in relation to the exercise only of functions within subsection (1)(a) that are exercisable by the authority under voluntary arrangements.

(7E)Regulations under this section may provide for the regulations to apply in relation to a combined authority subject to any prescribed limitations or conditions.

(7F)Nothing in subsection (7D) prevents a combined authority from being a party to arrangements made by virtue of this section in relation to any prescribed functions of an NHS body that are exercisable by the authority as a result of an order under section 105A of the Local Democracy, Economic Development and Construction Act 2009 (public authority functions exercisable by combined authorities).]

(8)In this section—

  • “health-related functions”, in relation to a local authority, means functions of the authority which, in the opinion of the Secretary of State—

    (a)

    have an effect on the health of any individuals,

    (b)

    have an effect on, or are affected by, any functions of NHS bodies, or

    (c)

    are connected with any functions of NHS bodies,

  • “NHS body” does not include a Special Health Authority.

(9)Schedule 18 makes provision with respect to the transfer of staff in connection with arrangements made by virtue of this section.

Textual Amendments

F549S. 75(7A)-(7F) inserted (28.1.2016 for specified purposes, 28.3.2016 in so far as not already in force) by Cities and Local Government Devolution Act 2016 (c. 1), s. 25(2), Sch. 4 para. 6

Modifications etc. (not altering text)

76Power of local authorities to make paymentsE+W

(1)A local authority may make payments to [F552[F13NHS England], [F553an integrated care board]] F554... F555... or a Local Health Board towards expenditure incurred or to be incurred by the body in connection with the performance by it of prescribed functions.

(2)A payment under this section may be made in respect of expenditure of a capital or of a revenue nature or in respect of both kinds of expenditure.

(3)The Secretary of State may by directions prescribe conditions relating to payments under this section.

(4)The power under subsection (3) may in particular be exercised so as to require, in such circumstances as may be specified—

(a)repayment of the whole or part of a payment under this section, or

(b)in respect of property acquired with payments under this section, payment of an amount representing the whole or part of an increase in the value of the property which has occurred since its acquisition.

(5)No payment may be made under this section in respect of any expenditure unless the conditions relating to it conform with the conditions prescribed for payments of that description under subsection (3).

Textual Amendments

Modifications etc. (not altering text)

C26S. 76(1) modified by 2004 c. 17, s. 4(5)(b) (as substituted (1.3.2007) by National Health Service (Consequential Provisions) Act 2006 (c. 43), s. 8(2), Sch. 1 para. 258(b) (with Sch. 3 Pt. 1))

77Care TrustsE+W

(1)Where—

(a)F556... [F557an integrated care board, an NHS trust] [F558or an NHS foundation trust] is, or will be, a party to any existing or proposed LA delegation arrangements, F559...

(b)[F560the body and the local authority concerned consider] that designation of the body as a Care Trust would be likely to promote the effective exercise by the body of prescribed health-related functions of [F561the local authority] (in accordance with the arrangements) in conjunction with prescribed NHS functions of the body [F562, and

(c)the requirements in subsection (1A) are satisfied,]

[F563the body and the local authority may jointly] designate the body as a Care Trust.

[F564(1A)The body and the local authority must, before designating the body as a Care Trust under this section—

(a)publish in the prescribed form and manner—

(i)the reasons why they consider that the proposed designation would be likely to have the result mentioned in subsection (1)(b), and

(ii)information about the proposed governance arrangements of the Care Trust, and

(b)consult on the proposed designation in accordance with regulations.

(1B)Where a body has been designated as a Care Trust under this section, the body and the local authority must notify prescribed persons of the designation.]

F565(2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F565(3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(4)[F566A body designated as a Care Trust under this section] may (in addition to exercising health-related functions of the local authority as mentioned in subsection (1)(b)) exercise such prescribed health-related functions of the local authority as are [F567agreed] in relation to persons in any area [F568so agreed], even though it does not exercise any NHS functions in relation to persons in that area[F569; and “agreed” means agreed by the body and the local authority].

[F570(5)Where a body is designated as a Care Trust under this section, the body and the local authority may jointly revoke that designation.

(5A)Before revoking a designation as a Care Trust under this section, the body and the local authority must consult on the proposed revocation of the designation in accordance with regulations.

(5B)Where the designation of a body as a Care Trust under this section has been revoked, the body and the local authority must notify prescribed persons of the revocation.]

[F571(5C)Regulations under subsection (1A)(b) or (5A) may include provision requiring a body and a local authority to publish prescribed information following a consultation.]

[F572(5D)Where a duty is imposed by or by virtue of this section on a body and a local authority, they may make arrangements for the function to be discharged—

(a)by both of them acting jointly,

(b)by each of them acting separately, or

(c)by one of them acting on behalf of both of them.]

F573(6). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F574(7). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(8)Regulations may make such incidental, supplementary or consequential provision (including provision amending, repealing or revoking enactments) as the Secretary of State considers expedient in connection with the preceding provisions of this section.

(9)Regulations under subsection (8) may, in particular, make provision—

F575(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F576(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F577(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(d)for supplementing or modifying, in connection with the operation of [F578subsection (4)], any provision made by regulations under section 75.

(10)The designation of a body as a Care Trust under this section does not affect any of the functions, rights or liabilities of that body in its capacity as F579... [F580an integrated care board, NHS trust] [F581or NHS foundation trust].

(11)In connection with the exercise by a body so designated of any relevant social services functions [F582of a local authority in England] under LA delegation arrangements—

(a)section 7 of the Local Authority Social Services Act 1970 (c. 42) (authorities to exercise social services functions under guidance), and

(b)section 7A of that Act (directions as to exercise of such functions),

apply to the body as if it were a local authority within the meaning of that Act.

[F583(11A)In connection with the exercise by a body so designated of any relevant social services functions under LA delegation arrangements, sections 145 to 149 of the Social Services and Well-being (Wales) Act 2014 (codes on the exercise of social services functions) apply to the body as if it were a local authority within the meaning of that Act.]

(12)In this section—

  • “health-related functions” has the meaning given by section 75(8),

  • “LA delegation arrangements” means arrangements falling within section 75(2)(b), whether or not made in conjunction with any pooled fund arrangements,

  • “NHS functions” means functions exercisable by F584... [F585an integrated care board, NHS trust] [F586or NHS foundation trust] in its capacity as such,

  • “pooled fund arrangements” means arrangements falling within section 75(2)(a),

  • [F587“relevant social services functions” means—

    (a)

    in relation to a local authority in England, health-related functions which are social services functions within the meaning of the Local Authority Social Services Act 1970;

    (b)

    in relation to a local authority in Wales, health-related functions which are social services functions within the meaning of the Social Services and Well-being (Wales) Act 2014.]

Textual Amendments

F556Words in s. 77(1)(a) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 26; S.I. 2013/160, art. 2(2) (with arts. 7-9)

F558Words in s. 77(1)(a) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 200(1)(a), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F559Word in s. 77(1) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), s. 200(1)(b), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F560Words in s. 77(1)(b) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 200(1)(c), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F561Words in s. 77(1)(b) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 200(1)(d), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F562S. 77(1)(c) and word inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 200(1)(e), 306(1)(d)(4) (with s. 200(13)); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F563Words in s. 77(1) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), s. 200(1)(f), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F564S. 77(1A)(1B) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 200(2), 306(1)(d)(4) (with s. 200(13)); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F565S. 77(2)(3) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), ss. 200(3), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F566Words in s. 77(4) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 200(4)(a), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F567Word in s. 77(4) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 200(4)(b), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F568Words in s. 77(4) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 200(4)(c), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F569Words in s. 77(4) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 200(4)(d), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F570S. 77(5)-(5B) substituted for s. 77(5) (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 200(5), 306(1)(d)(4) (with s. 200(14)); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F571S. 77(5C) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 200(6), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F572S. 77(5D) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 200(7), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F573S. 77(6) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), ss. 200(8), 306(1)(d)(4) (with s. 200(15)); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F574S. 77(7) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), ss. 200(9), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F575S. 77(9)(a) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), ss. 200(10)(a), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F576S. 77(9)(b) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), ss. 200(10)(b), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F577S. 77(9)(c) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), ss. 200(10)(c), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F578Words in s. 77(9)(d) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 200(10)(d), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F579Words in s. 77(10) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 26; S.I. 2013/160, art. 2(2) (with arts. 7-9)

F581Words in s. 77(10) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 200(11), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F584Words in s. 77(12) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 26; S.I. 2013/160, art. 2(2) (with arts. 7-9)

F586Words in s. 77(12) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 200(12), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

78Directed partnership arrangementsE+W

(1)If the Secretary of State is of the opinion—

(a)that a body to which this section applies (“the failing body”) is not exercising any of its functions adequately, and

(b)that it would be likely to lead to an improvement in the way in which that function is exercised if it were to be exercised—

(i)by another body to which this section applies under delegation arrangements, or

(ii)in accordance with pooled fund arrangements made with another such body,

the Secretary of State may direct those bodies to enter into such delegation arrangements or pooled fund arrangements in relation to the exercise of the appropriate function or functions as are specified in the direction.

(2)In subsection (1) “the appropriate function or functions” means—

(a)the function of the failing body mentioned in that subsection, and

(b)such other function of that body (if any) as the Secretary of State considers would, if exercised under or in accordance with the arrangements in question, be likely to contribute to an improvement in the exercise of the function referred to in paragraph (a).

(3)The bodies to which this section applies are—

F588(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F589(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(c)NHS trusts [F590established under section 25],

F591(d). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(e)local authorities,

but in subsections (1) and (2) any reference to functions is, in relation to a local authority, a reference only to relevant social services functions of the authority.

(4)In this section any reference to an improvement in the way in which any function is exercised includes an improvement in the provision to any individuals of any services to which that function relates.

(5)In this section—

  • “delegation arrangements” means arrangements falling within section 75(2)(b) or (c), whether or not made in conjunction with any pooled fund arrangements,

  • “health-related functions” has the meaning given by section 75(8),

  • “pooled fund arrangements” means arrangements falling within section 75(2)(a),

  • [F592“relevant social services functions” means health-related functions which are social services functions of local authorities in England within the meaning of the Local Authority Social Services Act 1970 (c. 42) or of local authorities in Wales within the meaning of the Social Services and Well-being (Wales) Act 2014 (anaw 4),]

Textual Amendments

79Further provision about directions and directed partnership arrangementsE+W

(1)A direction under section 78(1) (a “principal direction”) may make provision with respect to—

(a)any of the matters with respect to which provision is required to be made by the specified arrangements by virtue of regulations under section 75, and

(b)such other matters as the Secretary of State considers appropriate.

(2)The Secretary of State may in particular (either in a principal direction or in any subsequent direction) make provision—

(a)for the determination, whether—

(i)by agreement, or

(ii)(in default of agreement) by the Secretary of State or an arbitrator appointed by him,

of the amount of any payments which need to be made by one body to another for the purposes of the effective operation of the specified arrangements, and for the variation of any such determination,

(b)specifying the manner in which the amount of any such payments must be so determined (or varied),

(c)requiring a body specified in the direction to supply to the Secretary of State or an arbitrator, for the purpose of enabling any such amount to be so determined (or varied), such information or documents as may be so specified,

(d)requiring any amount so determined (or varied) to be paid by and to such bodies as are specified in the direction,

(e)requiring capital assets specified in the direction to be made available by and to such bodies as are so specified.

(3)The Secretary of State may, when giving a principal direction to any bodies to which section 78 applies, give such directions to any other such body as he considers appropriate for or in connection with securing that full effect is given to the principal direction.

(4)Before giving a principal direction to any bodies to which section 78 applies, the Secretary of State may—

(a)direct either or both of the bodies in question to take such steps specified in the direction, or

(b)give such other directions,

as he considers appropriate with a view to enabling him to determine whether the principal direction should be given.

(5)The revocation of a principal direction does not affect the continued operation of the specified arrangements.

(6)“The specified arrangements”, in relation to a principal direction, means the arrangements specified in the direction in pursuance of section 78(1).

80Supply of goods and services by the Secretary of State [F593, [F13NHS England] and [F594integrated care boards]]E+W

(1)The Secretary of State [F595, [F13NHS England] or [F596an integrated care board]] may supply to—

(a)local authorities, and

(b)such public bodies or classes of public bodies as [F597the Secretary of State] may determine,

any goods or materials of a kind used in the health service.

(2)In subsection (1) “public bodies” includes public bodies in Northern Ireland.

(3)The Secretary of State may make available to persons falling within subsection (1)—

(a)any facilities provided by him F598... for any service under this Act, and

(b)the services of persons employed by the Secretary of State or by F599... F600... a Special Health Authority or a Local Health Board.

[F601(3A)NHS England or an integrated care board may make available to persons falling within subsection (1)—

(a)any facilities the provision of which is arranged by NHS England or (as the case may be) the integrated care board in pursuance of its functions under this Act;

(b)any facilities of NHS England or (as the case may be) the integrated care board;

(c)the services of persons employed by NHS England or (as the case may be) the integrated care board.]

(4)The Secretary of State may carry out [F602, and [F13NHS England] or [F603an integrated care board] may arrange for the carrying out of,] maintenance work (including minor renewals, minor improvements and minor extensions) in connection with any land or building for the maintenance of which a local authority is responsible.

(5)[F13NHS England] may supply or make available to persons—

(a)providing pharmaceutical services,

(b)providing services under a general medical services contract, a general dental services contract or a general ophthalmic services contract,

(c)providing services in accordance with section 92 arrangements or section 107 arrangements, or

(d)providing services under a pilot scheme [F604established under section 134(1) of this Act] or an LPS scheme,

such goods, materials or other facilities as may be prescribed.

(6)The Secretary of State must make available to local authorities—

(a)any services (other than the services of any person) or other facilities provided [F605by the Secretary of State] under this Act,

(b)the services provided as part of the health service by any person employed by the Secretary of State, F606... F607... a Special Health Authority or a Local Health Board, and

(c)the services of any medical practitioner, dental practitioner or nurse employed by the Secretary of State, F608... F609... a Special Health Authority or a Local Health Board otherwise than to provide services which are part of the health service,

so far as is reasonably necessary and practicable to enable local authorities to discharge their functions relating to social services, education and public health.

[F610(6A)NHS England and each integrated care board must make available to local authorities—

(a)any services (other than the services of any person) or other facilities the provision of which is arranged by NHS England or (as the case may be) the integrated care board in pursuance of its functions under this Act;

(b)the services of persons employed by NHS England or (as the case may be) the integrated care board;

(c)any facilities of NHS England or (as the case may be) the integrated care board,

so far as is reasonably necessary and practicable to enable local authorities to discharge their functions relating to social services, education and public health.]

(7)[F13NHS England] may arrange to make available to local authorities the services of persons—

(a)providing pharmaceutical services,

(b)performing services under a general medical services contract, a general dental services contract or a general ophthalmic services contract,

(c)providing services in accordance with section 92 arrangements or section 107 arrangements, [F611or]

(d)performing services under a pilot scheme [F612established under section 134(1) of this Act] or an LPS scheme, F613...

F613(e). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

so far as is reasonably necessary and practicable to enable local authorities to discharge their functions relating to social services, education and public health.

[F614(8)The Secretary of State may arrange to make available to local authorities the services of persons providing Special Health Authorities or Local Health Boards with services of a kind provided as part of the health service, so far as is reasonably necessary and practicable to enable local authorities to discharge their functions relating to social services, education and public health.

(9)[F13NHS England] or [F615an integrated care board] may arrange to make available to local authorities the services of persons providing services pursuant to arrangements made under this Act by [F13NHS England] or (as the case may be) [F616the integrated care board in the exercise of its functions], so far as is reasonably necessary and practicable to enable local authorities to discharge their functions relating to social services, education and public health.

F617(10). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .]

Textual Amendments

F598Words in s. 80(3)(a) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 28(3)(a); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F604Words in s. 80(5)(d) inserted (19.1.2010) by Health Act 2009 (c. 21), s. 40(1), Sch. 1 para. 7(a); S.I. 2010/30, art. 2(b)

F612Words in s. 80(7)(d) inserted (19.1.2010) by Health Act 2009 (c. 21), s. 40(1), Sch. 1 para. 7(b); S.I. 2010/30, art. 2(b)

F613S. 80(7)(e) and word omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 28(9)(c); S.I. 2013/160, art. 2(2) (with arts. 7-9)

Modifications etc. (not altering text)

81Conditions of supply under section 80E+W

(1)[F618Before a person makes the services of any officer available under section 80(3)(b), (3A)(c), (6)(b) or (c) or (6A)(b), the person must] —

(a)consult the officer or a body recognised by [F619the person] as representing the officer, or

(b)[F620where the person is the Secretary of State and is not the officer's employer,] satisfy himself that the body who employs the officer has consulted the officer about the matter.

(2)[F621The person concerned] may disregard the provisions of subsection (1) in a case where [F622it] —

(a)considers it necessary to make the services of an officer available for the purpose of dealing temporarily with an emergency, and

(b)has previously consulted a body such as is mentioned in subsection (1)(b) about making services available in an emergency.

(3)The Secretary of State may, for the purposes of subsection (3)(b) of section 80, or subsection (6)(b) or (c) of that section, give such directions to F623... F624... Special Health Authorities and Local Health Boards to make the services of their officers available as he considers appropriate.

(4)Powers under this section and section 80 may be exercised on such terms as may be agreed, including terms as to the making of payments to [F625the person who makes the services available].

(5)[F626A person who makes services or facilities available under section 80(6) or (6A) may make such charges in respect of them] as may be agreed between [F627the person] and the local authority or, in default of agreement, as may be determined by arbitration.

(6)Any power to supply goods or materials under section 80 includes—

(a)a power to purchase and store them, and

(b)a power to arrange with third parties for the supply of goods or materials by those third parties.

Textual Amendments

82Co-operation between NHS bodies and local authoritiesE+W

[F628(1)]In exercising their respective functions NHS bodies (on the one hand) and local authorities (on the other) must co-operate with one another in order to secure and advance the health and welfare of the people of England and Wales.

[F629(2)The Secretary of State may publish guidance on the discharge of the duty under this section in relation to England.

(3)The following must have regard to any guidance published under subsection (2)—

(a)an NHS body other than a Welsh NHS body;

(b)a local authority in England.

(4)In this section “Welsh NHS body” means—

(a)an NHS trust established under the National Health Service (Wales) Act 2006,

(b)a Special Health Authority established under that Act, or

(c)a Local Health Board.]

Textual Amendments

F628S. 82 renumbered as s. 82(1) (1.7.2022) by Health and Care Act 2022 (c. 31), ss. 75(3)(a), 186(6); S.I. 2022/734, reg. 2(a), Sch. (with regs. 13, 29, 30)

Part 4E+WMedical services

[F630Duty of [F13NHS England] in relation to primary medical services]E+W

Textual Amendments

83Primary medical servicesE+W

[F631(1)[F13NHS England] must, to the extent that it considers necessary to meet all reasonable requirements, exercise its powers so as to secure the provision of primary medical services throughout England.

(2)[F13NHS England] may (in addition to any other power conferred on it) make such arrangements for the provision of primary medical services as it considers appropriate; and it may, in particular, make contractual arrangements with any person.

(2A)Arrangements made for the purposes of subsection (1) or (2) may include arrangements for the performance of a service outside England.]

(3)[F13NHS England] must publish information about such matters as may be prescribed in relation to the primary medical services provided under this Act.

F632(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(5)Regulations may provide that services of a prescribed description must, or must not, be regarded as primary medical services for the purposes of this Act.

(6)Regulations under this section may in particular describe services by reference to the manner or circumstances in which they are provided.

Textual Amendments

General medical services contractsE+W

84General medical services contracts: introductoryE+W

(1)[F13NHS England] may enter into a contract under which primary medical services are provided in accordance with the following provisions of this Part.

(2)A contract under this section is called in this Act a “general medical services contract”.

(3)A general medical services contract may make such provision as may be agreed between [F13NHS England] and the contractor or contractors in relation to—

(a)the services to be provided under the contract,

(b)remuneration under the contract, and

(c)any other matters.

(4)The services to be provided under a general medical services contract may include—

(a)services which are not primary medical services,

[F633(b)services to be performed outside England.]

(5)In this Part, “contractor”, in relation to a general medical services contract, means any person entering into the contract with [F13NHS England].

Textual Amendments

85Requirement to provide certain primary medical servicesE+W

(1)A general medical services contract must require the contractor or contractors to provide, for his or their patients, primary medical services of such descriptions as may be prescribed.

(2)Regulations under subsection (1) may in particular describe services by reference to the manner or circumstances in which they are provided.

86Persons eligible to enter into GMS contractsE+W

(1)[F13NHS England] may, subject to such conditions as may be prescribed, enter into a general medical services contract with—

(a)a medical practitioner,

(b)two or more individuals practising in partnership where the conditions in subsection (2) are satisfied, or

(c)a company limited by shares where the conditions in subsection (3) are satisfied.

(2)The conditions referred to in subsection (1)(b) are that—

(a)at least one partner is a medical practitioner, and

(b)any partner who is not a medical practitioner is either—

(i)an NHS employee,

(ii)a section 92 employee, section 107 employee, section 50 employee, section 64 employee, section 17C employee or Article 15B employee,

(iii)a health care professional who is engaged in the provision of services under this Act or the National Health Service (Wales) Act 2006 (c. 42), or

(iv)an individual falling within section 93(1)(d).

(3)The conditions referred to in subsection (1)(c) are that—

(a)at least one share in the company is [F634both] legally and beneficially owned by a medical practitioner, and

(b)any share which is not so owned is [F634both] legally and beneficially owned by a person referred to in subsection (2)(b).

(4)Regulations may make provision as to the effect, in relation to a general medical services contract entered into by individuals practising in partnership, of a change in the membership of the partnership.

(5)In this section—

“health care professional”, “NHS employee”, “section 92 employee”, “section 107 employee”, “section 50 employee”, “section 64 employee”, “section 17C employee” and “Article 15B employee” have the meaning given by section 93.

Textual Amendments

F634Word in s. 86(3)(a)(b) inserted (1.4.2013) by Health and Social Care Act 2012 (c. 7), ss. 202(1), 306(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

87GMS contracts: paymentsE+W

(1)The Secretary of State may give directions as to payments to be made under general medical services contracts.

(2)A general medical services contract must require payments to be made under the contract in accordance with directions under this section.

(3)Directions under subsection (1) may in particular—

(a)provide for payments to be made by reference to compliance with standards or the achievement of levels of performance,

(b)provide for payments to be made by reference to—

(i)any scheme or scale specified in the direction, or

(ii)a determination made by any person in accordance with factors specified in the direction,

(c)provide for the making of payments in respect of individual practitioners,

(d)provide that the whole or any part of a payment is subject to conditions (and may provide that payments are payable by [F13NHS England] only if it is satisfied as to certain conditions),

(e)make provision having effect from a date before the date of the direction, provided that, having regard to the direction as a whole, the provision is not detrimental to the persons to whose remuneration it relates.

(4)Before giving a direction under subsection (1), the Secretary of State—

(a)must consult any body appearing to him to be representative of persons to whose remuneration the direction would relate, and

(b)may consult such other persons as he considers appropriate.

(5)“Payments” includes fees, allowances, reimbursements, loans and repayments.

Textual Amendments

88GMS contracts: prescription of drugs, etcE+W

(1)A general medical services contract must contain provision requiring the contractor or contractors to comply with any directions given by the Secretary of State for the purposes of this section as to the drugs, medicines or other substances which may or may not be ordered for patients in the provision of medical services under the contract.

(2)A direction under this section must, subject to subsection (3), be given by regulations.

(3)A direction under this section may be given by an instrument in writing where it gives effect to a request made in writing to the Secretary of State by a person who is a holder of a [F635UK] marketing authorisation in respect of the drug, medicine or other substance to which the request relates.

[F636(4)“UK marketing authorisation” has the meaning given by regulation 8(1) of the Human Medicines Regulations 2012 (S.I. 2012/1916).]

Textual Amendments

89GMS contracts: other required termsE+W

(1)A general medical services contract must contain such provision as may be prescribed (in addition to the provision required by the preceding provisions of this Part).

F637(1A). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F637(1B). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F637(1C). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F637(1D). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F637(1E). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(2)Regulations under subsection (1) may in particular make provision as to—

(a)the manner in which, and standards to which, services must be provided,

(b)the persons who perform services,

(c)the persons to whom services will be provided,

(d)the variation of contract terms (other than terms required by or under this Part),

(e)rights of entry and inspection (including inspection of clinical records and other documents),

(f)the circumstances in which, and the manner in which, the contract may be terminated,

(g)enforcement,

(h)the adjudication of disputes.

(3)Regulations making provision under subsection (2)(c) [F638must make] provision as to the circumstances in which a contractor or contractors—

(a)must or may accept a person as a patient to whom services are provided under the contract,

(b)may decline to accept a person as such a patient, or

(c)may terminate his or their responsibility for a patient.

(4)Regulations under subsection (2)(d) may—

(a)make provision as to the circumstances in which [F13NHS England] may impose a variation of contract terms,

(b)make provision as to the suspension or termination of any duty under the contract to provide services of a prescribed description.

(5)Regulations making provision of the kind described in subsection (4)(b) may prescribe services by reference to the manner or circumstances in which they are provided.

(6)Regulations under subsection (1) must make provision as to the right of patients to choose the persons from whom they receive services.

Textual Amendments

Modifications etc. (not altering text)

90GMS contracts: disputes and enforcementE+W

(1)Regulations may make provision for the resolution of disputes as to the terms of a proposed general medical services contract.

(2)Regulations under subsection (1) may make provision—

(a)for the referral of the terms of the proposed contract to the Secretary of State, and

(b)for the Secretary of State, or a person appointed by him, to determine the terms on which the contract may be entered into.

(3)Regulations may make provision for a person or persons entering into a general medical services contract to be regarded as a health service body for any purposes of section 9, in circumstances where he or they so elect.

(4)Regulations under subsection (3) may include provision as to the application of section 9 in cases where—

(a)persons practising in partnership elect to become a health service body, and

(b)there is a change in the membership of the partnership.

(5)Where—

(a)by virtue of regulations under subsection (3), section 9(11) applies in relation to a general medical services contract, and

(b)a direction as to payments is made under that subsection in relation to the contract,

the direction is enforceable in [F639the county court] (if the court so orders) as if it were a judgment or order of that court.

Textual Amendments

F639Words in s. 90(5) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Performance of primary medical servicesE+W

91Persons performing primary medical servicesE+W

(1)Regulations may provide that a health care professional of a prescribed description may not perform any primary medical service for which [F13NHS England] is responsible unless he is included in a list maintained under the regulations by [F13NHS England].

(2)For the purposes of this section—

(a)“health care professional” means a person who is a member of a profession regulated by a body mentioned in section 25(3) of the National Health Service Reform and Health Care Professions Act 2002 (c. 17),

[F640(b)[F13NHS England] is responsible for a medical service if it secures its provision by or under any enactment.]

(3)Regulations under this section may make provision in relation to lists under this section and in particular as to—

(a)the preparation, maintenance and publication of a list,

(b)eligibility for inclusion in a list,

(c)applications for inclusion (including provision F641... for the procedure for applications and the documents to be supplied on application),

(d)the grounds on which an application for inclusion may or must be granted or refused,

(e)requirements with which a person included in a list must comply (including the declaration of financial interests and gifts and other benefits),

(f)suspension or removal from a list (including provision for the grounds for, and consequences of, suspension or removal),

(g)circumstances in which a person included in a list may not withdraw from it,

(h)payments to be made in respect of a person suspended from a list (including provision for the amount of the payment, or the method of calculating the payment, to be determined by the Secretary of State or a person appointed by him),

(i)the criteria to be applied in making decisions under the regulations,

(j)appeals against decisions made by [F13NHS England] under the regulations, and

(k)disclosure of information about applicants for inclusion, grants or refusals of applications or suspensions or removals,

and may make any provision corresponding to anything in sections 151 to 159.

(4)Regulations under this section may, in particular, also provide for—

(a)a person's inclusion in a list to be subject to conditions determined by [F13NHS England],

(b)[F13NHS England] to vary the conditions or impose different ones,

(c)the consequences of failing to comply with a condition (including removal from a list),

(d)the review by [F13NHS England] of decisions made by it by virtue of the regulations.

(5)The imposition of such conditions must be with a view to—

(a)preventing any prejudice to the efficiency of the services to which a list relates, or

(b)preventing fraud.

(6)Regulations making provision as to the matters referred to in subsection (3)(k) may in particular authorise the disclosure of information—

(a)by [F13NHS England] to the Secretary of State, and

(b)by the Secretary of State to [F13NHS England].

Textual Amendments

F641Words in s. 91(3)(c) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 35(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

Other arrangements for the provision of primary medical servicesE+W

92[F642Arrangements by [F13NHS England] for the provision of primary medical services]E+W

[F643(1)[F13NHS England] may make agreements, other than arrangements pursuant to section 83(2) or general medical services contracts, under which primary medical services are provided.]

(2)An agreement must be in accordance with regulations under section 94.

(3)An agreement may not combine arrangements for the provision of primary medical services with arrangements for the provision of primary dental services.

(4)An agreement may not combine arrangements for the provision of primary medical services with arrangements for the provision of local pharmaceutical services.

(5)But an agreement may include arrangements for the provision of services which are not primary medical services but which may be provided under this Act, other than under Chapter 1 or 2 of Part 7 (pharmaceutical services and local pharmaceutical services under pilot schemes).

F644(6). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F645(7). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(8)In this Act, arrangements for the provision of services made under this section are called “section 92 arrangements”.

Textual Amendments

F642S. 92 title substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 36(5); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F643S. 92(1) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 36(2); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F644S. 92(6) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 36(3); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F645S. 92(7) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 36(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

93Persons with whom agreements may be made under section 92E+W

(1)[F13NHS England] may make an agreement under section 92 only with one or more of the following—

(a)an NHS trust or an NHS foundation trust,

(b)a medical practitioner who meets the prescribed conditions,

(c)a health care professional who meets the prescribed conditions,

(d)an individual who is providing services—

(i)under a general medical services contract or a general dental services contract or a Welsh general medical services contract or a Welsh general dental services contract,

(ii)in accordance with section 92 arrangements, section 107 arrangements, section 50 arrangements, section 64 arrangements, section 17C arrangements or Article 15B arrangements, or

(iii)under section 17J or 25 of the 1978 Act or Article 57 or 61 of the Health and Personal Social Services (Northern Ireland) Order 1972 (S.I. 1972/1265 (N.I.14)),

or has so provided them within such period as may be prescribed,

(e)an NHS employee, a section 92 employee, a section 107 employee, a section 50 employee, a section 64 employee, a section 17C employee or an Article 15B employee,

(f)a qualifying body,

F646(g). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(2)The power under subsection (1) to make an agreement with a person falling within paragraph (d) or (e) of that subsection is subject to such conditions as may be prescribed.

(3)In this section—

  • “the 1978 Act” means the National Health Service (Scotland) Act 1978 (c. 29),

  • “Article 15B arrangements” means arrangements for the provision of services made under Article 15B of the Health and Personal Social Services (Northern Ireland) Order 1972 (S.I. 1972/1265 (N.I.14)),

  • “Article 15B employee” means an individual who, in connection with the provision of services in accordance with Article 15B arrangements, is employed by a person providing or performing those services,

  • “health care professional” means a person who is a member of a profession regulated by a body mentioned (at the time the agreement in question is made) in section 25(3) of the National Health Service Reform and Health Care Professions Act 2002 (c. 17),

  • “NHS employee” means an individual who, in connection with the provision of services in the health service, the Scottish health service or the Northern Ireland health service, is employed by—

    (a)

    an NHS trust, an NHS foundation trust or (in Northern Ireland) a Health and Social Services Trust,

    (b)

    a F647... Local Health Board,

    (c)

    a person who is providing services under a general medical services contract or a general dental services contract or a Welsh general medical services contract or a Welsh general dental services contract,

    (d)

    an individual who is providing services as specified in subsection (1)(d)(iii),

  • “the Northern Ireland health service” means the health service within the meaning of the Health and Personal Social Services (Northern Ireland) Order 1972,

  • “qualifying body” means a company which is limited by shares all of which are [F648both] legally and beneficially owned by persons falling within paragraph (a), (b), (c), (d) [F649or (e)] of subsection (1),

  • “the Scottish health service” means the health service within the meaning of the National Health Service (Scotland) Act 1978,

  • “section 17C arrangements” means arrangements for the provision of services made under section 17C of the 1978 Act,

  • “section 17C employee” means an individual who, in connection with the provision of services in accordance with section 17C arrangements, is employed by a person providing or performing those services,

  • “section 50 arrangements” means arrangements for the provision of services made under section 50 of the National Health Service (Wales) Act 2006 (c. 42),

  • “section 64 arrangements” means arrangements for the provision of services made under section 64 of that Act,

  • “section 107 employee” means an individual who, in connection with the provision of services in accordance with section 107 arrangements, is employed by a person providing or performing those services,

  • “section 92 employee” means an individual who, in connection with the provision of services in accordance with section 92 arrangements, is employed by a person providing or performing those services,

  • “section 50 employee” means an individual who, in connection with the provision of services in accordance with section 50 arrangements, is employed by a person providing or performing those services,

  • “section 64 employee” means an individual who, in connection with the provision of services in accordance with section 64 arrangements, is employed by a person providing or performing those services,

  • “Welsh general medical services contract” means a contract under section 42(2) of the National Health Service (Wales) Act 2006 (c. 42), and

  • “Welsh general dental services contract” means a contract under section 57(2) of that Act.

Textual Amendments

94Regulations about section 92 arrangementsE+W

(1)The Secretary of State may make regulations about the provision of services in accordance with section 92 arrangements.

(2)The regulations must include provision for participants other than [F13NHS England] to withdraw from section 92 arrangements if they wish to do so.

(3)The regulations may, in particular—

(a)provide that section 92 arrangements may be made only in prescribed circumstances,

(b)provide that section 92 arrangements may be made only in prescribed areas,

(c)provide that only prescribed services, or prescribed categories of service, may be provided in accordance with section 92 arrangements,

[F650(ca)make provision with respect to the performance outside England of services to be provided in accordance with section 92 arrangements,]

(d)impose conditions (including conditions as to qualifications and experience) to be satisfied by persons performing services in accordance with section 92 arrangements,

(e)require details of section 92 arrangements to be published,

(f)make provision with respect to the variation and termination of section 92 arrangements,

(g)provide for parties to section 92 arrangements to be treated, in such circumstances and to such extent as may be prescribed, as health service bodies for the purposes of section 9,

(h)provide for directions, as to payments, made under section 9(11) (as it has effect as a result of regulations made by virtue of paragraph (g)) to be enforceable in [F651the county court] (if the court so orders) as if they were judgments or orders of that court.

F652(3A). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F652(3B). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F652(3C). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F652(3D). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F652(3E). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(4)The regulations may also require payments to be made under the arrangements in accordance with directions given for the purpose by the Secretary of State.

(5)A direction may make provision having effect from a date before the date of the direction, provided that, having regard to the direction as a whole, the provision is not detrimental to the persons to whose remuneration it relates.

(6)The regulations may also include provision requiring [F13NHS England], in prescribed circumstances and subject to prescribed conditions, to enter into a general medical services contract on prescribed terms with any person who is providing services under section 92 arrangements and who so requests.

(7)The regulations may also include provision for the resolution of disputes as to the terms of any proposed section 92 arrangements, and in particular may make provision—

(a)for the referral of the terms of the proposed arrangements to the Secretary of State, and

(b)for the Secretary of State or a person appointed by him to determine the terms on which the arrangements may be entered into.

(8)The regulations must provide for the circumstances in which a person providing primary medical services under section 92 arrangements—

(a)must or may accept a person as a patient to whom such services are so provided,

(b)may decline to accept a person as such a patient,

(c)may terminate his responsibility for a patient.

(9)The regulations must make provision as to the right of patients to choose the persons from whom they receive services under section 92 arrangements.

Textual Amendments

F651Words in s. 94(3)(h) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Modifications etc. (not altering text)

F65395Transfer of liabilities relating to section 92 arrangementsE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Assistance and supportE+W

96Assistance and support: primary medical servicesE+W

(1)[F13NHS England] may provide assistance or support to any person providing or proposing to provide—

[F654(za)primary medical services pursuant to section 83(2),]

(a)primary medical services under a general medical services contract, or

(b)primary medical services in accordance with section 92 arrangements.

(2)Assistance or support provided by [F13NHS England] under subsection (1) is provided on such terms, including terms as to payment, as [F13NHS England] considers appropriate.

(3)“Assistance” includes financial assistance.

Textual Amendments

Local Medical CommitteesE+W

97Local Medical CommitteesE+W

(1)[F655[F13NHS England] may recognise a committee formed for an area], which it is satisfied is representative of—

(a)the persons to whom subsection (2) applies, and

(b)the persons to whom subsection (3) applies.

(2)This subsection applies to—

(a)each medical practitioner who, under a general medical services contract entered into by him, is providing primary medical services in the area for which the committee is formed, and

(b)each medical practitioner who, under a general ophthalmic services contract entered into by him, is providing primary ophthalmic services in that area.

(3)This subsection applies to each other medical practitioner—

(a)who is performing primary medical services or primary ophthalmic services in the area for which the committee is formed—

F656(i). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(ii)in accordance with section 92 arrangements, or

(iii)under a general medical services contract or a general ophthalmic services contract, and

(b)who has notified [F13NHS England] that he wishes to be represented by the committee (and has not notified it that he wishes to cease to be so represented).

(4)A committee recognised under this section is called the Local Medical Committee for the area for which it is formed.

(5)Any such committee may delegate any of its functions, with or without restrictions or conditions, to sub-committees composed of members of that committee.

(6)Regulations may require [F13NHS England], in the exercise of its functions relating to primary medical services, to consult any committee recognised by it under this section on such occasions and to such extent as may be prescribed.

F657(7). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(8)A committee recognised under this section has such other functions as may be prescribed.

(9)A committee recognised under this section must in respect of each year determine—

(a)the amount of its administrative expenses for that year attributable to persons of whom it is representative under subsection (1)(a), and

(b)the amount of its administrative expenses for that year attributable to persons of whom it is representative under subsection (1)(b).

(10)[F13NHS England] may—

(a)on the request of a committee recognised by it, allot to that committee such sums for defraying the expenses referred to in subsection (9)(a) as [F13NHS England] may determine, and

(b)deduct the amount of such sums from the remuneration of persons of whom the committee is representative under subsection (1)(a) under the general medical services contracts entered into by those persons with [F13NHS England].

(11)A committee recognised under this section must apportion the amount determined by it under subsection (9)(b) among the persons of whom it is representative under subsection (1)(b); and each such person must pay in accordance with the committee's directions the amount so apportioned to him.

(12)The administrative expenses of a committee include the travelling and subsistence allowances payable to its members.

Textual Amendments

Provision of accommodation by the Secretary of StateE+W

98Use of accommodation: provision of primary medical servicesE+W

If the Secretary of State considers that any accommodation provided by him by virtue of this Act is suitable for use in connection with the provision of primary medical services, he may make the accommodation available on such terms as he considers appropriate to persons providing those services.

[F658DirectionsE+W

Textual Amendments

F658S. 98A and cross-heading inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 49(1), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

98AExercise of functionsE+W

(1)The Secretary of State may direct [F13NHS England] to exercise any of the Secretary of State's functions relating to the provision of primary medical services.

(2)Subsection (1) does not apply to any function of the Secretary of State of making an order or regulations.

(3)The Secretary of State may give directions to [F13NHS England] about its exercise of any functions relating to the provision of primary medical services (including functions which [F13NHS England] has been directed to exercise under subsection (1)).

(4)[F13NHS England] may direct a clinical commissioning group to exercise any of [F13NHS England’s] functions relating to the provision of primary medical services.

(5)[F13NHS England] may give directions to a clinical commissioning group about the exercise by it of any functions relating to the provision of primary medical services (including functions which the group has been directed to exercise under subsection (4)).

(6)Subsection (4) does not apply to such functions, or functions of such descriptions, as may be prescribed.

(7)Where [F13NHS England] gives a direction under subsection (4) or (5), it may disclose to the clinical commissioning group information it has about the provision of the primary medical services in question, if [F13NHS England] considers it necessary or appropriate to do so in order to enable or assist the group to exercise the function specified in the direction.

(8)A clinical commissioning group exercising a function specified in a direction under subsection (4) or (5) must report to [F13NHS England] on matters arising out of the group's exercise of the function.

(9)A report under subsection (8) must be made in such form and manner as [F13NHS England] may specify.

(10)[F13NHS England] may, in exercising its functions relating to the provision of the primary medical services in question, have regard to a report under subsection (8).]

Textual Amendments

Modifications etc. (not altering text)

Part 5E+WDental services

[F659Duty of [F13NHS England] in relation to primary dental services]E+W

Textual Amendments

99Primary dental servicesE+W

[F660(1)[F13NHS England] must, to the extent that it considers necessary to meet all reasonable requirements, exercise its powers so as to secure the provision of primary dental services throughout England.

(1A)Arrangements made for the purposes of subsection (1) may include arrangements for the performance of a service outside England.]

F661(2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3)[F13NHS England] must publish information about such matters as may be prescribed in relation to the primary dental services [F662for which provision is made] under this Act.

F663(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(5)Regulations may provide that services of a prescribed description must, or must not, be regarded as primary dental services for the purposes of this Act.

(6)Regulations under subsection (5) may in particular describe services by reference to the manner or circumstances in which they are provided.

Textual Amendments

General dental services contractsE+W

100General dental services contracts: introductoryE+W

(1)[F13NHS England] may enter into a contract under which primary dental services are provided in accordance with the following provisions of this Part.

(2)A contract under this section is called in this Act a “general dental services contract”.

(3)A general dental services contract may make such provision as may be agreed between [F13NHS England] and the contractor in relation to—

(a)the services to be provided under the contract (which may include services which are not primary dental services [F664or services which are to be performed outside England]),

(b)remuneration under the contract, and

(c)any other matters.

(4)In this Part, “contractor”, in relation to a general dental services contract, means any person entering into the contract with [F13NHS England].

Textual Amendments

101Requirement to provide certain primary dental servicesE+W

(1)A general dental services contract must require the contractor or contractors to provide, for his or their patients, primary dental services of such descriptions as may be prescribed.

(2)Regulations under subsection (1) may in particular describe services by reference to the manner or circumstances in which they are provided.

102Persons eligible to enter into GDS contractsE+W

(1)[F13NHS England] may, subject to such conditions as may be prescribed, enter into a general dental services contract with—

(a)a dental practitioner,

(b)a dental corporation,

(c)two or more [F665persons] practising in partnership where the conditions in subsection (2) are satisfied [F666,

(d)a limited liability partnership where the conditions in subsection (2A) are satisfied.]

(2)The conditions referred to in subsection (1)(c) are that—

(a)at least one partner is a dental practitioner, and

[F667(b)subsection (3A) or (3B) applies.]

[F668(2A)The conditions referred to in subsection (1)(d) are that—

(a)at least one member is a dental practitioner, and

(b)subsection (3A) or (3B) applies.]

(3)Regulations may make provision as to the effect, in relation to a general dental services contract entered into by individuals practising in partnership, of a change in the membership of the partnership.

[F669(3A)This subsection applies if a partner or member who is a dental practitioner, or who falls within subsection (3C), has the power to secure that the partnership's affairs are conducted in accordance with that partner's or member's wishes.

(3B)This subsection applies if, in any combination of partners or members who, acting together, have the power (or who, if they were to act together, would have the power) to secure that the partnership's affairs are conducted in accordance with their wishes, at least one of them is a dental practitioner or a person who falls within subsection (3C).]

[F670(3C)A person falls within this subsection if the person is—

(a)an NHS employee,

(b)a section 92 employee, section 107 employee, section 50 employee, section 64 employee, section 17C employee or Article 15B employee,

(c)a health care professional who is engaged in the provision of services under this Act or the National Health Service (Wales) Act 2006, or

(d)an individual falling within section 108(1)(d).]

(4)In this section—

  • “dental corporation” means a body corporate which is carrying on the business of dentistry in accordance with the Dentists Act 1984 (c. 24)

  • “health care professional”, “NHS employee”, “section 92 employee”, “section 107 employee”, “section 50 employee”, “section 64 employee”, “section 17C employee” and “Article 15B employee” have the meaning given by section 108.

Textual Amendments

F665Word in s. 102(1)(c) substituted (1.4.2013) by Health and Social Care Act 2012 (c. 7), ss. 203(2), 306(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

103GDS contracts: paymentsE+W

(1)The Secretary of State may give directions as to payments to be made under general dental services contracts.

(2)A general dental services contract must require payments to be made under the contract in accordance with directions under this section.

(3)A direction under subsection (1) may in particular—

(a)provide for payments to be made by reference to compliance with standards or the achievement of levels of performance,

(b)provide for payments to be made by reference to—

(i)any scheme or scale specified in the direction, or

(ii)a determination made by any person in accordance with factors specified in the direction,

(c)provide for the making of payments in respect of individual practitioners,

(d)provide that the whole or any part of a payment is subject to conditions (and may provide that payments are payable by [F13NHS England] only if it is satisfied as to certain conditions),

(e)make provision having effect from a date before the date of the direction, provided that, having regard to the direction as a whole, the provision is not detrimental to the persons to whose remuneration it relates.

(4)Before giving a direction under subsection (1), the Secretary of State—

(a)must consult any body appearing to him to be representative of persons to whose remuneration the direction would relate, and

(b)may consult such other persons as he considers appropriate.

(5)“Payments” includes fees, allowances, reimbursements, loans and repayments.

Textual Amendments

104GDS contracts: other required termsE+W

(1)A general dental services contract must contain such provision as may be prescribed (in addition to the provision required by the preceding provisions of this Part).

(2)Regulations under subsection (1) may in particular make provision as to—

(a)the manner in which, and standards to which, services must be provided,

(b)the persons who perform services,

(c)the persons to whom services will be provided,

(d)the variation of contract terms (other than terms required by or under this Part),

(e)rights of entry and inspection (including inspection of clinical records and other documents),

(f)the circumstances in which, and the manner in which, the contract may be terminated,

(g)enforcement,

(h)the adjudication of disputes.

(3)Regulations under subsection (2)(d) may make provision as to the circumstances in which [F13NHS England] may impose a variation of contract terms.

(4)Regulations under subsection (1) must make provision as to the right of patients to choose the persons from whom they receive services.

Textual Amendments

105GDS contracts: disputes and enforcementE+W

(1)Regulations may make provision for the resolution of disputes as to the terms of a proposed general dental services contract.

(2)Regulations under subsection (1) may make provision—

(a)for the referral of the terms of the proposed contract to the Secretary of State, and

(b)for the Secretary of State, or a person appointed by him, to determine the terms on which the contract may be entered into.

(3)Regulations may make provision for a person or persons entering into a general dental services contract to be regarded as a health service body for any purposes of section 9, in circumstances where he or they so elect.

(4)Regulations under subsection (3) may include provision as to the application of section 9 in cases where—

(a)persons practising in partnership elect to become a health service body, and

(b)there is a change in the membership of the partnership.

(5)Where—

(a)by virtue of regulations under subsection (3), section 9(11) applies in relation to a general dental services contract, and

(b)a direction as to payments is made under that provision in relation to the contract,

the direction is enforceable in [F671the county court] (if the court so orders) as if it were a judgment or order of that court.

Textual Amendments

F671Words in s. 105(5) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Performance of primary dental servicesE+W

106Persons performing primary dental servicesE+W

(1)Regulations may provide that a health care professional of a prescribed description may not perform any primary dental service for which [F13NHS England] is responsible unless he is included in a list maintained under the regulations by [F13NHS England].

(2)For the purposes of this section—

(a)“health care professional” means a person who is a member of a profession regulated by a body mentioned in section 25(3) of the National Health Service Reform and Health Care Professions Act 2002 (c. 17),

[F672(b)[F13NHS England] is responsible for a dental service if it secures its provision by or under any enactment.]

(3)Regulations under this section may make provision in relation to lists under this section and in particular as to—

(a)the preparation, maintenance and publication of a list,

(b)eligibility for inclusion in a list,

(c)applications for inclusion (including provision F673... for the procedure for applications and the documents to be supplied on application),

(d)the grounds on which an application for inclusion may or must be granted or refused,

(e)requirements with which a person included in a list must comply (including the declaration of financial interests and gifts and other benefits),

(f)suspension or removal from a list (including provision for the grounds for, and consequences of, suspension or removal),

(g)circumstances in which a person included in a list may not withdraw from it,

(h)payments to be made in respect of a person suspended from a list (including provision for the amount of the payment, or the method of calculating the payment, to be determined by the Secretary of State or a person appointed by him),

(i)the criteria to be applied in making decisions under the regulations,

(j)appeals against decisions made by [F13NHS England] under the regulations, and

(k)disclosure of information about applicants for inclusion, grants or refusals of applications or suspensions or removals,

and may make any provision corresponding to anything in sections 151 to 159.

(4)Regulations under this section may, in particular, also provide for—

(a)a person's inclusion in a list to be subject to conditions determined by [F13NHS England],

(b)[F13NHS England] to vary the conditions or impose different ones,

(c)the consequences of failing to comply with a condition (including removal from a list),

(d)the review by [F13NHS England] of decisions made by it by virtue of the regulations.

(5)The imposition of such conditions must be with a view to—

(a)preventing any prejudice to the efficiency of the services to which a list relates, or

(b)preventing fraud.

(6)Regulations making provision as to the matters referred to in subsection (3)(k) may in particular authorise the disclosure of information—

(a)by [F13NHS England] to the Secretary of State, and

(b)by the Secretary of State to [F13NHS England] .

Textual Amendments

F673Words in s. 106(3)(c) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 47(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

Other arrangements for the provision of primary dental servicesE+W

107[F674Arrangements by [F13NHS England] for the provision of primary dental services]E+W

[F675(1)[F13NHS England] may make agreements, other than general dental services contracts, under which primary dental services are provided.]

(2)An agreement must be in accordance with regulations under section 109.

(3)An agreement may not combine arrangements for the provision of primary dental services with arrangements for the provision of primary medical services.

(4)An agreement may not combine arrangements for the provision of primary dental services with arrangements for the provision of local pharmaceutical services.

(5)But an agreement may include arrangements for the provision of services which are not primary dental services but which may be provided under this Act, other than under Chapter 1 or 2 of Part 7 (pharmaceutical services and local pharmaceutical services under pilot schemes).

(6)This Act has effect, in relation to primary dental services provided under an agreement, as if those services were provided as a result of the delegation by the Secretary of State of his functions (by directions given under section 7).

F676(7). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(8)In this Act, arrangements for the provision of services made under this section are called “section 107 arrangements”.

Textual Amendments

F674S. 107 title substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 48(4) (with Sch. 4 para. 48(5)); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F675S. 107(1) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 48(2) (with Sch. 4 para. 48(5)); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F676S. 107(7) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 48(3) (with Sch. 4 para. 48(5)); S.I. 2013/160, art. 2(2) (with arts. 7-9)

108Persons with whom agreements may be made under section 107E+W

(1)[F13NHS England] [F677, subject to such conditions as may be prescribed,] may make an agreement under section 107 only with one or more of the following—

(a)an NHS trust or an NHS foundation trust,

(b)a dental practitioner F678...,

(c)a health care professional F678...,

(d)an individual who is providing services—

(i)under a general medical services contract or a general dental services contract or a Welsh general medical services contract or a Welsh general dental services contract,

(ii)in accordance with section 107 arrangements, section 92 arrangements, section 50 arrangements, section 64 arrangements, section 17C arrangements or Article 15B arrangements, or

(iii)under section 17J or 25 of the 1978 Act or Article 57 or 61 of the Health and Personal Social Services (Northern Ireland) Order 1972 (S.I. 1972/1265 (N.I.14)),

or has so provided them within such period as may be prescribed,

(e)an NHS employee, a section 107 employee, a section 92 employee, a section 50 employee, a section 64 employee, a section 17C employee or an Article 15B employee,

[F679(f)a dental corporation,]

[F680(fa)a company limited by shares where the conditions in subsection (1A) are satisfied,

(fb)a limited liability partnership where subsection (1B) or (1C) applies,]

F681(g). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F682(1A)The conditions referred to in subsection (1)(fa) are that—

(a)every person who owns a share in the company owns it both legally and beneficially, and

(b)it is not possible for two or more members of the company who are not persons who fall within subsection (1)(a) to (e) to hold the majority of the voting rights conferred by shares in the company on any matter on which members have such rights.]

[F683(1B)This subsection applies if a member of the partnership who falls within subsection (1)(a) to (e) has the power to secure that the partnership's affairs are conducted in accordance with that member's wishes.

(1C)This subsection applies if, in any combination of members of the partnership who, acting together, have the power (or who, if they were to act together, would have the power) to secure that the partnership's affairs are conducted in accordance with their wishes, at least one of them falls within subsection (1)(a) to (e).]

F684(2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3)In this section—

  • “the 1978 Act” means the National Health Service (Scotland) Act 1978 (c. 29),

  • “Article 15B arrangements” means arrangements for the provision of services made under Article 15B of the Health and Personal Social Services (Northern Ireland) Order 1972,

  • “Article 15B employee” means an individual who, in connection with the provision of services in accordance with Article 15B arrangements, is employed by a person providing or performing those services,

  • [F685“dental corporation” means a body corporate which is carrying on the business of dentistry in accordance with the Dentists Act 1984,]

  • “health care professional” means a person who is a member of a profession regulated by a body mentioned (at the time the agreement in question is made) in section 25(3) of the National Health Service Reform and Health Care Professions Act 2002 (c. 17),

  • “NHS employee” means an individual who, in connection with the provision of services in the health service, the Scottish health service or the Northern Ireland health service, is employed by—

    (a)

    an NHS trust, an NHS foundation trust or (in Northern Ireland) a Health and Social Services Trust,

    (b)

    a F686... Local Health Board,

    (c)

    a person who is providing services under a general medical services contract or a general dental services contract or a Welsh general medical services contract or a Welsh general dental services contract,

    (d)

    an individual who is providing services as specified in subsection (1)(d)(iii),

  • “the Northern Ireland health service” means the health service within the meaning of the Health and Personal Social Services (Northern Ireland) Order 1972,

  • F687...

  • “the Scottish health service” means the health service within the meaning of the National Health Service (Scotland) Act 1978,

  • “section 17C arrangements” means arrangements for the provision of services made under section 17C of the 1978 Act,

  • “section 17C employee” means an individual who, in connection with the provision of services in accordance with section 17C arrangements, is employed by a person providing or performing those services,

  • “section 50 arrangements” means arrangements for the provision of services made under section 50 of the National Health Service (Wales) Act 2006 (c. 42),

  • “section 64 arrangements” means arrangements for the provision of services made under section 64 of that Act,

  • “section 107 employee” means an individual who, in connection with the provision of services in accordance with section 107 arrangements, is employed by a person providing or performing those services,

  • “section 92 employee” means an individual who, in connection with the provision of services in accordance with section 92 arrangements, is employed by a person providing or performing those services,

  • “section 50 employee” means an individual who, in connection with the provision of services in accordance with section 50 arrangements, is employed by a person providing or performing those services,

  • “section 64 employee” means an individual who, in connection with the provision of services in accordance with section 64 arrangements, is employed by a person providing or performing those services,

  • “Welsh general medical services contract” means a contract under section 42(2) of the National Health Service (Wales) Act 2006, and

  • “Welsh general dental services contract” means a contract under section 57(2) of that Act.

Textual Amendments

F677Words in s. 108(1) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 204(2)(a), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F678Words in s. 108(1)(b)(c) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), ss. 204(2)(b), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F679S. 108(1)(f) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 204(2)(c), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F680S. 108(1)(fa)(fb) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 204(2)(d), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F682S. 108(1A) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 204(3), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F683S. 108(1B)(1C) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 204(4), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F684S. 108(2) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), ss. 204(5), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F685Words in s. 108(3) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 204(6)(a), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F686Words in s. 108(3) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 49(3); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F687Words in s. 108(3) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), ss. 204(6)(b), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

109Regulations about section 107 arrangementsE+W

(1)The Secretary of State may make regulations about the provision of services in accordance with section 107 arrangements.

(2)The regulations must include provision for participants other than [F13NHS England] to withdraw from section 107 arrangements if they wish to do so.

(3)The regulations may, in particular—

(a)provide that section 107 arrangements may be made only in prescribed circumstances,

(b)provide that section 107 arrangements may be made only in prescribed areas,

(c)provide that only prescribed services, or prescribed categories of service, may be provided in accordance with section 107 arrangements,

[F688(ca)make provision with respect to the performance outside England of services to be provided in accordance with section 107 arrangements,]

(d)impose conditions (including conditions as to qualifications and experience) to be satisfied by persons performing services in accordance with section 107 arrangements,

(e)require details of section 107 arrangements to be published,

(f)make provision with respect to the variation and termination of section 107 arrangements,

(g)provide for parties to section 107 arrangements to be treated, in such circumstances and to such extent as may be prescribed, as health service bodies for the purposes of section 9,

(h)provide for directions, as to payments, made under section 9(11) (as it has effect as a result of regulations made by virtue of paragraph (g)) to be enforceable in [F689the county court] (if the court so orders) as if they were judgments or orders of that court.

(4)The regulations may also require payments to be made under the arrangements in accordance with directions given for the purpose by the Secretary of State.

(5)A direction may make provision having effect from a date before the date of the direction, provided that, having regard to the direction as a whole, the provision is not detrimental to the persons to whose remuneration it relates.

(6)The regulations may also include provision requiring [F13NHS England], in prescribed circumstances and subject to prescribed conditions, to enter into a general dental services contract on prescribed terms with any person who is providing services under section 107 arrangements and who so requests.

(7)The regulations may also include provision for the resolution of disputes as to the terms of any proposed section 107 arrangements, and in particular may make provision—

(a)for the referral of the terms of the proposed arrangements to the Secretary of State, and

(b)for the Secretary of State or a person appointed by him to determine the terms on which the arrangements may be entered into.

(8)The regulations must provide for the circumstances in which a person providing primary dental services under section 107 arrangements—

(a)must or may accept a person as a patient to whom such services are so provided,

(b)may decline to accept a person as such a patient,

(c)may terminate his responsibility for a patient.

(9)The regulations must make provision as to the right of patients to choose the persons from whom they receive services under section 107 arrangements.

Textual Amendments

F689Words in s. 109(3)(h) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

F690110Transfer of liabilities relating to section 107 arrangementsE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Dental public healthE+W

111Dental public healthE+W

(1)[F691A local authority] has such functions in relation to dental public health in England as may be prescribed.

(2)The functions of a [F692local authority] under this section may be discharged—

(a)by the [F692local authority] itself,

(b)by the [F692local authority] and one or more [F693other local authorities] acting jointly, or

(c)by any other person or body in accordance with arrangements made by the [F692local authority].

[F694(3)In this section, “local authority” has the same meaning as in section 2B.]

Textual Amendments

Assistance and supportE+W

112Assistance and support: primary dental servicesE+W

(1)[F13NHS England] may provide assistance or support to any person providing or proposing to provide—

(a)primary dental services under a general dental services contract, or

(b)primary dental services in accordance with section 107 arrangements.

(2)Assistance or support provided by [F13NHS England] under subsection (1) is provided on such terms, including terms as to payment, as [F13NHS England] considers appropriate.

(3)“Assistance” includes financial assistance.

Textual Amendments

Local Dental CommitteesE+W

113Local Dental CommitteesE+W

(1)[F695[F13NHS England] may recognise a committee formed for an area], which it is satisfied is representative of—

(a)the persons to whom subsection (2) applies, and

(b)the persons to whom subsection (3) applies.

(2)This subsection applies to each dental practitioner who, under a general dental services contract entered into by him, is providing primary dental services in the area for which the committee is formed.

(3)This subsection applies to each other dental practitioner—

(a)who is performing primary dental services in the area for which the committee is formed—

(i)pursuant to section 99(2),

(ii)in accordance with section 107 arrangements, or

(iii)under a general dental services contract, and

(b)who has notified [F13NHS England] that he wishes to be represented by the committee (and has not notified it that he wishes to cease to be so represented).

(4)A committee recognised under this section is called the Local Dental Committee for the area for which it is formed.

(5)Any such committee may delegate any of its functions, with or without restrictions or conditions, to sub-committees composed of members of that committee.

(6)Regulations may require [F13NHS England], in the exercise of its functions relating to primary dental services, to consult any committee recognised by it under this section on such occasions and to such extent as may be prescribed.

F696(7). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(8)A committee recognised under this section has such other functions as may be prescribed.

(9)A committee recognised under this section must in respect of each year determine—

(a)the amount of its administrative expenses for that year attributable to persons of whom it is representative under subsection (1)(a), and

(b)the amount of its administrative expenses for that year attributable to persons of whom it is representative under subsection (1)(b).

(10)[F13NHS England] may—

(a)on the request of a committee recognised by it, allot to that committee such sums for defraying the expenses referred to in subsection (9)(a) as [F13NHS England] may determine, and

(b)deduct the amount of such sums from the remuneration of persons of whom it is representative under subsection (1)(a) under the general dental services contracts entered into by them with [F13NHS England].

(11)A committee recognised under this section must apportion the amount determined by it under subsection (9)(b) among the persons of whom it is representative under subsection (1)(b); and each such person must pay in accordance with the committee's directions the amount so apportioned to him.

(12)The administrative expenses of a committee include the travelling and subsistence allowances payable to its members.

Textual Amendments

Provision of accommodation by the Secretary of StateE+W

114Use of accommodation: provision of primary dental servicesE+W

If the Secretary of State considers that any accommodation provided by him by virtue of this Act is suitable for use in connection with the provision of primary dental services, he may make the accommodation available on such terms as he considers appropriate to persons providing those services.

[F697DirectionsE+W

Textual Amendments

F697S. 114A and cross-heading inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 49(2), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

114AExercise of functionsE+W

(1)The Secretary of State may direct [F13NHS England] to exercise any of the Secretary of State's functions relating to the provision of primary dental services.

(2)Subsection (1) does not apply to any function of the Secretary of State of making an order or regulations.

(3)The Secretary of State may give directions to [F13NHS England] about its exercise of any functions relating to the provision of primary dental services (including functions which [F13NHS England] has been directed to exercise under subsection (1)).]

Textual Amendments

Part 6E+WOphthalmic services

[F698Duty of [F13NHS England] in relation to primary ophthalmic services]E+W

Textual Amendments

115Primary ophthalmic servicesE+W

(1)[F699[F13NHS England] must exercise its powers so as to secure the provision throughout England] of the following primary ophthalmic services—

(a)the sight-testing service mentioned in subsection (2),

(b)such other primary ophthalmic services as may be prescribed, and

(c)to the extent that it considers necessary to meet all reasonable requirements, any further primary ophthalmic services.

[F700(1A)Arrangements made for the purposes of subsection (1) may include arrangements for the performance of a service outside England.]

(2)The sight-testing service mentioned in subsection (1)(a) is a service for testing the sight of all of the following persons (except any such testing which takes place in prescribed circumstances)—

(a)those aged under 16,

(b)those aged 16, 17 or 18 who are receiving qualifying full-time education,

(c)those whose resources must be treated in accordance with regulations as being less than or equal to their requirements,

(d)those aged 60 or over,

(e)those of such other description as may be prescribed.

(3)Regulations may—

(a)prescribe what “qualifying full-time education” is for the purposes of subsection (2)(b),

(b)make provision for the purposes of subsection (2)(c) about how a person's resources and requirements must be calculated.

[F701(4)[F13NHS England] may (in addition to any other power conferred on it) make such arrangements for the provision of primary ophthalmic services as it considers appropriate; and it may, in particular, make contractual arrangements with any person.

(4A)Arrangements made for the purposes of subsection (4) may include arrangements for the performance of a service outside England.]

(5)[F13NHS England] must publish information about such matters as may be prescribed in relation to the primary ophthalmic services provided under this Act.

F702(6). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(7)Regulations may provide that services of a prescribed description must, or must not, be regarded as primary ophthalmic services for the purposes of this Act (but these regulations may not affect the duty in subsection (1)(a)).

(8)Regulations under subsection (7) may in particular describe services by reference to the manner or circumstances in which they are provided.

(9)Regulations may provide that a person—

(a)whose sight is tested by a person who is a party to a general ophthalmic services contract, and

(b)who is shown during the testing or within a prescribed time after it to fall within any of paragraphs (a) to [F703(e)] of subsection (2),

must be taken for the purposes of the testing to have so fallen immediately before his sight was tested.

(10)In the case mentioned in subsection (9), the testing of his sight must (unless it took place in circumstances prescribed under subsection (2)) be treated as a testing under the sight-testing service mentioned in subsection (1)(a)—

(a)for the purposes of remuneration in respect of the testing, and

(b)for any such other purpose as may be prescribed.

Textual Amendments

116Regulations under section 115: supplementaryE+W

(1)Regulations under section 115 which refer to an Act of Parliament or an instrument made under an Act of Parliament may direct that the reference must be construed as a reference to that Act or instrument—

(a)as it has effect at the time when the regulations are made, or

(b)both as it has effect at that time and as amended subsequently.

(2)Descriptions of persons may be prescribed under section 115(2)(e) by reference to any criterion, including the following—

(a)their age,

(b)the fact that a prescribed person or a prescribed body accepts them as suffering from a prescribed medical condition,

(c)the fact that a prescribed person or a prescribed body accepts that a prescribed medical condition from which they suffer arose in prescribed circumstances,

(d)their receipt of benefit in money or kind under any enactment or their entitlement to receive any such benefit,

(e)the receipt of any such benefit by other persons satisfying prescribed conditions or the entitlement of other persons satisfying prescribed conditions to receive such benefits.

(3)Regulations under section 115(3)(b) may direct that a person's resources and requirements be calculated—

(a)by a method set out in the regulations,

(b)by a method described by reference to a method of calculating or estimating income or capital specified in an enactment other than this section or in an instrument made under an Act of Parliament or by reference to such a method but subject to prescribed modifications,

(c)by reference to an amount applicable for the purposes of a payment under an Act of Parliament or an instrument made under an Act of Parliament, or

(d)by reference to the person's being or having been entitled to payment under an Act of Parliament or an instrument made under an Act of Parliament.

General ophthalmic services contractsE+W

117General ophthalmic services contracts: introductoryE+W

(1)[F13NHS England] may enter into a contract under which primary ophthalmic services are provided in accordance with the following provisions of this Part.

(2)A contract under this section is called in this Act a “general ophthalmic services contract”.

(3)A general ophthalmic services contract may make such provision as may be agreed between [F13NHS England] and the contractor or contractors in relation to—

(a)the services to be provided under the contract,

(b)remuneration under the contract, and

(c)any other matters.

(4)The services to be provided under a general ophthalmic services contract may include—

(a)services which are not primary ophthalmic services,

[F704(b)services which are to be performed outside England.]

(5)In this Part, “contractor”, in relation to a general ophthalmic services contract, means any person entering into the contract with [F13NHS England].

Textual Amendments

118Persons eligible to enter into GOS contractsE+W

(1)[F13NHS England] may, subject to such conditions and exceptions as may be prescribed, enter into a general ophthalmic services contract with any person.

(2)But it may not enter into such a contract with a person who has been disqualified from doing so by an order of disqualification made by virtue of regulations under section 119.

Textual Amendments

119Exclusion of contractorsE+W

(1)The Secretary of State may make regulations conferring on [F13NHS England], or another prescribed person, a right to apply to the [F705First-tier Tribunal] in prescribed circumstances for an order that a person (“P”) be disqualified from entering into a general ophthalmic services contract.

(2)The regulations may in particular provide for—

(a)the review by the [F706First-tier Tribunal] of an order of disqualification made by virtue of regulations under this section,

(b)what will happen in relation to general ophthalmic services contracts to which P is a party when the order is made.

Textual Amendments

120GOS contracts: paymentsE+W

(1)The Secretary of State may give directions as to payments to be made under general ophthalmic services contracts.

(2)A general ophthalmic services contract must require payments to be made under the contract in accordance with directions under this section.

(3)A direction under subsection (1) may in particular—

(a)provide for payments to be made by reference to compliance with standards or the achievement of levels of performance,

(b)provide for payments to be made by reference to—

(i)any scheme or scale specified in the direction, or

(ii)a determination made by any person in accordance with factors specified in the direction,

(c)provide for the making of payments in respect of individual practitioners,

(d)provide that the whole or any part of a payment is subject to conditions (and may provide that payments are payable by [F13NHS England] only if it is satisfied as to certain conditions),

(e)make provision having effect from a date before the date of the direction, provided that, having regard to the direction as a whole, the provision is not detrimental to the persons to whose remuneration it relates.

(4)Before giving a direction under subsection (1), the Secretary of State—

(a)must consult any body appearing to him to be representative of persons to whose remuneration the direction would relate, and

(b)may consult such other persons as he considers appropriate.

(5)“Payments” includes fees, allowances, reimbursements, loans and repayments.

Textual Amendments

121GOS contracts: other required termsE+W

(1)A general ophthalmic services contract must contain such provision as may be prescribed (in addition to the provision required by the preceding provisions of this Part).

(2)Regulations under subsection (1) may in particular make provision as to—

(a)the manner in which, and standards to which, services must be provided,

(b)the persons who perform services,

(c)the persons to whom services will be provided,

(d)the variation of contract terms (other than terms required by or under this Part),

(e)rights of entry and inspection (including inspection of clinical records and other documents),

(f)the circumstances in which, and the manner in which, the contract may be terminated,

(g)enforcement,

(h)the adjudication of disputes.

(3)Regulations under subsection (2)(d) may—

(a)make provision as to the circumstances in which [F13NHS England] may impose a variation of contract terms,

(b)make provision as to the suspension or termination of any duty under the contract to provide services of a prescribed description.

(4)Regulations making provision of the kind described in subsection (3)(b) may prescribe services by reference to the manner or circumstances in which they are provided.

(5)Regulations under subsection (1) must make provision as to the right of persons to whom services are provided to choose the persons from whom they receive them.

Textual Amendments

122GOS contracts: disputes and enforcementE+W

(1)Regulations may make provision for the resolution of disputes as to the terms of a proposed general ophthalmic services contract.

(2)Regulations under subsection (1) may make provision—

(a)for the referral of the terms of the proposed contract to the Secretary of State, and

(b)for the Secretary of State, or a person appointed by him, to determine the terms on which the contract may be entered into.

(3)Regulations may make provision for a person or persons entering into a general ophthalmic services contract to be regarded, in circumstances where he or they so elect, as a health service body for the purposes of section 9, but only so far as concerns the general ophthalmic services contract (and not for any other purpose).

(4)Regulations under subsection (3) may include provision as to the application of section 9 in cases where—

(a)persons practising in partnership elect to become a health service body, and

(b)there is a change in the membership of the partnership.

(5)Where—

(a)by virtue of regulations under subsection (3), subsection section 9(11) applies in relation to a general ophthalmic services contract, and

(b)a direction as to payments is made under that provision in relation to the contract,

the direction is enforceable in [F707the county court] (if the court so orders) as if it were a judgment or order of that court.

Textual Amendments

F707Words in s. 122(5) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Performance of primary ophthalmic servicesE+W

123Persons performing primary ophthalmic servicesE+W

(1)Regulations may provide that a health care professional of a prescribed description may not perform any primary ophthalmic service for which [F13NHS England] is responsible unless he is included in a list maintained under the regulations by [F13NHS England].

(2)For the purposes of this section—

(a)“health care professional” means a person who is a member of a profession regulated by a body mentioned in section 25(3) of the National Health Service Reform and Health Care Professions Act 2002 (c. 17),

[F708(b)[F13NHS England] is responsible for an ophthalmic service if it secures its provision by or under any enactment.]

(3)Regulations under this section may make provision in relation to lists under this section and in particular as to—

(a)the preparation, maintenance and publication of a list,

(b)eligibility for inclusion in a list,

(c)applications for inclusion (including provision F709... for the procedure for applications and the documents to be supplied on application),

(d)the grounds on which an application for inclusion may or must be granted or refused,

(e)requirements with which a person included in a list must comply (including the declaration of financial interests and gifts and other benefits),

(f)suspension or removal from a list (including provision for the grounds for, and consequences of, suspension or removal),

(g)circumstances in which a person included in a list may not withdraw from it,

(h)payments to be made in respect of a person suspended from a list (including provision for the amount of the payment, or the method of calculating the payment, to be determined by the Secretary of State or a person appointed by him),

(i)the criteria to be applied in making decisions under the regulations,

(j)appeals against decisions made by [F13NHS England] under the regulations, and

(k)disclosure of information about applicants for inclusion, grants or refusals of applications or suspensions or removals,

and may make any provision corresponding to anything in sections 151 to 159.

(4)Regulations under this section may, in particular, also provide for—

(a)a person's inclusion in a list to be subject to conditions determined by [F13NHS England],

(b)[F13NHS England] to vary the conditions or impose different ones,

(c)the consequences of failing to comply with a condition (including removal from a list),

(d)the review by [F13NHS England] of decisions made by it by virtue of the regulations.

(5)The imposition of such conditions must be with a view to—

(a)preventing any prejudice to the efficiency of the services to which a list relates, or

(b)preventing fraud.

(6)Regulations under this section may, in particular, also prescribe the qualifications and experience which a medical practitioner who applies for inclusion in a list under this section must have, and may—

(a)provide for the practitioner to show to the satisfaction of a committee recognised by the Secretary of State for the purpose that he possesses such qualifications and experience,

(b)confer on a person who is dissatisfied with the determination of such a committee a right of appeal to a committee appointed by the Secretary of State, and

(c)provide for anything which appears to the Secretary of State to be appropriate in connection with that right of appeal.

(7)Regulations making provision as to the matters referred to in subsection (3)(k) may in particular authorise the disclosure of information—

(a)by [F13NHS England] to the Secretary of State, and

(b)by the Secretary of State to [F13NHS England].

Textual Amendments

Assistance and supportE+W

124Assistance and support: primary ophthalmic servicesE+W

(1)[F13NHS England] may provide assistance or support to any person providing or proposing to provide primary ophthalmic services under a general ophthalmic services contract [F710or primary ophthalmic services that fall within section 115(4)].

(2)Assistance or support provided by [F13NHS England] under subsection (1) is provided on such terms, including terms as to payment, as [F13NHS England] considers appropriate.

(3)“Assistance” includes financial assistance.

Textual Amendments

Local Optical CommitteesE+W

125Local Optical CommitteesE+W

(1)[F711[F13NHS England] may recognise a committee formed for an area], which it is satisfied is representative of—

(a)the persons to whom subsection (2) applies, and

(b)the persons to whom subsection (3) applies.

(2)This subsection applies to each person who, under a general ophthalmic services contract entered into by him, is providing primary ophthalmic services in the area for which the committee is formed.

(3)This subsection applies to each optometrist not falling within subsection (2)—

(a)who is performing primary ophthalmic services in the area for which the committee is formed F712... under a general ophthalmic services contract, and

(b)who has notified [F13NHS England] that he wishes to be represented by the committee (and has not notified it that he wishes to cease to be so represented).

(4)A committee recognised under this section is called the Local Optical Committee for the area for which it is formed.

(5)Any such committee may delegate any of its functions, with or without restrictions or conditions, to sub-committees composed of members of that committee.

(6)Any such committee may co-opt persons not falling within subsection (2) or (3) on such terms as it considers appropriate.

(7)Regulations may require [F13NHS England], in the exercise of its functions relating to primary ophthalmic services, to consult any committee recognised by it under this section on such occasions and to such extent as may be prescribed.

(8)A committee recognised under this section has such other functions as may be prescribed.

(9)A committee recognised under this section must in respect of each year determine the amount of its administrative expenses for that year.

(10)[F13NHS England] may—

(a)on the request of a committee recognised by it, allot to that committee such sums as [F13NHS England] may determine for defraying the committee's administrative expenses, and

(b)deduct the amount of such sums from the remuneration of persons of whom the committee is representative under subsection (1)(a) under the general ophthalmic services contracts entered into by those persons with [F13NHS England].

(11)The administrative expenses of a committee include the travelling and subsistence allowances payable to its members.

Textual Amendments

F712Words in s. 125(3)(a) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 62(3)(a); S.I. 2013/160, art. 2(2) (with arts. 7-9)

[F713DirectionsE+W

Textual Amendments

F713S. 125A and cross-heading inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 49(3), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

125AExercise of functionsE+W

(1)The Secretary of State may direct [F13NHS England] to exercise any of the Secretary of State's functions relating to the provision of primary ophthalmic services.

(2)Subsection (1) does not apply to any function of the Secretary of State of making an order or regulations.

(3)The Secretary of State may give directions to [F13NHS England] about its exercise of any functions relating to the provision of primary ophthalmic services (including functions which [F13NHS England] has been directed to exercise under subsection (1)).

(4)[F13NHS England] may direct a clinical commissioning group, a Special Health Authority or such other body as may be prescribed to exercise any of [F13NHS England’s] functions relating to the provision of primary ophthalmic services.

(5)[F13NHS England] may give directions to a clinical commissioning group, a Special Health Authority or such other body as may be prescribed about the exercise by the body of any functions relating to the provision of primary ophthalmic services (including functions which it has been directed to exercise under subsection (4)).

(6)Subsection (4) does not apply to such functions, or functions of such descriptions, as may be prescribed.

(7)Where [F13NHS England] gives a direction to a body under subsection (4) or (5), it may disclose to the body the information it has about the provision of the primary ophthalmic services in question, if [F13NHS England] considers it necessary or appropriate to do so in order to enable or assist the body to exercise the function specified in the direction.

(8)A body which is given a direction under subsection (4) or (5) must report to [F13NHS England] on matters arising out of the exercise of the function to which the direction relates.

(9)A report under subsection (8) must be made in such form and manner as [F13NHS England] may specify.

(10)[F13NHS England] may, in exercising its functions relating to the provision of the primary ophthalmic services in question, have regard to a report under subsection (8).]

Textual Amendments

Modifications etc. (not altering text)

Part 7E+WPharmaceutical services and local pharmaceutical services

Chapter 1E+WProvision of pharmaceutical services

126Arrangements for pharmaceutical servicesE+W

(1)[F13NHS England] must, in accordance with regulations, make the arrangements mentioned in subsection (3).

(2)The Secretary of State must make regulations for the purpose of subsection (1).

(3)The arrangements are arrangements [F714for the provision to persons who are in England] of—

(a)proper and sufficient drugs and medicines and listed appliances which are ordered for those persons by a medical practitioner in pursuance of his functions in the health service, the Scottish health service, the Northern Ireland health service or the armed forces of the Crown,

(b)proper and sufficient drugs and medicines and listed appliances which are ordered for those persons by a dental practitioner in pursuance of—

(i)his functions in the health service, the Scottish health service or the Northern Ireland health service (other than functions exercised in pursuance of the provision of services mentioned in paragraph (c)), or

(ii)his functions in the armed forces of the Crown,

(c)listed drugs and medicines and listed appliances which are ordered for those persons by a dental practitioner in pursuance of the provision of primary dental services or equivalent services in the Scottish health service or the Northern Ireland health service,

(d)such drugs and medicines and such listed appliances as may be determined by the Secretary of State for the purposes of this paragraph and which are ordered for those persons by a prescribed description of person in accordance with such conditions, if any, as may be prescribed, in pursuance of functions in the health service, the Scottish health service, the Northern Ireland health service or the armed forces of the Crown, and

(e)such other services as may be prescribed.

(4)The descriptions of persons which may be prescribed for the purposes of subsection (3)(d) are the following, or any sub-category of such a description—

(a)persons who are registered in the register maintained under article 5 of [F715the Health Professions Order 2001],

(b)persons who are registered pharmacists,

(c)persons who are registered in the dental care professionals register established under section 36B of the Dentists Act 1984 (c. 24),

(d)persons who are optometrists,

(e)persons who are registered osteopaths within the meaning of the Osteopaths Act 1993 (c. 21),

(f)persons who are registered chiropractors within the meaning of the Chiropractors Act 1994 (c. 17),

(g)persons who are registered nurses or registered midwives,

(h)persons not mentioned above who are registered in any register established, continued or maintained under an Order in Council under section 60(1) of the Health Act 1999 (c. 8),

(i)any other description of persons which appears to the Secretary of State to be a description of persons whose profession is regulated by or under a provision of, or made under, an Act of the Scottish Parliament or Northern Ireland legislation and which the Secretary of State considers it appropriate to specify.

[F716(4A)Subsection (4)(h) does not apply to persons in so far as they are registered as social care workers in England (within the meaning of section 60 of the Health Act 1999).]

(5)A determination under subsection (3)(d) may—

(a)make different provision for different cases,

(b)provide for the circumstances or cases in which a drug, medicine or appliance may be ordered,

(c)provide that persons falling within a description specified in the determination may exercise discretion in accordance with any provision made by the determination in ordering drugs, medicines and listed appliances.

(6)The arrangements which may be made by [F13NHS England] under subsection (1) include arrangements for the provision of a service by means such that the person receiving it does so otherwise than at the premises from which it is provided.

F717(7). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(8)The services provided under this section are, together with additional pharmaceutical services provided in accordance with a direction under section 127, referred to in this Act as “pharmaceutical services”.

(9)In this section—

  • “armed forces of the Crown” does not include forces of a Commonwealth country or forces raised in a colony,

  • “listed” means included in a list approved by the Secretary of State for the purposes of this section,

  • “the Scottish health service” means the health service within the meaning of the National Health Service (Scotland) Act 1978 (c. 29), and

  • “the Northern Ireland health service” means the health service within the meaning of the Health and Personal Social Services (Northern Ireland) Order 1972 (S.I. 1972/1265 (N.I.14)).

Textual Amendments

Modifications etc. (not altering text)

127Arrangements for additional pharmaceutical servicesE+W

(1)The Secretary of State may—

(a)give directions to [F13NHS England] requiring it to arrange for the provision to persons [F718in England] of additional pharmaceutical services, or

(b)by giving directions to [F13NHS England] authorise it to arrange for such provision if it wishes to do so.

(2)Directions under this section may require or authorise [F13NHS England] to arrange for the provision of a service by means such that the person receiving it does so otherwise than at the premises from which it is provided.F719...

(3)The Secretary of State must publish any directions under this section in the Drug Tariff or in such other manner as he considers appropriate.

(4)In this section—

  • “additional pharmaceutical services”, in relation to directions, means the services (of a kind that do not fall within section 126) which are specified in the directions, and

  • “Drug Tariff” means the Drug Tariff published under regulation 18 of the National Health Service (Pharmaceutical Services) Regulations 1992 (S.I. 1992/662) or under any corresponding provision replacing, or otherwise derived from, that regulation.

Textual Amendments

F719Words in s. 127(2) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 64(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

128Terms and conditions, etcE+W

(1)Directions under section 127 may require [F13NHS England], when making arrangements—

(a)to include, in the terms on which the arrangements are made, such terms as may be specified in the directions,

(b)to impose, on any person providing a service in accordance with the arrangements, such conditions as may be so specified.

(2)The arrangements must secure that any service to which they apply is provided only by a person—

(a)whose name is included in a pharmaceutical list, or

(b)who has entered into a pharmaceutical care services contract under section 17Q of the National Health Service (Scotland) Act 1978.

(3)Different arrangements may be made with respect to—

(a)the provision of the same service by the same person but in different circumstances, or

(b)the provision of the same service by different persons.

(4)[F13NHS England] must provide details of proposed arrangements (including the remuneration to be offered for the provision of services) to any person who asks for them.

(5)After making any arrangements, [F13NHS England] must publish, in such manner as the Secretary of State may direct, such details of the arrangements as he may direct.

(6)“Pharmaceutical list” includes, subject to any provision of the directions in question, a list published in accordance with regulations made under—

(a)section 83(2)(a) of the National Health Service (Wales) Act 2006 (c. 42), or

(b)Article 63(2A)(a) of the Health and Personal Social Services (Northern Ireland) Order 1972 (S.I. 1972/1265 (N.I.14)).

Textual Amendments

[F720128APharmaceutical needs assessmentsE+W

(1)Each [F721Health and Wellbeing Board] must in accordance with regulations—

(a)assess needs for pharmaceutical services in its area, and

(b)publish a statement of its first assessment and of any revised assessment.

(2)The regulations must make provision—

(a)as to information which must be contained in a statement;

(b)as to the extent to which an assessment must take account of likely future needs;

(c)specifying the date by which a [F722Health and Wellbeing Board] must publish the statement of its first assessment;

(d)as to the circumstances in which a [F722Health and Wellbeing Board] must make a new assessment.

(3)The regulations may in particular make provision—

(a)as to the pharmaceutical services to which an assessment must relate;

(b)requiring a [F723Health and Wellbeing Board] to consult specified persons about specified matters when making an assessment;

(c)as to the manner in which an assessment is to be made;

(d)as to matters to which a [F724Health and Wellbeing Board] must have regard when making an assessment.]

Textual Amendments

F720S. 128A inserted (18.3.2010 for specified purposes, 24.5.2010 in so far as not already in force) by Health Act 2009 (c. 21), ss. 25, 40(1); S.I. 2010/779, art. 2(1)(2)

129Regulations as to pharmaceutical servicesE+W

(1)Regulations must provide for securing that arrangements made by [F13NHS England] under section 126 will—

(a)enable persons for whom drugs, medicines or appliances mentioned in that section are ordered as there mentioned to receive them from persons with whom such arrangements have been made, and

(b)ensure the provision of services prescribed under subsection (3)(e) of that section by persons with whom such arrangements have been made.

(2)The regulations must include provision—

(a)for the preparation and publication by [F13NHS England] of one or more lists of persons, other than medical practitioners and dental practitioners, who undertake to provide pharmaceutical services from premises in [F725England],

(b)that an application to [F13NHS England] for inclusion in a pharmaceutical list must be made in the prescribed manner and must state—

(i)the services which the applicant will undertake to provide and, if they consist of or include the supply of appliances, which appliances he will undertake to supply, and

(ii)the premises from which he will undertake to provide those services,

(c)that, except in prescribed cases (which may, in particular, include cases of applications for the provision only of services falling within subsection (7))—

(i)an application for inclusion in a pharmaceutical list by a person not already included, and

(ii)an application by a person already included in a pharmaceutical list for inclusion also in respect of services or premises other than those already listed in relation to him,

[F726[F727may be granted only if] [F13NHS England] is satisfied as mentioned in subsection (2A), F728...] and

(d)for the removal of an entry in respect of premises from a pharmaceutical list if it has been determined in the prescribed manner that the person to whom the entry relates—

(i)has never provided from those premises, or

(ii)has ceased to provide from them,

the services, or any of the services, which he is listed as undertaking to provide from them.

[F729(2ZA)[F13NHS England] may not include the Secretary of State, or such other persons as the regulations may prescribe, in a list prepared for the purposes of provision under subsection (2)(a).]

[F730(2ZB)Regulations under subsection (2)(a) may, in particular, require a list of persons to be prepared by reference to the area in which the premises from which the services are provided are situated (and regulations imposing that requirement must prescribe the description of area by reference to which the list is to be prepared).]

[F731(2A)[F13NHS England] is satisfied as mentioned in this subsection if, having regard to [F732the needs statement for the relevant area] and to any matters prescribed by the Secretary of State in the regulations, it is satisfied that [F733to grant the application would—

(a)meet a need in that area for the services or some of the services specified in the application, or

(b)secure improvements, or better access, to pharmaceutical services in that area.]

[F734(2B)In subsection (2A), “relevant area”, in relation to a needs statement, is the area of the Health and Wellbeing Board which includes the premises from which the application states that the applicant will undertake to provide services.]

(2C)In relation to cases where [F13NHS England] is satisfied as mentioned in subsection [F735(2A)], the regulations may make provision as to—

(a)the manner in which [F13NHS England] is to determine whether to grant the application,

(b)matters which [F13NHS England] must or must not take into account for the purpose of determining whether to grant the application.]

(3)The regulations may prescribe the extent to which the provision of LP services (within the meaning given by paragraph 1 of Schedule 12) must be taken into account in determining whether to grant an application for inclusion in a pharmaceutical list.

[F736(3A)The regulations may prescribe circumstances in which two or more applications referred to in subsection (2)(c)(i) or (ii) may be considered together by [F13NHS England].]

(4)The regulations may [F737make provision for [F13NHS England] to take into account prescribed matters in] the case where—

F738(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b)[F739two or more applications referred to in subsection (2)(c)(i) or (ii)] are considered together by [F13NHS England], and

(c)[F13NHS England] would be satisfied as mentioned in [F740subsection (2A) F741...] in relation to each application taken on its own, but is not so satisfied in relation to all of them taken together.

[F742(4A)Regulations under subsection (4) may in particular make the provision mentioned in subsection (5), with or without modifications.]

(5)The provision mentioned in this subsection is provision for [F13NHS England], in determining which application (or applications) to grant, to take into account any proposals specified in the applications in relation to the sale or supply at the premises in question, otherwise than by way of pharmaceutical services or in accordance with a private prescription, of—

(a)drugs and medicines, and

(b)other products for, or advice in relation to, the prevention, diagnosis, monitoring or treatment of illness or handicap, or the promotion or protection of health.

(6)The regulations may include provision—

[F743(za)for the circumstances and manner in which [F13NHS England] may invite applications for inclusion in a pharmaceutical list,]

(a)that an application to [F13NHS England] may be granted in respect of some only of the services specified in it,

(b)that an application to [F13NHS England] relating to services of a prescribed description may be granted only if it appears to [F13NHS England] that the applicant has satisfied such conditions with regard to the provision of those services as may be prescribed,

(c)that an application to [F13NHS England] by a person who qualified to have his name registered [F744as a pharmacist in the Register maintained under article 19 of the Pharmacy Order 2010 by virtue of a qualification in pharmacy awarded in an EEA State other than the United Kingdom, or in Switzerland], may not be granted unless the applicant satisfies [F13NHS England] that he has the knowledge of English which, in the interest of himself and persons making use of the services to which the application relates, is necessary for the provision of pharmaceutical services F745...,

(d)that the inclusion of a person in a pharmaceutical list F746... [F747an application to [F13NHS England]] may be for a fixed period,

(e)that, where the premises from which an application states that the applicant will undertake to provide services are in an area of a prescribed description, the applicant may not be included in the pharmaceutical list unless his inclusion is approved by reference to prescribed criteria by [F13NHS England] in whose area those premises are situated,

(f)that [F13NHS England] may give its approval subject to conditions,

(g)as to other grounds on which [F748or circumstances in which] [F13NHS England] [F749—

(i)]may, or must, refuse to grant an application (including grounds corresponding to the conditions referred to in section 151(2), (3) or (4) as read with section 153)[F750,

(ii)may, or must, remove a person or an entry in respect of premises from a pharmaceutical list],

(h)as to information which must be supplied to [F13NHS England] by a person included, or seeking inclusion, in a pharmaceutical list (or by arrangement with him),

(i)for the supply to [F13NHS England] by an individual—

(i)who is included, or seeking inclusion, in a pharmaceutical list, or

(ii)who is a member of the body of persons controlling a body corporate included, or seeking inclusion, in a pharmaceutical list,

of a criminal conviction certificate under section 112 of the Police Act 1997 (c. 50), a criminal record certificate under [F751section 113A of that Act, an enhanced criminal record certificate under section 113B of that Act or up-date information within the meaning given by section 116A of that Act,]

(j)for grounds on which [F13NHS England] may defer a decision whether or not to grant an application,

(k)for the disclosure by [F13NHS England], to prescribed persons or persons of prescribed descriptions, of information of a prescribed description about applicants for inclusion in a pharmaceutical list, and refusals by [F13NHS England] to grant such applications,

(l)as to criteria to be applied in making decisions under the regulations (other than decisions required by virtue of paragraph (e)),

(m)as to the making of declarations about—

(i)financial interests,

(ii)gifts above a prescribed value, and

(iii)other benefits received.

(7)A service falls within this subsection if the means of providing it is such that the person receiving it does so otherwise than at the premises from which it is provided.

(8)The regulations may, in respect of services falling within subsection (7), include provision—

(a)requiring persons to be approved for the purposes of providing such services, or

(b)requiring [F13NHS England] to make the grant of an application subject to prescribed conditions.

(9)The approval mentioned in subsection (8)(a) is approval by the Secretary of State or such other person as may be specified in the regulations, in accordance with criteria to be specified in or determined under the regulations (whether by the Secretary of State or by another person so specified).

(10)Before making regulations by virtue of subsection (6)(m), the Secretary of State must consult such organisations as he considers appropriate appearing to him to represent persons providing pharmaceutical services.

[F752(10A)[F13NHS England] must give reasons for decisions made by virtue of this section.

(10B)In this section a “needs statement” means the statement required by section 128A(1)(b) as most recently published by the relevant [F753Health and Wellbeing Board].]

(11)In this Act a “pharmaceutical list” means a list published in accordance with regulations made under subsection (2)(a).

Textual Amendments

F725Words in s. 129(2)(a) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 66(3)(a)(ii); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F726Words in s. 129(2)(c) substituted (1.9.2012) by Health Act 2009 (c. 21), ss. 26(2), 40(1); S.I. 2012/1902, art. 2(a)

F727Words in s. 129(2)(c) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 207(2)(a), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F728Words in s. 129(2)(c) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), ss. 207(2)(b), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F729S. 129(2ZA) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 207(3), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F730S. 129(2ZB) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 66(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F731S. 129(2A)-(2C) inserted (1.9.2012) by Health Act 2009 (c. 21), ss. 26(3), 40(1); S.I. 2012/1902, art. 2(a)

F732Words in s. 129(2A) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 207(4)(a), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F733Words in s. 129(2A) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 207(4)(b), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F734S. 129(2B) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 207(5), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F735Word in s. 129(2C) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 207(6), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F737Words in s. 129(4) substituted (1.9.2012) by Health Act 2009 (c. 21), ss. 26(5)(a), 40(1); S.I. 2012/1902, art. 2(a)

F739Words in s. 129(4)(b) substituted (1.9.2012) by Health Act 2009 (c. 21), ss. 26(5)(c), 40(1); S.I. 2012/1902, art. 2(a)

F740Words in s. 129(4)(c) substituted (1.9.2012) by Health Act 2009 (c. 21), ss. 26(5)(d), 40(1); S.I. 2012/1902, art. 2(a)

F741Words in s. 129(4)(c) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), ss. 207(7), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F743S. 129(6)(za) inserted (1.9.2012) by Health Act 2009 (c. 21), ss. 26(7), 40(1); S.I. 2012/1902, art. 2(a)

F745Words in s. 129(6)(c) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 66(8)(b); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F746Words in s. 129(6)(d) repealed (1.9.2012) by virtue of Health Act 2009 (c. 21), s. 40(1), Sch. 6; S.I. 2012/1902, art. 2(f)

F747Words in s. 129(6)(d) substituted (1.9.2012) by Health Act 2009 (c. 21), ss. 27, 40(1); S.I. 2012/1902, art. 2(b)

F748Words in s. 129(6)(g) inserted (27.3.2012 for specified purposes, 1.7.2012 for further purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 207(8)(a), 306(1)(d)(4); S.I. 2012/1319, art. 2(3); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F749Words in s. 129(6)(g) inserted (27.3.2012 for specified purposes, 1.7.2012 for further purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 207(8)(b), 306(1)(d)(4); S.I. 2012/1319, art. 2(3); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F750S. 129(6)(g)(ii) inserted (27.3.2012 for specified purposes, 1.7.2012 for further purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 207(8)(c), 306(1)(d)(4); S.I. 2012/1319, art. 2(3); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F751Words in s. 129(6)(i) substituted (17.6.2013) by Protection of Freedoms Act 2012 (c. 9), s. 120, Sch. 9 para. 121 (with s. 97); S.I. 2013/1180, art. 2(e)(v)

F752S. 129(10A)(10B) inserted (1.9.2012) by Health Act 2009 (c. 21), ss. 26(8), 40(1); S.I. 2012/1902, art. 2(a)

F753Words in s. 129(10B) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 207(9), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

Modifications etc. (not altering text)

130Regulations under section 129: appeals, etcE+W

(1)Regulations under section 129 must include provision conferring on such persons as may be prescribed rights of appeal from decisions made by virtue of that section.

(2)If regulations made by virtue of section 129(6)(g) provide that [F13NHS England] may refuse to grant an application [F754on grounds corresponding to the conditions referred to in section 151(2), (3) or (4) as read with section 153], they must also provide for an appeal F755... to the [F756First-tier Tribunal] against the decision of [F13NHS England].

(3)Regulations under section 129 must be so framed as to preclude—

(a)a person included in a pharmaceutical list, and

(b)an employee of such a person,

from taking part in the decision whether an application such as is mentioned in section 129(2)(c) should be granted or an appeal against such a decision brought by virtue of subsection (1) of this section should be allowed.

Textual Amendments

F754Words in s. 130(2) inserted (27.3.2012 for specified purposes, 1.7.2012 for further purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 207(10)(a), 306(1)(d)(4); S.I. 2012/1319, art. 2(3); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F755Words in s. 130(2) omitted (27.3.2012 for specified purposes, 1.7.2012 for further purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), ss. 207(10)(b), 306(1)(d)(4); S.I. 2012/1319, art. 2(3); S.I. 2013/160, art. 2(2) (with arts. 7-9)

131Power to chargeE+W

(1)The Secretary of State may give directions to [F13NHS England] requiring it to charge a fee in cases or descriptions of case specified in the directions to persons who make an application referred to in section 129(2)(c)(i) or (ii).

(2)The Secretary of State may in the directions—

(a)specify the fee himself, or

(b)require [F13NHS England] to determine the amount of the fee in accordance with any requirements set out in the directions.

(3)Before determining the amount of the fee-

(a)in a subsection (2)(a) case, the Secretary of State must consult such organisations as he considers appropriate that appear to him to represent persons providing pharmaceutical services, F757...

(b)in a subsection (2)(b) case, [F13NHS England] must undertake any consultation required by the directions.

(4)The Secretary of State must publish in such manner as he considers appropriate any directions he gives under this section.

(5)In a subsection (2)(b) case, [F13NHS England] must publish in such manner as it considers appropriate the fee which it determines.

Textual Amendments

132Persons authorised to provide pharmaceutical servicesE+W

(1)Except as may be provided for by or under regulations, no arrangements may be made by [F13NHS England] with a medical practitioner or dental practitioner under which he is required or agrees to provide pharmaceutical services to any person to whom he is rendering primary medical services or primary dental services.

(2)Except as may be provided for by or under regulations, no arrangements for the dispensing of medicines may be made under this Chapter with persons other than persons who—

(a)are registered pharmacists or persons lawfully conducting a retail pharmacy business in accordance with section 69 of the Medicines Act 1968 (c. 67), and

(b)undertake that all medicines supplied by them under the arrangements will be dispensed either by or under the supervision of a registered pharmacist.

(3)Regulations must provide for the preparation and publication by [F13NHS England] of one or more lists of medical practitioners who undertake to provide drugs, medicines or listed appliances (within the meaning given by section 126) under arrangements with [F13NHS England].

(4)The regulations may, in particular, include provision—

(a)as to grounds on which [F13NHS England] may, or must, refuse to grant an application for inclusion in a list of medical practitioners referred to in subsection (3) (including grounds corresponding to the conditions referred to in section 151(2), (3) or (4) as read with section 153(2)),

[F758(aa)requiring a list of medical practitioners referred to in subsection (3) to be prepared by reference to an area of a prescribed description,]

(b)as to information which must be supplied to [F13NHS England] by a medical practitioner included, or seeking inclusion, in such a list (or by arrangement with him),

(c)for the supply to [F13NHS England] by a medical practitioner who is included, or seeking inclusion, in such a list of a criminal conviction certificate under section 112 of the Police Act 1997 (c. 50), a criminal record certificate under [F759section 113A of that Act, an enhanced criminal record certificate under section 113B of that Act or up-date information within the meaning given by section 116A of that Act,]

(d)for grounds on which [F13NHS England] may defer a decision whether or not to grant an application for inclusion in such a list,

(e)for the disclosure by [F13NHS England] to prescribed persons or persons of prescribed descriptions, of information of a prescribed description about applicants for inclusion in such a list, and refusals by the Primary Care Trust to grant such applications,

(f)as to criteria to be applied in making decisions under the regulations.

(5)If regulations made by virtue of subsection (4)(a) provide that [F13NHS England] may refuse to grant an application for inclusion in such a list, they must also provide for an appeal (by way of redetermination) to the [F760First-tier Tribunal] against the decision of [F13NHS England].

(6)The regulations must include provision for the removal of an entry from a list in prescribed circumstances.

(7)No arrangements for the provision of—

(a)pharmaceutical services falling within section 126(3)(e), or

(b)additional pharmaceutical services provided in accordance with a direction under section 127,

may be made with persons other than those who are registered pharmacists or are of a prescribed description.

(8)Where—

(a)arrangements for the provision of pharmaceutical services have been made with a registered pharmacist, and

[F761(b)his registration is suspended by virtue of any direction or order under the Pharmacy Order 2010,]

he may not provide pharmaceutical services in person during the period of suspension.

F762(9). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Modifications etc. (not altering text)

133Inadequate provision of pharmaceutical servicesE+W

(1)Subsection (2) applies if the Secretary of State is satisfied, after such inquiry as he considers appropriate, that—

(a)as respects [F763any part of England], the persons whose names are included in any pharmaceutical list are not such as to secure the adequate provision of pharmaceutical services in that F764... part, or

(b)for any other reason any considerable number of persons in [F765any part of England] are not receiving satisfactory services under the arrangements in force under this Chapter.

(2)Where this subsection applies, the Secretary of State—

(a)may authorise [F13NHS England] to make such other arrangements as he may approve, or may himself make such other arrangements, and

(b)may dispense with any of the requirements of regulations made under this Part (other than Chapters 2 to 4) so far as appears to him necessary to meet exceptional circumstances and enable such arrangements to be made.

Textual Amendments

Chapter 2E+WLocal pharmaceutical services: pilot schemes

134Pilot schemesE+W

(1)[F13NHS England] may establish pilot schemes.

(2)In this [F766Part], a “pilot scheme” means one or more agreements—

(a)made by [F13NHS England] in accordance with this Chapter, [F767and]

(b)under which local pharmaceutical services will be provided F768..., F769...

(c)F769...

(3)A pilot scheme may include arrangements—

(a)for the provision of services which are not local pharmaceutical services, but which may be provided under this Act, other than under Chapter 1 of this Part, and whether or not of the kind usually provided by pharmacies,

(b)for the provision of training and education (including training and education for persons who are, or may become, involved in the provision of local pharmaceutical services).

(4)A pilot scheme may not combine arrangements for the provision of local pharmaceutical services with arrangements for the provision of primary medical services or primary dental services.

(5)In determining the arrangements it needs to make in order to comply with section 126, [F13NHS England] may take into account arrangements under a pilot scheme made by it.

(6)The functions of an NHS trust and an NHS foundation trust include power to provide any services to which a pilot scheme applies.

(7)In this Chapter—

  • “local pharmaceutical services” means such services of a kind which may be provided under section 126, or by virtue of section 127 (other than practitioner dispensing services) as may be prescribed for the purposes of this Chapter, and

  • “piloted services” means services provided under a pilot scheme (including any services to which the scheme applies as a result of subsection (3)).

(8)“Practitioner dispensing services” means the provision of drugs, medicines or listed appliances (within the meaning given by section 126) by a medical practitioner or dental practitioner to a patient of his pursuant to arrangements made by virtue of section 132(1).

Textual Amendments

F766Word in s. 134(2) substituted (19.1.2010) by Health Act 2009 (c. 21), s. 40(1), Sch. 1 para. 8; S.I. 2010/30, art. 2(b)

135Making pilot schemesE+W

Schedule 11 makes provision with respect to making pilot schemes, including provision with respect to the procedure to be followed.

136Designation of priority neighbourhoods or premisesE+W

(1)The Secretary of State may make regulations allowing [F13NHS England] to designate—

(a)[F770relevant areas],

(b)premises, or

(c)descriptions of premises,

for the purposes of this section.

(2)The regulations may, in particular, make provision—

(a)as to the circumstances in which, and the [F771relevant areas] or premises in relation to which, designations may be made or maintained,

(b)allowing [F13NHS England] to defer consideration of pharmaceutical list applications relating to [F771relevant areas], premises or descriptions of premises that have been designated,

(c)allowing a designation to be cancelled in prescribed circumstances,

(d)requiring a designation to be cancelled—

(i)if the Secretary of State gives a direction to that effect, or

(ii)in prescribed circumstances.

(3)“Pharmaceutical list applications” means applications for inclusion in a pharmaceutical list.

[F772(4)“Relevant area” has the same meaning as in section 129(2A).]

Textual Amendments

F770Words in s. 136(1)(a) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 207(11)(a), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F771Words in s. 136(2)(a)(b) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 207(11)(a), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F772S. 136(4) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 207(11)(b), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

137Reviews of pilot schemesE+W

(1)At least one review of the operation of each pilot scheme must be conducted by the Secretary of State.

(2)Each pilot scheme must be reviewed under this section before the end of the period of three years beginning with the date on which piloted services are first provided under the scheme.

(3)When conducting a review of a pilot scheme, the Secretary of State must give—

(a)[F13NHS England], and

(b)any person providing services under the scheme,

an opportunity to comment on any matter relevant to the review.

(4)Otherwise, the procedure on any review must be determined by the Secretary of State.

Textual Amendments

138Variation and termination of pilot schemesE+W

(1)The Secretary of State may give directions authorising [F13NHS England] to vary pilot schemes (otherwise than in response to directions given under subsection (2)) in such circumstances, and subject to such conditions, as may be specified in the directions.

(2)The Secretary of State may by directions require a pilot scheme to be varied by [F13NHS England] in accordance with the directions.

(3)If satisfied that a pilot scheme is (for any reason) unsatisfactory, the Secretary of State may give directions to [F13NHS England] requiring it to bring the scheme to an end in accordance with the terms of the directions.

Textual Amendments

139NHS contracts and the provision of piloted servicesE+W

(1)In the case of a pilot scheme entered into, or to be entered into, by a single individual or body corporate (other than an NHS foundation trust), that individual or body may make an application under this section to become a health service body.

(2)In the case of any other pilot scheme, all of those providing, or proposing to provide, piloted services under the scheme may together make an application under this section to become a single health service body.

(3)An application must—

(a)be made to the Secretary of State in accordance with such provisions as may be made by regulations, and

(b)specify the pilot scheme in relation to which it is made.

(4)Except in such cases as may be prescribed, the Secretary of State may grant an application.

(5)If an application is granted, the Secretary of State must specify a date in relation to that application and, as from that date—

(a)in the case of an application under subsection (1), the applicant is, and

(b)in the case of an application under subsection (2), the applicants together are,

a health service body for the purposes of section 9.

(6)That section has effect in relation to such a health service body (“a PHS body”), acting as commissioner, as if the functions referred to in section 9(1) were the provision of piloted services.

(7)Except in such circumstances as may be prescribed, a PHS body resulting from an application under subsection (2) must be treated, at any time, as consisting of those who are providing piloted services under the scheme.

(8)A direction as to payment made under section 9(11) against, or in favour of, a PHS body is enforceable in [F773the county court] (if the court so orders) as if it were a judgment or order of that court.

(9)Regulations may provide for a PHS body to cease to be a PHS body in prescribed circumstances.

(10)The Secretary of State must—

(a)maintain and publish a list of PHS bodies,

(b)publish a revised copy of the list as soon as is reasonably practicable after any change is made to it.

(11)The list must be published in such manner as the Secretary of State considers appropriate.

Textual Amendments

F773Words in s. 139(8) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

140Funding of preparatory workE+W

(1)Provision may be made by regulations for [F13NHS England] to make payments of financial assistance for preparatory work.

(2)“Preparatory work” means work which it is reasonable for a person to undertake—

(a)in connection with preparing proposals for a pilot scheme, or

(b)in preparing for the provision by him of any piloted services.

(3)The regulations may, in particular, include provision—

(a)prescribing the circumstances in which payments of financial assistance may be made,

(b)imposing a limit on the amount of any payment of financial assistance which [F13NHS England] may make in any prescribed period in respect of any one person or any one pilot scheme,

(c)imposing a limit on the aggregate amount which [F13NHS England] may pay by way of financial assistance in any one financial year,

(d)requiring a person to whom assistance is given under this section to comply with such conditions as may be imposed in accordance with prescribed requirements, and

(e)for repayment in the case of a failure to comply with any condition so imposed.

Textual Amendments

141Application of this ActE+W

This Act has effect in relation to piloted services—

(a)subject to any provision of, or made under, this Chapter, section 145 (application of enactments) or section 178 (charges for local pharmaceutical services), but

(b)otherwise as if those services were provided as a result of the delegation by the Secretary of State of his functions (by directions given under section 7).

142Premises from which piloted services may be providedE+W

The Secretary of State may by regulations—

(a)prevent (except in such circumstances and to such extent as may be prescribed) the provision of both piloted services and pharmaceutical services from the same premises,

(b)make provision with respect to the inclusion, removal, re-inclusion or modification of an entry in respect of premises in a pharmaceutical list.

143Control of entry regulationsE+W

The power to make regulations under section 129 includes power to prescribe the extent to which the provision of piloted services must be taken into account in determining whether to grant an application for inclusion in a pharmaceutical list.

Chapter 3E+WLocal pharmaceutical services: LPS schemes

144Local pharmaceutical services schemesE+W

Schedule 12 makes provision with respect to the provision of local pharmaceutical services in accordance with schemes made by [F774[F13NHS England] or the Secretary of State] F775... .

Textual Amendments

Chapter 4E+WLocal pharmaceutical services: miscellaneous

Application of enactmentsE+W

145Application of enactmentsE+W

(1)The Secretary of State may by regulations make, in relation to local pharmaceutical services arrangements or persons providing or assisting in the provision of services under such arrangements, provision corresponding (whether or not exactly) to enactments containing provision relating to—

(a)section 92 arrangements or section 107 arrangements, or

(b)persons who provide or perform services under section 92 or section 107.

(2)The regulations may, in particular, provide for the application of any such enactment with such modifications, if any, as the Secretary of State considers appropriate.

(3)The provision which may be made under this section includes provision amending, repealing or revoking enactments.

(4)“Local pharmaceutical services arrangements” means arrangements made under an LPS scheme or a pilot scheme.

Performance of local pharmaceutical servicesE+W

146Persons performing local pharmaceutical servicesE+W

[F776(1)Regulations may provide that a health care professional of a prescribed description may not perform any local pharmaceutical service for which a Primary Care Trust is responsible unless he is included in a list maintained under the regulations by a Primary Care Trust.

(2)For the purposes of this section—

(a)“health care professional” means a person who is a member of a profession regulated by a body mentioned in section 25(3) of the National Health Service Reform and Health Care Professions Act 2002 (c. 17),

(b)a Primary Care Trust is responsible for a local pharmaceutical service if it secures its provision by or under any enactment.

(3)Regulations under this section may make provision in relation to lists under this section and in particular as to—

(a)the preparation, maintenance and publication of a list,

(b)eligibility for inclusion in a list,

(c)applications for inclusion (including provision as to the Primary Care Trust to which an application must be made, and for the procedure for applications and the documents to be supplied on application),

(d)the grounds on which an application for inclusion may or must be granted or refused,

(e)requirements with which a person included in a list must comply (including the declaration of financial interests and gifts and other benefits),

(f)suspension or removal from a list (including provision for the grounds for, and consequences of, suspension or removal),

(g)circumstances in which a person included in a list may not withdraw from it,

(h)payments to be made in respect of a person suspended from a list (including provision for the amount of the payment, or the method of calculating the payment, to be determined by the Secretary of State or a person appointed by him),

(i)the criteria to be applied in making decisions under the regulations,

(j)appeals against decisions made by a Primary Care Trust under the regulations, and

(k)disclosure of information about applicants for inclusion, grants or refusals of applications or suspensions or removals,

and may make any provision corresponding to anything in sections 151 to 159.

(4)Regulations under this section may, in particular, also provide for—

(a)a person's inclusion in a list to be subject to conditions determined by a Primary Care Trust,

(b)a Primary Care Trust to vary the conditions or impose different ones,

(c)the consequences of failing to comply with a condition (including removal from a list),

(d)the review by a Primary Care Trust of decisions made by it by virtue of the regulations.

(5)The imposition of such conditions must be with a view to—

(a)preventing any prejudice to the efficiency of the services to which a list relates, or

(b)preventing fraud.

(6)Regulations making provision as to the matters referred to in subsection (3)(k) may in particular authorise the disclosure of information—

(a)by a Primary Care Trust to the Secretary of State, and

(b)by the Secretary of State to a Primary Care Trust.]

Textual Amendments

F776S. 146 omitted (27.3.2012 for specified purposes) by virtue of Health and Social Care Act 2012 (c. 7), ss. 208(1)(a), 306(1)(d)(4) (with s. 208(7))

Assistance and supportE+W

147Assistance and support: local pharmaceutical servicesE+W

(1)A Primary Care Trust may provide assistance or support to any person providing local pharmaceutical services.

(2)Assistance or support provided by a Primary Care Trust under subsection (1) is provided on such terms, including terms as to payment, as the Primary Care Trust considers appropriate.

(3)“Assistance” includes financial assistance.

[F777CHAPTER 4AE+WLists of performers of pharmaceutical services and assistants

Textual Amendments

F777Pt. 7 Ch. 4A inserted (27.3.2012 for specified purposes) by Health and Social Care Act 2012 (c. 7), ss. 208(2), 306(1)(d)(4)

147APerformers of pharmaceutical services and assistantsE+W

(1)Regulations may make provision for the preparation, maintenance and publication by [F13NHS England] of one or more lists of—

(a)persons approved by [F13NHS England] for the purpose of assisting in the provision of pharmaceutical services which [F13NHS England] arranges;

(b)persons approved by [F13NHS England] for the purpose of performing local pharmaceutical services.

(2)The regulations may, in particular, provide that—

(a)a person of a prescribed description may not assist in the provision of pharmaceutical services which [F13NHS England] arranges unless the person is included in a list prepared by virtue of subsection (1)(a),

(b)a person of a prescribed description may not perform local pharmaceutical services unless the person is included in a list prepared by virtue of subsection (1)(b).

(3)The regulations may, in particular, also include provision as to—

(a)the preparation, maintenance and publication of a list,

(b)eligibility for inclusion in a list,

(c)applications for inclusion (including provision for the procedure for applications and the documents to be supplied on application, whether by the applicant or by arrangement with the applicant),

(d)the grounds on which an application for inclusion may or must be granted or refused or on which a decision on such an application may be deferred,

(e)requirements with which a person included in a list must comply (including the declaration of financial interests and gifts and other benefits),

(f)the grounds on which [F13NHS England] may or must suspend or remove a person from a list, the procedure for doing so, and the consequences of doing so,

(g)circumstances in which a person included in a list may not withdraw from it,

(h)payments to or in respect of a person suspended from a list (including provision for the amount of the payment, or the method of calculating it, to be determined by the Secretary of State or a person appointed by the Secretary of State),

(i)the supply to [F13NHS England] by an applicant for inclusion in a list, or by a person included in a list, of a criminal conviction certificate under section 112 of the Police Act 1997, a criminal record certificate under [F778section 113A of that Act, an enhanced criminal record certificate under section 113B of that Act or up-date information within the meaning given by section 116A of that Act,]

(j)the criteria to be applied in making decisions under the regulations,

(k)appeals against decisions made by [F13NHS England] under the regulations, and

(l)disclosure of information about applicants for inclusion, grants or refusals of applications or suspensions or removals,

and may make any provision corresponding to anything in sections 151 to 159.

(4)Regulations under this section may, in particular, also provide that approval for the purposes of either paragraph (a) or paragraph (b) of subsection (1) is to be treated for the purposes of this section as approval for the purposes of the other paragraph (and for lists prepared by virtue of that subsection to be read accordingly).

(5)Regulations under this section may, in particular, also provide for—

(a)a person's inclusion in a list to be subject to conditions determined by [F13NHS England],

(b)[F13NHS England] to vary the conditions or impose different ones,

(c)the consequences of failing to comply with a condition (including suspension or removal from a list),

(d)the review by [F13NHS England] of decisions made by it by virtue of the regulations.

(6)The imposition of such conditions must be with a view to—

(a)preventing any prejudice to the efficiency of the services to which a list relates, or

(b)preventing any acts or omissions of the type described in section 151(3)(a).

(7)If the regulations provide under subsection (3)(f) or (5) that [F13NHS England] may suspend or remove a person (P) from a list, they must include provision—

(a)requiring P to be given notice of any allegation against P,

(b)giving P the opportunity of putting P's case at a hearing before [F13NHS England] makes any decision as to P's suspension or removal, and

(c)requiring P to be given notice of the decision of [F13NHS England], the reasons for it and any right of appeal under subsection (8) or (9).

(8)If the regulations provide under subsection (3)(d) or (f) that [F13NHS England] may refuse a person's application for inclusion in a list, or remove a person from one, the regulations must provide for an appeal to the First-tier Tribunal against the decision of [F13NHS England].

(9)If the regulations make provision under subsection (5), they must provide for an appeal by the person in question to the First-tier tribunal against the decision of [F13NHS England]—

(a)to impose conditions, or any particular condition,

(b)to vary a condition,

(c)to remove the person from the list for breach of condition,

(d)on any review of an earlier such decision of [F13NHS England].

(10)Regulations making provision as to the matters referred to in subsection (3)(l) may, in particular, authorise the disclosure of information—

(a)by [F13NHS England] to the Secretary of State, and

(b)by the Secretary of State to [F13NHS England].

Textual Amendments

147BFurther provision about regulations under section 147AE+W

(1)Regulations under section 147A may require a person (A) included in—

(a)a pharmaceutical list, or

(b)a list under section 132(3) (provision of drugs, medicines or listed appliances),

not to employ or engage a person (B) to assist A in the provision of the service to which the list relates unless B is included in a list mentioned in subsection (2).

(2)The lists are—

(a)a list referred to in subsection (1),

(b)a list under section 147A,

(c)a list under section 91, 106 or 123,

(d)a list corresponding to a list under section 91 prepared by [F13NHS England] by virtue of regulations made under section 145,

(e)a list corresponding to a list mentioned in any of paragraphs (a) to (d) prepared by a Local Health Board under or by virtue of the National Health Service (Wales) Act 2006,

or, in any of the cases in paragraphs (a) to (e), such a list of a prescribed description.

(3)If regulations do so require, they may, in particular, require that both A and B be included in lists prepared by [F13NHS England].]

Textual Amendments

Chapter 5E+W[F779Conditional inclusion in pharmaceutical lists, and supplementary lists][F779Conditional inclusion in pharmaceutical lists]

Textual Amendments

F779Pt. 7 Ch. 5 heading substituted (27.3.2012 for specified purposes) by Health and Social Care Act 2012 (c. 7), ss. 208(3), 306(1)(d)(4)

148Conditional inclusion in pharmaceutical listsE+W

(1)Regulations may provide—

(a)that if a person is included in a pharmaceutical list he is subject, while he remains included in the list, to conditions determined by [F13NHS England],

(b)for [F13NHS England] to vary that person's terms of service for the purpose of or in connection with the imposition of any such conditions,

(c)for [F13NHS England] to vary the conditions or impose different ones,

(d)for the consequences of failing to comply with a condition (including removal from the list), and

(e)for the review by [F13NHS England] of any decision made by virtue of the regulations.

(2)The imposition of conditions must be with a view to—

(a)preventing any prejudice to the efficiency of the services in question, or

(b)preventing any acts or omissions within section 151(3)(a).

(3)If regulations provide for a practitioner's removal from the list for breach of condition—

(a)the regulations may provide that he may not withdraw from the list while [F13NHS England] is investigating whether there are grounds for exercising their power to remove him, or after [F13NHS England] has decided to remove him but before it has given effect to that decision, and

(b)the regulations must include provision—

(i)requiring the practitioner to be given notice of any allegation against him,

(ii)giving him the opportunity of putting his case at a hearing before [F13NHS England] makes any decision as to his removal from the list, and

(iii)requiring him to be given notice of the decision of [F13NHS England] and the reasons for it and of his right of appeal under subsection (4).

(4)If regulations provide as mentioned in subsection (1), they must also provide for an appeal by the person in question to the [F780First-tier Tribunal] against the decision of [F13NHS England]—

(a)to impose conditions, or any particular condition,

(b)to vary a condition,

(c)to vary his terms of service,

(d)on any review of an earlier such decision of [F13NHS England],

(e)to remove him from the list for breach of condition,

and the appeal must be by way of redetermination of the decision of [F13NHS England].

(5)The regulations may provide for any such decision not to have effect until the determination by the [F781First-tier Tribunal] of any appeal against it, and must so provide in relation to a decision referred to in subsection (4)(e).

(6)Regulations under this section may provide for the disclosure by [F13NHS England], to prescribed persons or persons of prescribed descriptions, of information of a prescribed description—

(a)about persons whose inclusion in a pharmaceutical list is subject to conditions imposed under this section, and

(b)about the removal of such persons from a pharmaceutical list for breach of condition.

(7)In this Part, “terms of service” means the terms upon which, by virtue of regulations, a person undertakes to provide pharmaceutical services.

Textual Amendments

149Supplementary listsE+W

[F782(1)The Secretary of State may make regulations providing for the preparation and publication by each Primary Care Trust of one or more lists of persons approved by the Primary Care Trust for the purpose of assisting in the provision of pharmaceutical services.

(2)Such a list is referred to in this section, section 150 and section 159 as a “supplementary list”.

(3)The regulations may, in particular, include provision as to—

(a)the Primary Care Trust to which an application for inclusion in a supplementary list must be made,

(b)the procedure for applying for inclusion, including any information to be supplied to the Primary Care Trust (whether by the applicant or by arrangement with him),

(c)grounds on which the Primary Care Trust may, or must, refuse a person's application for inclusion in a supplementary list (including his unsuitability for inclusion in such a list), or on which it may defer its decision on the application,

(d)requirements with which a person included in a supplementary list must comply (including the declaration of financial interests and of gifts and other benefits),

(e)grounds on which a Primary Care Trust may, or must, suspend or remove a person from a supplementary list, the procedure for doing so, and the consequences of doing so,

(f)payments to or in respect of persons who are suspended from a supplementary list (including provision for the amount of the payments, or the method of calculating the amount, to be determined by the Secretary of State or by another person appointed for the purpose by the Secretary of State),

(g)the supply to the Primary Care Trust by an applicant for inclusion in a supplementary list, or by a person included in one, of a criminal conviction certificate under section 112 of the Police Act 1997 (c. 50), a criminal record certificate under section 113 of that Act or an enhanced criminal record certificate under section 115 of that Act,

(h)circumstances in which a person included in a supplementary list may not withdraw from it,

(i)criteria to be applied in making decisions under the regulations,

(j)appeals against decisions of Primary Care Trusts under the regulations,

(k)the disclosure by a Primary Care Trust, to prescribed persons or persons of prescribed descriptions, of information of a prescribed description about applicants for inclusion in a supplementary list, refusals of such applications, and suspensions and removals from that list.

(4)The regulations may, in particular, also provide for—

(a)a person's inclusion in a supplementary list to be subject to conditions determined by the Primary Care Trust,

(b)the Primary Care Trust to vary the conditions or impose different ones,

(c)the consequences of failing to comply with a condition (including removal from the list), and

(d)the review by the Primary Care Trust of its decisions made by virtue of regulations under this subsection.

(5)The imposition of such conditions must be with a view to—

(a)preventing any prejudice to the efficiency of the services to which the supplementary list relates, or

(b)preventing any acts or omissions of the type described in section 151(3)(a).

(6)Regulations made by virtue of subsection (3)(e) may (but need not) make provision corresponding to anything in sections 151 to 159.

(7)If the regulations provide under subsection (3)(e) or (4) that a Primary Care Trust may suspend or remove a person from a supplementary list, they must include provision—

(a)requiring him to be given notice of any allegation against him,

(b)giving him the opportunity of putting his case at a hearing before the Primary Care Trust makes any decision as to his suspension or removal, and

(c)requiring him to be given notice of the decision of the Primary Care Trust and the reasons for it and of any right of appeal under subsection (8) or (9).

(8)If the regulations provide under subsection (3)(c) or (e) that a Primary Care Trust may refuse a person's application for inclusion in a supplementary list, or remove a person from one, the regulations must provide for an appeal (by way of redetermination) to the [F783First-tier Tribunal] against the decision of the Primary Care Trust.

(9)If the regulations make provision under subsection (4), they must provide for an appeal (by way of redetermination) by the person in question to the [F784First-tier Tribunal] against the decision of the Primary Care Trust—

(a)to impose conditions, or any particular condition,

(b)to vary a condition,

(c)to remove him from the supplementary list for breach of condition,

(d)on any review of an earlier such decision of the Primary Care Trust.]

Textual Amendments

F782S. 149 omitted (27.3.2012 for specified purposes) by virtue of Health and Social Care Act 2012 (c. 7), ss. 208(1)(b), 306(1)(d)(4) (with s. 208(7))

150Further provision about regulations under section 149E+W

[F785(1)Regulations under section 149 may require a person (“A”) included in—

(a)a pharmaceutical list, or

(b)a list under section 132(3) (provision of drugs, medicines or listed appliances),

not to employ or engage a person (“B”) to assist him in the provision of the service to which the list relates unless B is included in a list mentioned in subsection (2).

(2)The lists are—

(a)a list referred to in subsection (1),

(b)a supplementary list,

(c)a list under section 91, 106 or 123,

(d)a list under section 146 or a list corresponding to a list under section 91 prepared by a Primary Care Trust by virtue of regulations made under section 145,

(e)a list corresponding to a list mentioned in any of paragraphs (a) to (d) prepared by a Local Health Board under or by virtue of the National Health Service (Wales) Act 2006 (c. 42),

or, in any of the cases in paragraphs (a) to (e), such a list of a prescribed description.

(3)If regulations do so require, they—

(a)need not require both A and B to be included in lists prepared by the same Primary Care Trust, but

(b)may, in particular, require that both A and B be included in lists prepared by Primary Care Trusts.]

Textual Amendments

F785S. 150 omitted (27.3.2012 for specified purposes) by virtue of Health and Social Care Act 2012 (c. 7), ss. 208(1)(c), 306(1)(d)(4)

[F786Chapter 5AE+WNotices and penalties

Textual Amendments

F786Pt. 7 Ch. 5A inserted (1.9.2012) by Health Act 2009 (c. 21), ss. 28, 40(1); S.I. 2012/1902, art. 2(c)

150ANotices and penaltiesE+W

(1)The Secretary of State may by regulations provide that where a practitioner who provides pharmaceutical services under arrangements with [F13NHS England] breaches a term of those arrangements, [F13NHS England] may—

(a)by a notice require the practitioner to do, or not do, specified things or things of a specified description within a specified period, or

(b)in prescribed circumstances or for a prescribed period, withhold all or part of a payment due to the practitioner under the arrangements.

(2)Regulations under this section must include provision conferring on such persons as may be prescribed rights of appeal from decisions of [F13NHS England] made by virtue of this section.

(3)In this section—

  • “practitioner” means a person included in a pharmaceutical list, and

  • “specified” means specified in a notice under paragraph (a) of subsection (1).]

Textual Amendments

Chapter 6E+WDisqualification

151Disqualification of practitionersE+W

(1)If it appears to [F13NHS England] that any of the conditions set out in subsections (2) to (4) is established in relation to a person included in a pharmaceutical list it may (or, in cases falling within subsection (5), must) decide to remove him from that list.

(2)The first condition is that the continued inclusion of the practitioner in the list would be prejudicial to the efficiency of the services which those included in the list undertake to provide (and such a case is referred to in this Chapter as an “efficiency case”).

(3)The second condition is that the practitioner—

(a)has (whether on his own or together with another) by an act or omission caused, or risked causing, detriment to any health scheme by securing or trying to secure for himself or another any financial or other benefit, and

(b)knew that he or the other was not entitled to the benefit,

(and such a case is referred to in this Chapter as a “fraud case”).

(4)The third condition is that the practitioner is unsuitable to be included in the list (and such a case is referred to in this Chapter as an “unsuitability case”).

(5)In unsuitability cases, [F13NHS England] must remove the practitioner from the list in prescribed circumstances.

(6)[F13NHS England] must state which condition (or conditions) it is relying on when removing a practitioner from a list.

(7)“Health scheme” means—

(a)any of the health services under section 1(1) of this Act, section 1(1) of the National Health Service (Wales) Act 2006 (c. 42), or any enactment corresponding to section 1(1) of this Act and extending to Scotland or Northern Ireland, and

(b)any prescribed scheme,

and regulations may prescribe any scheme for the purposes of this subsection which appears to the Secretary of State to be a health or medical scheme paid for out of public funds.

(8)Detriment to a health scheme includes detriment to any patient of, or person working in, that scheme or any person liable to pay charges for services provided under that scheme.

(9)In this Chapter a “practitioner” means a person included in a pharmaceutical list.

Textual Amendments

152Contingent removalE+W

(1)In an efficiency case or a fraud case, [F13NHS England] may, instead of deciding to remove a practitioner from its list, decide to remove him contingently.

(2)If it so decides, it must impose such conditions as it may decide on his inclusion in the list with a view to—

(a)removing any prejudice to the efficiency of the services in question (in an efficiency case), or

(b)preventing further acts or omissions within section 151(3)(a) (in a fraud case).

(3)If [F13NHS England] determines that the practitioner has failed to comply with a condition, it may decide to—

(a)vary the conditions, or impose different conditions, or

(b)remove him from its list.

(4)[F13NHS England] may decide to vary the terms of service of the person concerned for the purpose of or in connection with the imposition of any conditions by virtue of this section.

Textual Amendments

153Fraud and unsuitability cases: supplementaryE+W

(1)Where the practitioner is a body corporate providing pharmaceutical services, the body corporate must be treated for the purposes of this Chapter as meeting a condition referred to in section 151(3) or (4) if any one of the body of persons controlling the body meets that condition (whether or not he first did so when he was such a person).

(2)A practitioner must be treated for the purposes of this Chapter as meeting the condition referred to in section 151(3) if—

(a)another person, because of an act or omission of his occurring in the course of providing any services mentioned in section 151(1) on the practitioner's behalf, meets that condition, and

(b)the practitioner failed to take all such steps as were reasonable to prevent acts or omissions within section 151(3)(a) occurring in the course of the provision of those services on his behalf.

154SuspensionE+W

(1)If [F13NHS England] is satisfied that it is necessary to do so for the protection of members of the public or is otherwise in the public interest, it may suspend a practitioner from its list—

(a)while it decides whether or not to exercise its powers under section 151 or 152 (other than in circumstances falling within paragraph (b)), or

(b)while it waits for a decision affecting the practitioner of a court or of a body which regulates—

(i)the practitioner's profession,

(ii)the profession of a person providing any of the services mentioned in section 151(1) on the practitioner's behalf, or

(iii)if the practitioner is a body corporate, the profession of one of its directors, or one of the body of persons controlling it or (if it is a limited liability partnership) one of its members,

or one of that regulatory body's committees.

(2)The references in subsection (1)(b) to a court or regulatory body are to a court or such a body anywhere in the world.

(3)In a case falling within subsection (1)(a), [F13NHS England] must specify the length of the period of suspension.

(4)In a case falling within subsection (1)(b), [F13NHS England] may specify that the practitioner remains suspended after the decision referred to there for an additional period which [F13NHS England] must specify.

(5)In either case—

(a)before that period expires it may extend, or further extend, the suspension for a further specified period, or

(b)if that period has expired, it may impose a further suspension, for a period which it must specify.

(6)The period of suspension (in a subsection (1)(a) case) or the additional period (in a subsection (1)(b) case), including in both cases the period of any further suspension imposed under subsection (5)(b), may not exceed six months in aggregate, except—

(a)in prescribed circumstances, when it may not extend beyond any prescribed event (which may be the expiry of a prescribed period),

(b)if, on the application of [F13NHS England], the [F787First-tier Tribunal] orders accordingly before the expiry of the period of suspension, or

(c)if [F13NHS England] has applied under paragraph (b) before the expiry of the period of suspension, but the [F788First-tier Tribunal] has not made an order by the time it expires, in which case it continues until the [F788First-tier Tribunal] has made an order.

(7)If the [F789First-tier Tribunal] does so order, it must specify—

(a)the date on which the period of suspension will end, or

(b)an event beyond which it will not continue.

(8)The [F790First-tier Tribunal] may, on the application of [F13NHS England], make a further order (complying with subsection (7)) at any time while the period of suspension pursuant to the earlier order is still continuing.

(9)The Secretary of State may make regulations providing for payments to practitioners who are suspended.

(10)Those regulations may include provision for the amount of the payments, or the method of calculating the amount, to be determined by the Secretary of State or by another person appointed for the purpose by the Secretary of State.

Textual Amendments

155Suspension pending appealE+W

(1)This section applies if [F13NHS England] decides to remove a practitioner from a list under section 151.

(2)In such a case it may also decide to suspend the practitioner from the list pending any appeal by him, if it is satisfied that it is necessary to do so for the protection of members of the public or is otherwise in the public interest.

(3)If it does suspend the practitioner under this section, the suspension has effect from the date when [F13NHS England] gave him notice of the suspension.

(4)The suspension has effect until its revocation under subsection (5) or (6) or, if later, until the expiry of the period of 28 days referred to in section 158(1), or, if the practitioner appeals under section 158, until the [F791First-tier Tribunal] has disposed of the appeal.

(5)[F13NHS England] may revoke a suspension imposed under this section.

(6)If the practitioner appeals under section 158 against the decision of [F13NHS England] to remove him from the list, the [F792First-tier Tribunal] may also revoke a suspension imposed on him under this section.

(7)Subsections (9) and (10) of section 154 apply for the purposes of this section as they apply for the purposes of that.

Textual Amendments

156Effect of suspensionE+W

While a practitioner is suspended (whether under section 154 or under section 155) he must be treated as not being included in the list from which he has been suspended even though his name appears in it.

157Review of decisionsE+W

(1)[F13NHS England] may, and (except in prescribed cases) if requested in writing to do so by the practitioner must, review a contingent removal or a suspension (other than a contingent removal or a suspension imposed by, or a suspension continuing pursuant to, an order of the [F793First-tier Tribunal] , or a suspension imposed under section 155).

(2)The practitioner may not request a review before the expiry of the period of—

(a)three months beginning with the date of the decision of [F13NHS England] to suspend or contingently remove him, or (as appropriate),

(b)six months beginning with the date of its decision on the previous review.

(3)On such a review, [F13NHS England] may—

(a)confirm the contingent removal or the suspension,

(b)in the case of a suspension, terminate it,

(c)in the case of a contingent removal, vary the conditions, impose different conditions, revoke the contingent removal, or remove the practitioner from the list.

Textual Amendments

158AppealsE+W

(1)A practitioner may appeal to the [F794First-tier Tribunal] against a decision of [F13NHS England] mentioned in subsection (2) F795....

(2)[F13NHS England] decisions in question are—

(a)to remove the practitioner from a list (under section 151 or 152(3) or under subsection (5)(b) of this section),

(b)to remove him contingently (under section 152),

(c)to impose any particular condition under section 152, or to vary any condition or to impose any different condition under that section,

(d)to vary his terms of service (under section 152(4)),

(e)any decision on a review of a contingent removal under section 157.

(3)The appeal must be way of redetermination of the decision of [F13NHS England].

(4)On an appeal, the [F796First-tier Tribunal] may make any decision which [F13NHS England] could have made.

(5)If the [F797First-tier Tribunal] decides to remove the practitioner contingently—

(a)[F13NHS England] and the practitioner may each apply to the [F797First-tier Tribunal] for the conditions imposed on the practitioner to be varied, for different conditions to be imposed, or for the contingent removal to be revoked, and

(b)[F13NHS England] may remove him from its list if it determines that he has failed to comply with a condition.

(6)[F13NHS England] may not remove a person from a list, or impose a contingent removal—

(a)until the expiry of the period of 28 days referred to in subsection (1), or

(b)if the practitioner appeals within that period, until the [F798First-tier Tribunal] has disposed of the appeal.

(7)Regulations may provide for payments by [F13NHS England] to practitioners who are removed from lists pursuant to decisions of the [F799First-tier Tribunal] under this section, but whose appeals against those decisions are successful.

(8)Regulations under subsection (7) may include provision for the amount of the payments, or the method of calculating the amount, to be determined by the Secretary of State or by another person appointed for the purpose by the Secretary of State.

Textual Amendments

159National disqualificationE+W

(1)If the [F800First-tier Tribunal] removes the practitioner from a list, it may also decide to disqualify him from inclusion in—

(a)the pharmaceutical lists prepared by [F13NHS England],

(b)[F801the supplementary lists prepared by [F13NHS England],]

(c)the lists under section 91, 106, or 123 prepared by [F13NHS England],

(d)the lists under [F802section 146][F802section 147A] prepared by [F13NHS England], or the lists corresponding to the lists under section 91 prepared by [F13NHS England] by virtue of regulations made under section 145,

(e)the lists corresponding to the lists mentioned in paragraphs (a) to (d) prepared by each Local Health Board under or by virtue of the National Health Service (Wales) Act 2006 (c. 42),

or only from inclusion in one or more descriptions of such lists prepared by [F13NHS England] and each Local Health Board, the description being specified by the [F800First-tier Tribunal] in its decision.

(2)A decision by the [F800First-tier Tribunal] to do what is mentioned in subsection (1) is referred to in this section as the imposition of a national disqualification.

(3)The [F800First-tier Tribunal] may also impose a national disqualification on a practitioner if it dismisses an appeal by him against the refusal by [F13NHS England] to include him in such a list.

(4)[F13NHS England] may apply to the [F800First-tier Tribunal] for a national disqualification to be imposed on a person after [F13NHS England] has—

(a)removed him from a list prepared by it of any of the kinds referred to in subsection (1)(a) to (d), or

(b)refused to include him in such a list.

(5)Any such application must be made before the end of the period of three months beginning with the date of the removal or of [F13NHS England’s] refusal.

(6)If the [F803First-tier Tribunal] imposes a national disqualification on a person—

(a)[F804neither [F13NHS England] nor a] Local Health Board may include him in a list of any of the kinds prepared by it from which he has been disqualified from inclusion, and

(b)if he is included in such a list, [F805[F13NHS England] (if he is included in a list prepared by it)] and each Local Health Board in whose list he is included must remove him from it.

(7)The [F806First-tier Tribunal] may at the request of the person upon whom it has been imposed review a national disqualification, and on a review may confirm it or revoke it.

(8)Subject to subsection (9), the person may not request such a review before the end of the period of—

(a)two years beginning with the date on which the national disqualification was imposed, or

(b)one year beginning with the date of the [F807First-tier Tribunal’s] decision on the last such review.

(9)The Secretary of State may provide in regulations for subsection (8) to have effect in prescribed circumstances as if the reference there to “two years” or “one year” were a reference to a different period specified in the regulations.

Textual Amendments

F801S. 159(1)(b) omitted (27.3.2012 for specified purposes) by virtue of Health and Social Care Act 2012 (c. 7), ss. 208(4)(a), 306(1)(d)(4)

F802Words in s. 159(1)(d) substituted (27.3.2012 for specified purposes) by Health and Social Care Act 2012 (c. 7), ss. 208(4)(b), 306(1)(d)(4)

Modifications etc. (not altering text)

160Notification of decisionsE+W

Regulations may require [F13NHS England] to notify prescribed persons, or persons of prescribed descriptions, of any decision it makes under this Chapter, and of any information relevant to the decision which it considers appropriate to include in the notification.

Textual Amendments

161Withdrawal from listsE+W

Regulations may provide for circumstances in which a practitioner—

(a)whom [F13NHS England] is investigating in order to see whether there are grounds for exercising its powers under section 151, 152 or 154,

(b)whom [F13NHS England] has decided to remove from a list under section 151 or 152, or contingently remove under section 152, but who has not yet been removed or contingently removed, or

(c)who has been suspended under section 154,

may not withdraw from a list in which he is included.

Textual Amendments

162Regulations about decisions under this ChapterE+W

(1)Any decision by [F13NHS England] referred to in this Chapter must be reached in accordance with regulations about such decisions.

(2)The regulations must include provision—

(a)requiring the practitioner to be given notice of any allegation against him,

(b)giving him the opportunity of putting his case at a hearing before [F13NHS England] makes any decision affecting him under this Chapter,

(c)requiring him to be given notice of the decision of [F13NHS England] and the reasons for it and of any right of appeal which he may have.

(3)The regulations may, in particular, make provision as to criteria which [F13NHS England] must apply when making decisions in unsuitability cases.

Textual Amendments

163Corresponding provisions in Scotland and Northern IrelandE+W

(1)This section applies where it appears to the Secretary of State that there is provision in Scotland or Northern Ireland under which a person may be dealt with in any way which corresponds (whether or not exactly) with a way in which a person may be dealt with under this Chapter.

(2)A decision in Scotland or Northern Ireland to deal with such a person in such a way is referred to in this section as a “corresponding decision”.

(3)If this section applies, the Secretary of State may make regulations providing for the effect to be given in England to a corresponding decision.

(4)That effect need not be the same as the effect of the decision in the place where it was made.

(5)The regulations may not provide for a corresponding decision to be reviewed or revoked in England.

Chapter 7E+WMiscellaneous

RemunerationE+W

164Remuneration for persons providing pharmaceutical servicesE+W

(1)The remuneration to be paid to persons who provide pharmaceutical services under this Part must be determined by determining authorities.

(2)Determining authorities may also determine the remuneration to be paid to persons who provide those services in respect of the instruction of any person in matters relating to those services.

(3)For the purposes of this section and section 165 determining authorities are—

(a)the Secretary of State, and

(b)so far as authorised by him to exercise the functions of determining authorities, [F13NHS England] or other person appointed by him in an instrument.

(4)The instrument mentioned in subsection (3)(b) is called in this section an “instrument of appointment”.

[F808(4A)An instrument of appointment—

(a)must be contained in regulations if it provides for the appointment of [F13NHS England] or other person as a determining authority in relation to the remuneration to be paid [F809for providing] services under section 126, and

(b)if paragraph (a) does not apply, may be contained in regulations.]

(5)An instrument of appointment—

(a)may contain requirements with which a determining authority appointed by that instrument must comply in making determinations, F810...

F810(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(6)Subject to this section and section 165, regulations may make provision about determining remuneration under this section and may in particular impose requirements with which determining authorities must comply in making, or in connection with, determinations (including requirements as to consultation and publication).

(7)Regulations may provide that determinations may be made by reference to any of—

(a)rates or conditions of remuneration of any persons or any descriptions of persons which are fixed or determined, or will be fixed or determined, otherwise than by way of a determination under this section,

(b)scales, indices or other data of any description specified in the regulations.

(8)Where regulations provide as mentioned in subsection (7)(b), they may provide that any determination which falls to be made by reference to a scale, index or other data may be made by reference to the scale, index or data—

(a)in the form current at the time of the determination, and

(b)in any subsequent form taking effect after that time.

[F811(8A)Regulations may impose requirements in relation to remuneration in respect of [F812any of the following—

(a)drugs or medicines used for vaccinating or immunising people against disease,

(b)anything used in connection with the supply or administration of drugs or medicines within paragraph (a),

(c)drugs or medicines, not within paragraph (a), that are used for preventing or treating a disease that, at the time the regulations are made, the Secretary of State considers to be a pandemic disease or at risk of becoming a pandemic disease,

(d)anything used in connection with the supply or administration of drugs or medicines within paragraph (c), or

(e)a product which is a special medicinal product for the purposes of regulation 167 of the Human Medicines Regulations 2012 (S.I. 2012/1916).]

(8B)Such regulations may, for example, require determining authorities to ensure—

(a)that remuneration is to be calculated by reference to the outcome of prescribed procedures, or

(b)that determinations do not provide for or permit remuneration to be paid in prescribed circumstances.

(8C)Procedures prescribed by virtue of subsection (8B)(a) may include the person to whom remuneration is payable, a health service body or a determining authority—

(a)carrying out inquiries to ensure that remuneration is reasonable, or

(b)estimating an amount of remuneration that is reasonable (whether or not the estimated amount corresponds exactly to expenses in respect of which remuneration is to be paid).

(8D)Circumstances prescribed by virtue of subsection (8B)(b) may include circumstances in which [F813anything within subsection (8A)(a) to (e) is] made available to persons who provide pharmaceutical services under this Part—

(a)by a health service body, or

(b)under an arrangement for the supply of [F814that thing,] to which a health service body is a party.

(8E)In subsections (8A) to (8D)—

  • “health service body” has the meaning given by section 9(4);

  • F815...]

[F816(8F)Where regulations include provision made in reliance on subsection (8A)(c) or (d) and the Secretary of State considers that the disease to which it relates is no longer a pandemic disease or at risk of becoming a pandemic disease, the Secretary of State must revoke that provision within such period as the Secretary of State considers reasonable (taking into account, in particular, the need for any transitional arrangements).]

(9)Regulations may—

(a)provide that determining authorities may make determinations which have effect in relation to remuneration in respect of a period beginning on or after a date specified in the determination, which may be the date of the determination or an earlier or later date, but may be an earlier date only if, taking the determination as a whole, it is not detrimental to the persons to whose remuneration it relates,

(b)provide that any determination which does not specify such a date has effect in relation to remuneration in respect of a period beginning—

(i)if it is required to be published, on the date of publication,

(ii)if it is not so required, on the date on which it is made.

(10)A reference in this section or section 165 to a determination is to a determination of remuneration under this section.

Textual Amendments

165Section 164: supplementaryE+W

(1)Before a determination is made by the Secretary of State which relates to all persons who provide pharmaceutical services, or a category of such services, he—

(a)must consult a body appearing to him to be representative of persons to whose remuneration the determination would relate, and

(b)may consult such other persons as he considers appropriate.

(2)Determinations may make different provision for different cases, including different provision for any particular case, class of case or area.

(3)Determinations may be—

(a)made in more than one stage,

(b)made by more than one determining authority,

(c)varied or revoked by subsequent determinations.

(4)A determination may be varied—

(a)to correct an error, or

(b)where it appears to the determining authority that it was made in ignorance of or under a mistake as to a relevant fact.

(5)Determinations may, in particular, provide that the whole or any part of the remuneration—

(a)is payable only if the determining authority is satisfied as to certain conditions, or

(b)must be applied for certain purposes or is otherwise subject to certain conditions.

(6)Remuneration under section 164 may be determined from time to time and may consist of payments by way of—

(a)salary,

(b)fees,

(c)allowances,

(d)reimbursement (in full or in part) of expenses incurred or expected to be incurred in connection with the provision of the services or instruction.

(7)At the time a determination is made or varied, certain matters which require determining may be reserved to be decided at a later time.

(8)The matters which may be reserved include in particular—

(a)the amount of remuneration to be paid in particular cases,

(b)whether any remuneration is to be paid in particular cases.

(9)Any determination may be made only after taking into account all the matters which are considered to be relevant by the determining authority.

(10)Such matters may include in particular—

(a)the amount or estimated amount of expenses (taking into account any discounts) incurred in the past or likely to be incurred in the future (whether or not by persons to whose remuneration the determination will relate) in connection with the provision of pharmaceutical services or of any category of pharmaceutical services,

(b)the amount or estimated amount of any remuneration paid or likely to be paid to persons providing such services,

(c)the amount or estimated amount of any other payments or repayments or other benefits received or likely to be received by any such persons,

(d)the extent to which it is desirable to encourage the provision, either generally or in particular places, of pharmaceutical services or the category of pharmaceutical services to which the determination will relate,

(e)the desirability of promoting pharmaceutical services which are—

(i)economic and efficient, and

(ii)of an appropriate standard.

(11)If the determination is of remuneration for a category of pharmaceutical services, the reference in subsection (10)(a) to a category of pharmaceutical services is a reference to the same category of pharmaceutical services or to any other category of pharmaceutical services falling within the same description.

[F817165APharmaceutical remuneration: further provisionE+W

(1)[F13NHS England] must provide the Secretary of State with such information relating to the remuneration paid by [F13NHS England] to persons providing pharmaceutical services or local pharmaceutical services as the Secretary of State may require.

(2)The information must be provided in such form, and at such time or within such period, as the Secretary of State may require.

(3)Schedule 12A makes further provision about pharmaceutical remuneration.]

Textual Amendments

Indemnity coverE+W

166Indemnity coverE+W

(1)Regulations may make provision for the purpose of securing that, in prescribed circumstances, prescribed persons included in a pharmaceutical list hold approved indemnity cover.

(2)The regulations may, in particular, make provision as to the consequences of a failure to hold approved indemnity cover, including provision—

(a)for securing that a person must not be added to a pharmaceutical list unless he holds approved indemnity cover,

(b)for the removal from a pharmaceutical list prepared by [F13NHS England] of a person who does not within a prescribed period after the making of a request by [F13NHS England] in the prescribed manner satisfy [F13NHS England] that he holds approved indemnity cover.

(3)For the purposes of this section—

  • “approved body” means a person or persons approved in relation to indemnity cover of any description, after such consultation as may be prescribed, by the Secretary of State or by such other person as may be prescribed,

  • “approved indemnity cover” means indemnity cover made—

    (a)

    on prescribed terms, and

    (b)

    with an approved body,

  • “indemnity cover”, in relation to a person included in a pharmaceutical list (or a person who proposes to provide pharmaceutical services), means a contract of insurance or other arrangement made for the purpose of indemnifying him, and any person prescribed in relation to him, to any prescribed extent against any liability which—

    (a)

    arises out of the provision of pharmaceutical services in accordance with arrangements made by him with [F13NHS England], and

    (b)

    is incurred by him or any such person in respect of the death or personal injury of a person,

  • “personal injury” means any disease or impairment of a person's physical or mental condition and includes the prolongation of any disease or such impairment,

and a person holds approved indemnity cover if he has entered into a contract or arrangement which constitutes approved indemnity cover.

(4)The regulations may provide that a person of any description who has entered into a contract or arrangement which is—

(a)in a form identified in accordance with the regulations in relation to persons of that description, and

(b)made with a person or persons so identified,

must be treated as holding approved indemnity cover for the purposes of the regulations.

Textual Amendments

Local Pharmaceutical CommitteesE+W

167Local Pharmaceutical CommitteesE+W

(1)[F818[F13NHS England] may recognise a committee formed for an area] which it is satisfied is representative of—

(a)the persons providing pharmaceutical services from premises in the area for which the committee is formed (“pharmaceutical services providers”),

(b)pharmaceutical services providers and the persons to whom subsections (2) and (3) apply,

(c)pharmaceutical services providers and the persons to whom subsection (2) applies, or

(d)pharmaceutical services providers and the persons to whom subsection (3) applies.

(2)This subsection applies to each person who—

(a)is providing local pharmaceutical services F819... under an LPS scheme made (whether with himself or another person) by [F13NHS England], and

(b)has notified [F13NHS England] that he wishes to be represented by the committee (and has not notified it that he wishes to cease to be so represented).

(3)This subsection applies to each person who—

(a)is providing local pharmaceutical services F820... under a pilot scheme made (whether with himself or another person) by [F13NHS England], and

(b)has notified [F13NHS England] that he wishes to be represented by the committee (and has not notified it that he wishes to cease to be so represented).

(4)A committee recognised under this section is called the Local Pharmaceutical Committee for the area for which it is formed.

(5)Any such committee may delegate any of its functions, with or without restrictions or conditions, to sub-committees composed of members of that committee.

(6)Regulations may require [F13NHS England], in the exercise of functions relating to pharmaceutical services or local pharmaceutical services, to consult committees recognised by it under this section on such occasions and to such extent as may be prescribed.

(7)Subsection (6) does not affect any other power to require [F13NHS England] to consult committees recognised by it under this section.

(8)A committee recognised under this section has such other functions as may be prescribed.

(9)[F13NHS England] may, on the request of any committee recognised by it under this section, allot to that committee such sums for defraying the committee's administrative expenses (other than any determined under subsection (12)) as may be determined by [F13NHS England].

(10)Any sums so allotted must be out of the moneys available to [F13NHS England] for the remuneration of persons of whom the committee is representative under subsection (1)(a).

(11)The amount of any such sums must be deducted from the remuneration of those persons in such manner as may be determined by [F13NHS England].

(12)A committee recognised under subsection (1)(b), (c) or (d) must, in respect of each year, determine the amount of its administrative expenses for that year attributable to the persons of whom it is representative under subsection (2) or (3).

(13)The committee must apportion the amount determined under subsection (12) among the persons of whom it is representative under subsection (2) or (3), and each such person must pay in accordance with the committee's directions the amount so apportioned to him.

(14)The administrative expenses of a committee include the travelling and subsistence allowances payable to its members.

Textual Amendments

Provision of accommodation by the Secretary of StateE+W

168Use of accommodation: provision of pharmaceutical services and local pharmaceutical servicesE+W

If the Secretary of State considers that any accommodation provided by him by virtue of this Act is suitable for use in connection with the provision of pharmaceutical services or local pharmaceutical services, he may make the accommodation available on such terms as he considers appropriate to persons providing those services.

[F821DirectionsE+W

Textual Amendments

F821S. 168A and cross-heading inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 49(4), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

168AExercise of functionsE+W

(1)The Secretary of State may direct [F13NHS England] to exercise any of the Secretary of State's functions relating to services that may be provided as pharmaceutical services, or as local pharmaceutical services, under this Part.

(2)Subsection (1) does not apply to any function of the Secretary of State of making an order or regulations.

(3)The Secretary of State may give directions to [F13NHS England] about its exercise of any functions relating to pharmaceutical services or to local pharmaceutical services (including functions which [F13NHS England] has been directed to exercise under subsection (1)).]

Textual Amendments

Part 8E+W[F822Appeals to First-Tier Tribunal]

Textual Amendments

169[F823Appeals to the First-tier Tribunal]E+W

F824(1). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F824(2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3)The Secretary of State may direct the [F825First-tier Tribunal] to exercise any of his functions relating to the determination of appeals to him which are specified in the directions.

F826(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F826(5). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F827170FHSAA: financial provisionsE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F828171Conditions of use of services of persons under section 169E+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Part 9E+WCharging

Power to charge generallyE+W

172Charges for drugs, medicines or appliances, or pharmaceutical servicesE+W

(1)Regulations may provide for the making and recovery in such manner as may be prescribed of such charges as may be prescribed in respect of—

(a)the supply under this Act (otherwise than under Chapter 1 of Part 7) of drugs, medicines or appliances (including the replacement and repair of those appliances), and

(b)such of the pharmaceutical services referred to in that Chapter as may be prescribed.

(2)Regulations under this section may in particular make provision in relation to the supply of contraceptive substances and appliances under paragraph 8 of Schedule 1.

(3)This section does not apply in relation to the provision of any relevant dental service (within the meaning of section 176).

173Exemptions from general chargingE+W

(1)No charge may be made under regulations under section 172(1) in respect of—

(a)the supply of any drug, medicine or appliance for a patient who is resident in hospital,

(b)the supply of any drug or medicine for the treatment of sexually transmitted disease (otherwise than in the provision of primary medical services or in accordance with a pilot scheme [F829established under section 134(1) of this Act] or an LPS scheme),

(c)the supply of any appliance (otherwise than in pursuance of paragraph 8(d) of Schedule 1) for a person who is under 16 years of age or is under 19 years of age and receiving qualifying full-time education, or

(d)the replacement or repair of any appliance in consequence of a defect in the appliance as supplied.

(2)In subsection (1)(c) “qualifying full-time education” means full-time instruction at a recognised educational establishment or by other means accepted as comparable by the Secretary of State.

(3)For the purposes of subsection (2)—

(a)“recognised educational establishment” means an establishment recognised by the Secretary of State as being, or as comparable to, a school, college or university, and

(b)regulations may prescribe the circumstances in which a person must, or must not, be treated as receiving full-time instruction.

Textual Amendments

174Pre-payment certificatesE+W

(1)Regulations under section 172(1) may provide for the grant, on payment of such sums as may be prescribed, of a pre-payment certificate.

(2)A pre-payment certificate is a certificate which confers on the person to whom it is granted exemption from charges otherwise chargeable under the regulations in respect of drugs, medicines and appliances supplied during such period as may be prescribed.

(3)Different sums may be prescribed in relation to different periods.

175Charges in respect of non-residentsE+W

(1)Regulations may provide for the making and recovery, in such manner as may be prescribed, of such charges as the Secretary of State may determine in respect of the services mentioned in subsection (2).

(2)The services are such services as may be prescribed which are—

(a)provided under this Act, and

(b)provided in respect of such persons not ordinarily resident in Great Britain as may be prescribed.

(3)Regulations under this section may provide that the charges may be made only in such cases as may be determined in accordance with the regulations.

(4)The Secretary of State may calculate charges under this section on any basis that he considers to be the appropriate commercial basis.

Charging for dental servicesE+W

176Dental chargingE+W

(1)Regulations may provide for the making and recovery, in such manner as may be prescribed, of charges for relevant dental services.

(2)Regulations under subsection (1) may in particular include provision—

(a)specifying the amount, or maximum amount, of any charge (or aggregate charge in respect of the provision for two or more relevant dental services),

(b)for calculating the amount of any charge,

(c)for the variation of the amount, or maximum amount, of any charge in cases of a prescribed description,

(d)for any charge not to be payable in cases of a prescribed description,

(e)for power to direct that a charge is not payable in any particular case,

(f)for the repayment of any charge (including provision as to the persons by whom, and manner in which, repayments must be made).

(3)Regulations under subsection (1) may provide for sums which would otherwise be payable by [F13NHS England] to persons providing relevant dental services to be reduced by the amount of the charges authorised by the regulations.

(4)In this section and section 177 “relevant dental services” means—

(a)dental treatment provided—

F830(i). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(ii)under a general dental services contract, or

(iii)in accordance with section 107 arrangements, and

(b)the supply of dentures and other dental appliances under this Act.

(5)Any reference in this section or 177 to the supply of an appliance includes a reference to its repair, adjustment, refitting or replacement and, in the case of dentures, to their being relined or having additions made to them.

Textual Amendments

177Exemptions from dental chargingE+W

(1)No charge may be made under regulations under section 176(1) in respect of a relevant dental service provided for any person who at the prescribed time—

(a)was under 18,

(b)was under 19 and receiving qualifying full-time education,

(c)was pregnant, or

(d)had given birth to a child within the previous 12 months.

(2)No charge may be made under regulations under section 176(1) in respect of—

(a)the repair or replacement of any appliance,

(b)any appliance supplied to a patient who is resident in a hospital,

(c)the arrest of bleeding.

(3)Subsections (1) and (2)(a) do not apply in relation to—

(a)the repair or replacement of any appliance of a prescribed description,

(b)the repair or replacement of any appliance where it is determined in the prescribed manner—

(i)in any case, that the repair or replacement was necessitated by an act or omission of the person supplied, or

(ii)in a case where the person supplied was under the age of 16, that the repair or replacement was necessitated by an act or omission, occurring while that person was under that age, of a person having charge of him.

(4)Subsection (2)(b) does not apply where an appliance is supplied—

F831(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b)under a general dental services contract, or

(c)in accordance with section 107 arrangements.

(5)Regulations may provide, with respect to any exemption under this section, that it must be a condition of the exemption that—

(a)a declaration of the prescribed kind is made in the prescribed form and manner,

(b)a certificate or other evidence of the prescribed kind is supplied in the prescribed form and manner.

(6)In subsection (1)(b) “qualifying full-time education” means full-time instruction at a recognised educational establishment or by other means accepted as comparable by the Secretary of State.

(7)For the purposes of subsection (6)—

(a)“recognised educational establishment” means an establishment recognised by the Secretary of State as being, or as comparable to, a school, college or university, and

(b)regulations may prescribe the circumstances in which a person must, or must not, be treated as receiving full-time instruction.

(8)In subsection (1)(d), “child” includes a still-born child (within the meaning of the Births and Deaths Registration Act 1953 (c. 20).

Textual Amendments

Charging for local pharmaceutical servicesE+W

178Charges, recovery of payments and penaltiesE+W

(1)Regulations may provide for the making and recovery, in such manner as may be prescribed, of charges for—

(a)local pharmaceutical services provided under pilot schemes, or

(b)local pharmaceutical services provided under LPS schemes.

(2)The regulations may in particular provide for—

(a)exemptions from charges,

(b)the liability to pay charges to be disregarded in prescribed circumstances or for prescribed purposes,

(c)section 192 (recovery of certain charges and payments) to apply also in relation to local pharmaceutical services (with or without modification),

(d)section 193 (penalties) to apply also in relation to local pharmaceutical services (with or without modification).

(3)The regulations must secure that the amount charged for any service is the same as the amount that would be charged for that service if it were provided under Chapter 1 of Part 7.

Charging for optical appliancesE+W

179Charges for optical appliancesE+W

(1)Regulations may provide for the making and recovery, in such manner as may be prescribed, of charges in respect of the supply under this Act of optical appliances.

(2)The amount of the charges may be determined—

(a)in regulations, or

(b)by or in accordance with directions given by the Secretary of State.

(3)Regulations or directions may—

(a)vary the amount or maximum amount of charges, or

(b)provide that the charges are not payable.

(4)A reference to supply includes a reference to replacement.

(5)In this Act “optical appliances” means glasses and contact lenses, but regulations may provide for a different definition of optical appliances to have effect for the purposes of this Act.

180[F832Payments in respect of costs of optical appliances and sight tests]E+W

(1)The Secretary of State must provide by regulations for payments to be made by [F13NHS England] to meet, or to contribute towards, the cost incurred (whether by way of charge under this Act or otherwise) for the supply of optical appliances for which—

(a)a prescription has been given for a person mentioned in subsection (2) in consequence of a sight test under this Act, or

(b)a prescription has been given for a person mentioned in subsection (2) in consequence of a sight test otherwise than under this Act which took place in prescribed circumstances.

(2)The persons are—

(a)a child,

(b)a person whose resources fall to be treated under the regulations as being less than or equal to his requirements,

F833(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(d)a person of such other description as may be prescribed.

(3)The Secretary of State may by regulations—

[F834(za)provide for payments to be made by [F13NHS England] to meet, or to contribute towards, any cost accepted by [F13NHS England] as having been incurred for the cost of a sight test of a person who—

(i)falls within section 115(2)(c), but

(ii)at the time of the test has not been issued with a notice by the Secretary of State of entitlement to receive assistance in respect of the cost of a sight test (or has been issued with such a notice but has yet to receive it),]

(a)provide for [F13NHS England] to contribute to the cost of a sight test which [F13NHS England] accepts as having been incurred by a person whose resources fall to be treated under the regulations as exceeding his requirements but only by an amount calculated under the regulations, and

(b)provide for payments to be made by [F13NHS England] to meet, or to contribute towards, any cost accepted by [F13NHS England] as having been incurred (whether by way of charge under this Act or otherwise) for the replacement or repair in prescribed circumstances of optical appliances for which a prescription was given in consequence of a sight test of a person of a prescribed description.

[F835(3A)The amount of a payment by virtue of subsection (3)(za) or (a) must not exceed the amount for the time being set in regulations under this section as the applicable fee in the case in question for the provision of the sight-testing service under section 115(1)(a).]

(4)Regulations under this section may direct how a person's resources and requirements must be calculated and may, in particular, direct that they must be calculated—

(a)by a method set out in the regulations,

(b)by a method described by reference to a method of calculating or estimating income or capital specified in an enactment other than this section or in an instrument made under an Act of Parliament or by reference to such a method but subject to prescribed modifications,

(c)by reference to an amount applicable for the purposes of a payment under an Act of Parliament or an instrument made under an Act of Parliament, or

(d)by reference to the person's being or having been entitled to payment under an Act of Parliament or an instrument made under an Act of Parliament.

(5)Descriptions of persons may be prescribed for the purposes of this section by reference to any criterion and, in particular, by reference to any of the following criteria—

(a)their age,

(b)the fact that a prescribed person or a prescribed body accepts them as suffering from a prescribed medical condition,

(c)the fact that a prescribed person or a prescribed body accepts that a prescribed medical condition from which they suffer arose in prescribed circumstances,

(d)their receipt of benefit in money or in kind under any enactment or their entitlement to receive any such benefit,

(e)the receipt of any such benefit by other persons satisfying prescribed conditions or the entitlement of other persons satisfying prescribed conditions to receive such benefits, and

(f)the relationship, as calculated in accordance with the regulations by a prescribed person, between their resources and their requirements.

(6)Regulations under this section which refer to an Act of Parliament or an instrument made under an Act of Parliament may direct that the reference must be construed as a reference to that Act or instrument—

(a)as it has effect at the time when the regulations are made, or

(b)both as it has effect at that time and as amended subsequently.

[F836(6A)[F13NHS England] may direct a Special Health Authority, or such other body as may be prescribed, to exercise any of [F13NHS England’s] functions under regulations under this section.]

(7)In subsection (2)(a) “child” means—

(a)a person who is under the age of 16 years, or

(b)a person who is under the age of 19 years and receiving qualifying full-time education.

(8)In subsection (7)(b) “qualifying full-time education” means full-time instruction at a recognised educational establishment or by other means accepted as comparable by the Secretary of State.

(9)For the purposes of subsection (8)—

(a)“recognised educational establishment” means an establishment recognised by the Secretary of State as being, or as comparable to, a school, college or university, and

(b)regulations may prescribe the circumstances in which a person must, or must not, be treated as receiving full-time instruction.

F837(10). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(11)Sums falling to be paid in pursuance of regulations under this section are payable subject to such conditions as to records, certificates or otherwise as the Secretary of State may determine [F838in accordance with the regulations].

F839(12). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F832S. 180 title substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 96(9); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F833S. 180(2)(c) repealed (1.9.2012, 12.1.2010) by Health Act 2009 (c. 21), ss. 34, 40(7)(a), Sch. 6; S.I. 2012/1902, art. 2(f)

F836S. 180(6A) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 96(5); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F837S. 180(10) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 96(6); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F838Words in s. 180(11) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 96(7); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F839S. 180(12) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 96(8); S.I. 2013/160, art. 2(2) (with arts. 7-9)

Modifications etc. (not altering text)

181Section 180: supplementaryE+W

(1)Regulations under section 180 providing for payments for meeting or contributing towards the cost incurred for the supply of optical appliances or their replacement or repair may also provide as follows.

(2)They may make provision for such payments not to be made to any person falling within a prescribed description.

(3)They may make provision for the Secretary of State to give notice as mentioned in subsection (4) to a person to whom such payments have been made F840....

(4)Such a notice is notice that no further such payments in respect of the supply, replacement or repair of optical appliances at a particular location or in a particular area, in either case specified in the notice, will be made to him after a date specified in the notice.

(5)If such a notice is given, no further payments as mentioned in subsection (4) may be made to him after the date specified in the notice, unless the notice is cancelled by the Secretary of State.

(6)The regulations may make provision conferring on the Secretary of State the right, if he has given a notice by virtue of subsection (3), to apply to the [F841First-tier Tribunal] for a stop order.

(7)A stop order is an order that no further such payments may be made (whether by the Secretary of State or by any relevant body) to the person in question in respect of the supply, replacement or repair of optical appliances, wherever the supply, replacement or repair occurred.

(8)If the regulations make the provision mentioned in subsection (3), they must also make provision conferring prescribed rights of appeal to the [F842First-tier Tribunal] upon the person to whom the notice was given.

F843(9). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Exemptions, etcE+W

182Remission and repayment of chargesE+W

Regulations may provide in relation to prescribed descriptions of person for the remission or repayment of the whole or any part of any charges which would otherwise be payable by virtue of section 172, 176 or 179.

183Payment of travelling expensesE+W

Regulations may provide in relation to prescribed descriptions of persons—

[F844(a)for the payment by the Secretary of State [F845, [F13NHS England], [F846an integrated care board],] F847... an NHS trust or an NHS foundation trust, in such cases as may be prescribed, of travelling expenses (including the travelling expenses of a companion) incurred or to be incurred for the purpose of their obtaining—

(i)any services provided under this Act,

F848(ii). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F849(iii). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .]

(b)for the reimbursement by [F850[F13NHS England],] F851... [F852or [F853an integrated care board]] to an NHS trust or an NHS foundation trust F854... of such payments,

(c)for the reimbursement by [F855[F13NHS England],] F856... [F857or [F858an integrated care board]] to an NHS trust and, in such cases as may be prescribed, to a Local Health Board, of payments made by virtue of section 131(a) of the National Health Service (Wales) Act 2006 (c. 42).

Textual Amendments

184Sections 182 and 183: supplementaryE+W

(1)Descriptions of persons may be prescribed for the purposes of section 182 or 183 by reference to any criterion and, in particular, by reference to any of the following criteria—

(a)their age,

(b)the fact that a prescribed person or a prescribed body accepts them as suffering from a prescribed medical condition,

(c)the fact that a prescribed person or a prescribed body accepts that a prescribed medical condition from which they suffer arose in prescribed circumstances,

(d)their receipt of benefit in money or in kind under any enactment or their entitlement to receive any such benefit,

(e)the receipt of any such benefit by other persons satisfying prescribed conditions or the entitlement of other persons satisfying prescribed conditions to receive such benefits, and

(f)the relationship, as calculated in accordance with the regulations by a prescribed person, between their resources and their requirements.

(2)Regulations under section 182 or 183 may direct how a person's resources and requirements must be calculated and may, in particular, direct that they must be calculated—

(a)by a method set out in the regulations,

(b)by a method described by reference to a method of calculating or estimating income or capital specified in an enactment other than this section or in an instrument made under an Act of Parliament or by reference to such a method but subject to prescribed modifications,

(c)by reference to an amount applicable for the purposes of a payment under an Act of Parliament or an instrument made under an Act of Parliament, or

(d)by reference to the person's being or having been entitled to payment under an Act of Parliament or an instrument made under an Act of Parliament.

(3)Regulations under section 182 or 183 which refer to an Act of Parliament or an instrument made under an Act of Parliament may direct that the reference must be construed as a reference to that Act or instrument—

(a)as it has effect at the time when the regulations are made, or

(b)both as it has effect at that time and as amended subsequently.

Other provisions relating to chargingE+W

185Charges for more expensive suppliesE+W

(1)Regulations may provide for the making and recovery of such charges falling within subsection (2) as may be prescribed.

(2)The charges are charges by the Secretary of State, [F859[F13NHS England], [F860an integrated care board], a local authority,] F861... an NHS trust or an NHS foundation trust—

(a)in respect of the supply of any appliance or vehicle which is, at the request of the person supplied, of a more expensive type than the prescribed type, or

(b)in respect of the repair or replacement of any such appliance, or the replacement of any such vehicle, or the taking of any such action in relation to the vehicle as is mentioned in paragraph 10(2) of Schedule 1.

Textual Amendments

186Charges for repairs and replacements in certain casesE+W

(1)Regulations may provide for the making and recovery of such charges falling within subsection (2) as may be prescribed.

(2)The charges are charges by the Secretary of State, [F862[F13NHS England], [F863an integrated care board], a local authority,] F864... an NHS trust or an NHS foundation trust, in respect of the repair or replacement of any appliance or vehicle, where it is determined in the prescribed manner—

(a)in any case, that the repair or replacement was necessitated by an act or omission of the person supplied, or

(b)in a case where the person supplied was under the age of 16, that the repair or replacement was necessitated by an act or omission, occurring while that person was under that age, of a person having charge of him.

Textual Amendments

[F865186ACharges in respect of public health functionsE+W

(1)The Secretary of State may make charges under this subsection in respect of any step taken under section 2A.

(2)The power conferred by subsection (1) does not apply in respect of the provision of a service or facility to an individual, or the taking of any other step in relation to an individual, for the purpose of protecting the individual's health.

(3)Charges under subsection (1) may be calculated on such basis as the Secretary of State considers appropriate.

(4)Regulations may provide for the making and recovery of charges in respect of—

(a)the taking of prescribed steps by a local authority under section 2A (by virtue of regulations under section 6C(1)), and

(b)the taking of prescribed steps by a local authority under section 2B.

(5)Regulations under subsection (4) may make provision as to the calculation of charges authorised by the regulations, including provision prescribing the amount or the maximum amount that may be charged.

(6)Nothing in this section affects any other power conferred by or under this Act to make charges.]

Textual Amendments

F865S. 186A inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 50(1), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

187Charges for designated services or facilitiesE+W

Regulations may provide for the making and recovery of charges in respect of services or facilities [F866of a kind mentioned in [F867section 3(1)(e) or (f)] (whether provided in pursuance of those provisions or any other provision of this Act)].

Textual Amendments

188Sums otherwise payable to those providing servicesE+W

(1)Subsection (2) applies to regulations under—

(a)section 172 (charges for drugs, medicines or appliances, or pharmaceutical service),

(b)section 179 (charges for optical appliances),

(c)section 185 (charges for more expensive supplies), or

(d)section 186 (charges for repairs and replacements in certain cases),

which provide for the making and recovery of charges in respect of any services.

(2)The regulations may provide for the sums which would otherwise be payable by [F868[F13NHS England] or [F869an integrated care board]] F870... or Special Health Authority to the persons by whom the services are provided, to be reduced by the amount of the charges authorised by the regulations in respect of the services.

Textual Amendments

189Hospital accommodation on part paymentE+W

(1)The Secretary of State—

(a)may authorise accommodation to be made available for patients to such extent as he may determine, and

(b)may recover such charges as he may determine in respect of such accommodation and calculate them on any basis that he considers to be the appropriate commercial basis.

(2)Accommodation means—

(a)accommodation in single rooms or small wards which is not needed by any patient on medical grounds,

(b)accommodation at any health service hospital or group of hospitals, or a hospital in which patients are treated under arrangements made by virtue of section 12, or at the health service hospitals in a particular area or a hospital in which patients are so treated.

(3)References in subsection (2) to a health service hospital include references to such a hospital within the meaning of section 206 of the National Health Service (Wales) Act 2006 (c. 42), but do not include references to a hospital vested in an NHS trust or an NHS foundation trust.

190Expenses payable by employed patientsE+W

(1)The Secretary of State may require any person—

(a)who is a resident patient for whom the Secretary of State provides services under this Act, and

(b)who is absent during the day from the hospital where he is a patient for the purpose of engaging in remunerative employment,

to pay such part of the cost of his maintenance in the hospital and any incidental cost as may seem reasonable to the Secretary of State having regard to the amount of that person's remuneration.

(2)The Secretary of State may recover the amount required under subsection (1).

Recovery, etcE+W

191Recovery of chargesE+W

(1)All charges recoverable under this Act by—

(a)the Secretary of State,

(b)a local social services authority, or

(c)any body established under this Act,

may be recovered summarily as a civil debt (but this does not affect any other method of recovery).

(2)If any person, for the purpose of evading the payment of any charge under this Act, or of reducing the amount of any such charge—

(a)knowingly makes any false statement or false representation, or

(b)produces or furnishes, or causes or knowingly allows to be produced or furnished, any document or information which he knows to be false in a material particular,

the charge or the balance of the charge, may be recovered from him by the person by whom the cost of the service in question was defrayed.

192Recovery of charges and payments in relation to goods and servicesE+W

(1)Where goods or services to which this section applies are provided and—

(a)any charge payable by any person under this Act in respect of the provision of the goods or services is reduced, remitted or repaid, but that person is not entitled to the reduction, remission or repayment, or

(b)any payment under this Act is made to, or for the benefit of, any person in respect of the cost of obtaining the goods or services, but that person is not entitled to, or to the benefit of, the payment,

the amount mentioned in subsection (2) is recoverable summarily as a civil debt from the person in question by the responsible authority.

(2)That amount—

(a)in a case within subsection (1)(a), is the amount of the charge or (where it has been reduced) reduction,

(b)in a case within subsection (1)(b), is the amount of the payment.

(3)Where two or more persons are liable under section 191(1) or this section to pay an amount in respect of the same charge or payment, those persons are jointly and severally liable.

(4)For the purposes of this section, the circumstances in which a person is treated as not entitled to a reduction, remission or repayment of a charge, or to (or to the benefit of) a payment, include in particular those in which it is received (wholly or partly)—

(a)on the ground that he or another is a person of a particular description, where the person in question is not of that description,

(b)on the ground that he or another holds a particular certificate, when the person in question does not hold such a certificate or does hold such a certificate but is not entitled to it,

(c)on the ground that he or another has made a particular statement, when the person in question has not made such a statement or the statement made by him is false.

(5)In this section and section 193, “responsible authority” means—

(a)in relation to the recovery of any charge under section 191(1) in respect of the provision of goods or services to which this section applies, the person by whom the charge is recoverable,

(b)in relation to the recovery by virtue of this section of the whole or part of the amount of any such charge, the person by whom the charge would have been recoverable,

(c)in a case within subsection (1)(b), the person who made the payment.

(6)But the Secretary of State may by directions provide for—

(a)the functions of any responsible authority of recovering any charges under this Act in respect of the provision of goods or services to which this section applies,

(b)the functions of any responsible authority under this section and section 193,

to be exercised on behalf of the authority by another health service body.

(7)This section applies to the following goods and services—

(a)dental treatment and appliances provided in pursuance of this Act,

(b)drugs and medicines provided in pursuance of this Act,

(c)sight tests,

(d)optical appliances,

(e)any other appliances provided in pursuance of this Act.

(8)“Health service body” means a body which is a health service body for the purposes of section 9.

193Penalties relating to chargesE+W

(1)Regulations may provide that, where a person fails to pay—

(a)any amount recoverable from him under section 191(1) in respect of the provision of goods or services to which section 192 applies, or

(b)any amount recoverable from him under section 192,

a notice (referred to in this section as a penalty notice) may be served on the person by the responsible authority.

(2)A penalty notice is a notice requiring the person on whom it is served to pay the amount to the authority within a prescribed period, together with a charge (referred to in this section as a penalty charge) of an amount determined in accordance with the regulations.

(3)The regulations may not provide for the amount of the penalty charge to exceed whichever is the smaller of—

(a)£100,

(b)the amount referred to in subsection (1)(a) or (b) multiplied by 5.

(4)The Secretary of State may by order provide for subsection (3) to have effect as if, for the sum specified in paragraph (a) or the multiplier specified in paragraph (b) (including that sum or multiplier as substituted by a previous order), there were substituted a sum or multiplier specified in the order.

(5)Regulations may provide that, if a person fails to pay the amount he is required to pay under a penalty notice within the period in question, he must also pay to the responsible authority by way of penalty a further sum determined in accordance with the regulations.

(6)The further sum must not exceed 50 per cent of the amount of the penalty charge.

(7)Any sum payable under the regulations (including the amount referred to in subsection (1)(a) or (b)) may be recovered by the responsible authority summarily as a civil debt.

(8)But a person is not liable by virtue of a penalty notice—

(a)to pay at any time so much of any amount referred to in subsection (1)(a) or (b) for which he is jointly and severally liable with another as at that time has been paid, or ordered by a court to be paid, by that other, or

(b)to a penalty charge, or a further sum by way of penalty, if he shows that he did not act wrongfully, or with any lack of care, in respect of the charge or payment in question.

194Offences relating to chargesE+W

(1)A person is guilty of an offence if he does any act mentioned in subsection (2) with a view to securing for himself or another—

(a)the evasion of the whole or part of any charge under this Act in respect of the provision of goods or services to which section 192 applies,

(b)the reduction, remission or repayment of any such charge, where he or the other is not entitled to the reduction, remission or repayment,

(c)a payment under this Act (whether to, or for the benefit of, himself or the other) in respect of the cost of obtaining such goods or services, where he or the other is not entitled to, or to the benefit of, the payment.

(2)The acts referred to in subsection (1) are—

(a)knowingly making, or causing or knowingly allowing another to make, a false statement or representation, or

(b)in the case of any document or information which he knows to be false in a material particular, producing or providing it or causing or knowingly allowing another to produce or provide it.

(3)A person guilty of an offence under this section is liable on summary conviction to a fine not exceeding level 4 on the standard scale.

(4)A person F871... may conduct any proceedings under this section before a magistrates' court if he is authorised to do so by the Secretary of State.

(5)Proceedings for an offence under this section may be begun within—

(a)the period of three months beginning with the date on which evidence, sufficient in the opinion of the Secretary of State to justify a prosecution for the offence, comes to his knowledge, or

(b)the period of 12 months beginning with the commission of the offence.

(6)For the purposes of subsection (5), a certificate purporting to be signed by or on behalf of the Secretary of State as to the date on which such evidence as is mentioned in paragraph (a) of that subsection came to his knowledge, is conclusive evidence of that date.

(7)Where a person is convicted of an offence under this section in respect of any charge or payment under this Act, he is not liable in respect of the charge or payment to pay any penalty charge or further sum by way of penalty which would otherwise be recoverable from him under section 193.

(8)Where a person pays any penalty charge, or further charge by way of penalty, recoverable under section 193 in respect of any charge or payment under this Act, he must not be convicted of an offence under this section in respect of the charge or payment.

(9)Subsection (4) of section 192 applies for the purposes of this section as it applies for the purposes of that.

Textual Amendments

Part 10 E+WProtection of NHS from fraud and other unlawful activities

PreliminaryE+W

195Compulsory disclosure of documentsE+W

(1)This Part confers power to require the production of documents in connection with the exercise of the Secretary of State's counter fraud functions or security management functions in relation to the health service.

(2)The Secretary of State's “counter fraud functions” in relation to the health service means his power (by virtue of [F872section 2]) to take action for the purpose of preventing, detecting or investigating fraud, corruption or other unlawful activities carried out against or otherwise affecting—

(a)the health service, or

(b)the Secretary of State in relation to his responsibilities for the health service.

(3)The Secretary of State's “security management functions” in relation to the health service means his power (by virtue of [F873section 2]) to take action for the purpose of protecting and improving the security of—

(a)persons employed by the Secretary of State or an NHS body in the provision of services for the purposes of the health service (“NHS services”) [F874or in arranging for the provision of such services],

(b)health service providers and persons employed by them so far as they or persons so employed are engaged in any activity directly related to the provision of NHS services,

(c)NHS contractors and persons employed by them so far as they or persons so employed are engaged in any activity directly related to the provision of NHS services,

(d)persons not within paragraphs (a) to (c) who work in any capacity on premises used by the Secretary of State, an NHS body, a health service provider, or an NHS contractor, in connection with the provision of NHS services [F875or with arranging for the provision of such services],

(e)persons on such premises—

(i)who are there for the purpose of receiving, or are receiving or have received, treatment or other services as patients, or

(ii)who are accompanying persons within sub-paragraph (i),

(f)property and information used or held by the Secretary of State, an NHS body, a health service provider, or an NHS contractor, in connection with the provision of NHS services [F876or with arranging for the provision of such services].

(4)In this Part, the Secretary of State's counter fraud functions and security management functions in relation to the health service are collectively referred to as functions to which this Part applies.

(5)“Investigating” means investigating in relation to civil or criminal proceedings.

Textual Amendments

196Persons and bodies about which provision is made by this PartE+W

(1)This section applies for the purposes of this Part.

(2)Subject to subsection (3), and any provision made under subsection (7), “NHS body” has the meaning given by [F877section 275(1)].

(3)In section 195(3), and in section 197(1) so far as having effect in relation to the Secretary of State's security management functions referred to in section 195(3), an “NHS body” means—

[F878(za)[F13NHS England],

[F879(zb)an integrated care board,]]

F880(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b)a Special Health Authority, so far as performing functions in respect of England,

F881(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(d)an NHS trust all or most of whose hospitals, establishments and facilities are situated in England, or

(e)an NHS foundation trust.

(4)A “health service provider” means any person (other than an NHS body) providing—

(a)primary medical services, primary dental services or pharmaceutical services under this Act or the National Health Service (Wales) Act 2006 (c. 42),

(b)general ophthalmic services under that Act, or

(c)primary ophthalmic services.

(5)An “NHS contractor” means any person (other than an NHS body or a person within subsection (4)) providing services of any description under arrangements made with an NHS body.

[F882(5A)A “public health service contractor” means any person providing services of any description under arrangements made in the exercise of the public health functions of the Secretary of State or a local authority.]

(6)A “statutory health body” means any body (other than an NHS body, or a person within subsection (4) or (5)) established by or under an enactment and—

(a)providing services in connection with the provision of, or

(b)exercising functions in relation to,

the health service in either England or Wales or both.

(7)The Secretary of State may by order—

(a)make such amendments of any of subsections (2) to (6) as he considers appropriate,

(b)make such consequential amendments of this Part as he considers appropriate.

Textual Amendments

F877Words in s. 196(2) substituted (1.10.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 104(2); S.I. 2012/1831, art. 2(2); S.I. 2013/160, art. 2(2) (with arts. 7-9)

Disclosure noticesE+W

197Notice requiring production of documentsE+W

(1)This section applies if it appears to the Secretary of State that there are reasonable grounds for suspecting—

(a)that any documents containing information relevant to the exercise of any of his functions to which this Part applies are in the possession or under the control of any NHS body, statutory health body, health service provider [F883, public health service contractor] or NHS contractor (“the relevant organisation”), and

(b)that a person within subsection (3) is accountable for the documents.

(2)The Secretary of State may serve on that person a notice requiring him to produce the documents to an authorised officer.

(3)The persons within this subsection are—

(a)any member, officer or director of the relevant organisation,

(b)any other person who takes part in the management of the affairs of that organisation,

(c)any person employed by that organisation, and

(d)(in the case of a health service provider [F884, public health service contractor] or NHS contractor who is an individual) that individual.

(4)A notice under this section must specify or describe the documents to which it relates.

(5)Subject to subsections (6) and (7), the notice may require those documents to be produced—

(a)at or by such time as is specified in the notice, or at once, and

(b)at such place, and in such manner, as is so specified.

(6)When specifying a time at or by which the documents must be produced, the notice must not require them to be produced otherwise than at a reasonable hour.

(7)If the notice requires documents to be produced at once, it may only be served at a reasonable hour.

(8)An authorised officer may, by agreement with the person served with a notice within subsection (6) or (7), vary the notice so as to extend the time for compliance with it.

(9)Any notice under this section, and any variation of such a notice under subsection (8), must be in writing.

(10)An individual is “accountable” for any documents if he has either day-to-day, or an overall, responsibility for the custody or control of the documents.

Textual Amendments

Modifications etc. (not altering text)

198Production of documentsE+W

(1)This section applies where a notice has been served under section 197.

(2)An authorised officer may—

(a)take away any documents produced in compliance with the notice,

(b)take copies of or extracts from any documents so produced,

(c)require the person producing any such documents to provide an explanation of any of them.

(3)If—

(a)the officer takes away any such document,

(b)the person producing it requests the officer to provide him with a copy of it, and

(c)the request appears to the officer to be reasonable in the circumstances,

the officer must, as soon as is reasonably practicable, provide that person with a copy of the document (in such form as the officer considers appropriate).

(4)Documents produced in compliance with a notice under section 197 may be retained for so long as the Secretary of State considers that it is necessary to retain them (rather than copies of them) in connection with the exercise of any of his functions to which this Part applies.

(5)If the Secretary of State has reasonable grounds for believing—

(a)that any such documents may have to be produced for the purposes of any legal proceedings, and

(b)that they might otherwise be unavailable for those purposes,

they may be retained until the proceedings are concluded.

(6)If a person who is required by a notice under section 197 to produce any documents does not produce the documents in compliance with the notice, an authorised officer may require that person to state, to the best of his knowledge and belief, where they are.

(7)A person is not bound to comply with any requirement imposed by a notice under section 197 or any requirement under subsection (6) unless evidence of authority is given—

(a)at the time when the notice is served, or

(b)at the time when the requirement is imposed under subsection (6).

(8)In addition, a person may not be required under section 197 or subsection (6) to produce any document or disclose any information which he would be entitled to refuse to produce or disclose in proceedings in the High Court on grounds of legal professional privilege.

Modifications etc. (not altering text)

199Delegation of functionsE+W

(1)This section applies if the Secretary of State gives a direction under section 7 directing a Special Health Authority to exercise so much of his functions under sections 197 and 198 as is specified in the directions (“the delegated functions”).

(2)The Secretary of State may give directions providing for senior officers of the Special Health Authority to exercise the delegated functions on behalf of the Special Health Authority.

(3)“Senior officer” means an officer of or above a level specified in the directions.

(4)The Secretary of State may by regulations make such provision as he considers appropriate in connection with the exercise of the delegated functions.

(5)The regulations may, in particular, make provision—

(a)specifying conditions as to training that must be satisfied in relation to officers of the Special Health Authority involved in the exercise of the delegated functions,

(b)for requiring officers to obtain specific authorisation before the delegated functions are exercised in relation to personal records,

(c)providing for the designation of officers for the purpose of giving such authorisations,

(d)otherwise prescribing the manner in which the delegated functions may be exercised.

200Code of practice relating to delegated functionsE+W

(1)The Secretary of State may issue a code of practice relating to—

(a)the exercise of functions under section 197 or 198 by or on behalf of a Special Health Authority,

(b)procedures to be followed in relation to the disclosure (in accordance with sections 201 and 202) of information obtained by or on behalf of a Special Health Authority in the exercise of such functions.

(2)The Secretary of State must keep the code under review and may from time to time—

(a)revise the whole or any part of the code, and

(b)issue a revised code.

(3)Where the Secretary of State proposes to issue a code of practice under this section he must—

(a)prepare a draft of the code, and

(b)consult such persons as he considers appropriate about the draft.

(4)Where the Secretary of State proposes to issue a revised code under this section which in his opinion would result in a substantial change in the code, he must—

(a)prepare a draft of the revised code, and

(b)consult such persons as he considers appropriate about the change.

(5)Where, following consultation under subsection (3) or (4), the Secretary of State issues the code or revised code (whether in the form of the draft or with such modifications as he considers appropriate), it comes into force at the time when it is issued by the Secretary of State.

(6)A failure to observe any provision of a code or revised code issued under this section does not of itself make a person liable to any criminal or civil proceedings.

(7)A code or revised code issued under this section is admissible in evidence in any criminal or civil proceedings.

(8)Consultation undertaken by the Secretary of State before the commencement of this section is as effective for the purposes of this section as consultation undertaken after that time.

201Disclosure of informationE+W

(1)This section applies to information which—

(a)is held by or on behalf of the Secretary of State, and

(b)was obtained by virtue of section 197 or 198.

(2)The information must not be disclosed except in accordance with subsection (3).

(3)A disclosure is made in accordance with this subsection if it is made—

(a)for the purposes of the exercise of [F885any of the functions of the Secretary of State, [F13NHS England], [F886an integrated care board] or a local authority] in relation to the health service in England,

(b)for the purposes of the exercise of any of the Welsh Ministers' functions in relation to the health service in Wales,

(c)for the purposes of any civil proceedings brought in the exercise of any of the functions mentioned in paragraph (a) or (b),

(d)for the purposes of any criminal investigation or proceedings,

(e)for the purposes of any relevant disciplinary proceedings, or

(f)in accordance with an enactment or order of a court or tribunal.

(4)In subsection (3)—

“relevant disciplinary proceedings” means disciplinary proceedings conducted in relation to an individual by—

(a)

an NHS body, statutory health body or health service provider, or

(b)

any of the regulatory bodies mentioned in section 25(3) of the National Health Service Reform and Health Care Professions Act 2002 (c. 17) (bodies within remit of [F887the Professional Standards Authority for Health and Social Care]).

(5)Where information to which this section applies is disclosed to any person in accordance with subsection (3), the information must not be used or further disclosed except—

(a)for a purpose connected with the functions, investigation or proceedings for the purposes of which it was so disclosed, or

(b)in accordance with an enactment or order of a court or tribunal.

(6)Information to which this section applies may be disclosed in accordance with subsection (3) despite any obligation of confidence that would otherwise prohibit or restrict the disclosure.

(7)This section does not prohibit any disclosure or use of information relating to a particular person if it is made with the consent of that person.

Textual Amendments

202Protection of personal information disclosed for purposes of proceedingsE+W

(1)Information obtained from personal records produced in compliance with a notice under section 197 is “protected information” for the purposes of this section if—

(a)a person (“the discloser”), in accordance with section 201(3), discloses the information for the purposes of any proceedings, and

(b)either—

(i)the identity of the individual in question can be ascertained from the information itself, or

(ii)the discloser has reasonable cause to believe that it will be possible for a person who obtains the information as a direct or indirect consequence of the disclosure to ascertain the individual's identity from that information taken with other information obtained by virtue of section 197 or 198 and disclosed by or on behalf of the Secretary of State.

(2)The discloser must take all reasonable steps to ensure that, once disclosed by him in accordance with section 201(3), the protected information is not further disclosed to any person who is not someone to whom it is necessary to disclose the information for any purpose connected with the proceedings mentioned in subsection (1)(a).

(3)In subsection (2) the reference to further disclosure of the information does not include any such disclosure—

(a)by way of evidence in any proceedings, or

(b)in accordance with an enactment or order of a court or tribunal.

(4)The Secretary of State must make provision, whether in a code of practice issued under section 200 or otherwise, for requiring any person disclosing protected information in accordance with section 201(3) to ensure, by the use of a distinguishing mark or in some other way, that the information is clearly identified as protected information for the purposes of this section.

(5)Information that appears to be protected information must not be disclosed by way of evidence in any proceedings unless—

(a)the whole of the proceedings are held in private, or

(b)in any other case, the information is disclosed in accordance with permission given by the court or tribunal on an application under subsection (6).

(6)If, on an application by a party to—

(a)proceedings before a court, or

(b)proceedings of any description before a tribunal that sits, or may sit, in public during the whole or part of proceedings of that description,

the court or tribunal is satisfied that it is in the interests of justice for any information that appears to be protected information to be disclosed by way of evidence in the proceedings, it may give permission for the information to be so disclosed, on such terms as it thinks fit.

(7)When determining such an application, the court or tribunal must consider whether, in the interests of protecting the identity of the individual to whom the information relates, the whole or part of the proceedings should be held in private.

(8)If the court or tribunal is satisfied that the whole or part of the proceedings should be held in private, it must give such directions, or take such other steps, as appear to it to be appropriate.

(9)In this section “proceedings” means—

(a)criminal or civil proceedings, or

(b)relevant disciplinary proceedings (as defined by section 201(4)).

203Manner in which disclosure notice may be servedE+W

(1)This section provides for the manner in which a notice may be served under section 197.

(2)The notice may be served on a person by—

(a)delivering it to him,

(b)leaving it at his proper address,

(c)sending it by post to him at that address.

(3)For the purposes of this section and section 7 of the Interpretation Act 1978 (c. 30) (service of documents by post) in its application to this section, the proper address of a person is his usual or last-known address (whether residential or otherwise), except that—

(a)in the case of a notice to be served on the secretary, clerk or similar officer of a body corporate, it is the address of the registered office of that body or its principal office in the United Kingdom,

(b)in the case of a notice to be served on a partner or a person having the control or management of a partnership business, it is the address of the principal office of the partnership in the United Kingdom, and

(c)in the case of a notice to be served on an officer of an unincorporated association (other than a partnership), it is the address of the principal office of the association in the United Kingdom.

Offences under this PartE+W

204Offences in connection with production of documentsE+W

(1)A person commits an offence if, without reasonable excuse, he fails to comply with any requirement imposed on him under section 197 or 198.

(2)A person guilty of an offence under subsection (1) is liable on summary conviction—

(a)to imprisonment for a term not exceeding 51 weeks, or

(b)to a fine not exceeding level 3 on the standard scale,

or to both.

(3)If a person is convicted of an offence under subsection (1) in respect of a failure to produce a document and the failure continues after the date of his conviction, the person—

(a)commits a further offence, and

(b)is liable on summary conviction to a fine not exceeding 2% of level 3 on the standard scale for each day on which the failure so continues.

(4)A person commits an offence if, in purported compliance with any requirement imposed on him under section 198—

(a)he makes a statement which is false or misleading, and

(b)he either knows that it is false or misleading or is reckless as to whether it is false or misleading.

(5)“False or misleading” means false or misleading in a material particular.

(6)A person guilty of an offence under subsection (4) is liable—

(a)on conviction on indictment, to imprisonment for a term not exceeding two years or to a fine, or to both,

(b)on summary conviction, to imprisonment for a term not exceeding 12 months or to a fine not exceeding the statutory maximum, or to both.

205Offences relating to disclosure or use of informationE+W

(1)A person commits an offence if he fails to comply with section 201(2) or (5) or section 202(2).

(2)A person guilty of an offence under subsection (1) is liable—

(a)on conviction on indictment, to imprisonment for a term not exceeding two years or to a fine, or to both,

(b)on summary conviction to imprisonment for a term not exceeding 51 weeks or to a fine not exceeding the statutory maximum, or to both.

(3)It is a defence for a person charged with an offence under subsection (1) in respect of a disclosure of information to prove that at the time of the alleged offence—

(a)any of the circumstances in subsection (4) applied, or

(b)he reasonably believed that they applied.

(4)The circumstances referred to in subsection (3) are—

(a)that the disclosure was lawful,

(b)that the information had already been lawfully made available to the public,

(c)that the disclosure was necessary or expedient for the purpose of protecting the welfare of any individual,

(d)that the disclosure was made in a form in which no person to whom the information relates is identified.

(5)Subsection (4)(d) is not satisfied if the identity of any such person can be ascertained either—

(a)from the information itself, or

(b)from that information taken with other information obtained by virtue of section 197 or 198 and disclosed by or on behalf of the Secretary of State.

206Offences by bodies corporate etcE+W

(1)If an offence committed by a body corporate is proved—

(a)to have been committed with the consent or connivance of an officer, or

(b)to be attributable to any neglect on his part,

the officer as well as the body corporate is guilty of the offence and liable to be proceeded against and punished accordingly.

(2)“Officer”, in relation to the body corporate, means a director, manager, secretary or other similar officer of the body, or a person purporting to act in any such capacity.

(3)If the affairs of a body corporate are managed by its members, subsection (1) applies in relation to the acts and defaults of a member in connection with his functions of management as if he were a director of the body corporate.

(4)If an offence committed by a partnership is proved—

(a)to have been committed with the consent or connivance of a partner, or

(b)to be attributable to any neglect on his part,

the partner as well as the partnership is guilty of the offence and liable to be proceeded against and punished accordingly.

(5)“Partner” includes a person purporting to act as a partner.

(6)If an offence committed by an unincorporated association (other than a partnership) is proved—

(a)to have been committed with the consent or connivance of an officer of the association or a member of its governing body, or

(b)to be attributable to any neglect on the part of such an officer or member,

the officer or member as well as the association is guilty of the offence and liable to be proceeded against and punished accordingly.

(7)“Offence” means an offence under this Part.

207Offences committed by partnerships and other unincorporated associationsE+W

(1)Proceedings for an offence alleged to have been committed by a partnership must be brought in the name of the partnership (and not in that of any of the partners).

(2)Proceedings for an offence alleged to have been committed by an unincorporated association (other than a partnership) must be brought in the name of the association (and not in that of any of its members).

(3)Rules of court relating to the service of documents have effect as if the partnership or unincorporated association were a body corporate.

(4)In proceedings for an offence brought against a partnership or an unincorporated association, section 33 of the Criminal Justice Act 1925 (c. 86) and Schedule 3 to the Magistrates' Courts Act 1980 (c. 43) apply as they apply in relation to a body corporate.

(5)A fine imposed on a partnership on its conviction for an offence must be paid out of the partnership assets.

(6)A fine imposed on an unincorporated association on its conviction for an offence must be paid out of the funds of the association.

(7)Subsections (1) and (2) do not affect any liability of a partner, officer or member under section 206(4) or (6).

(8)“Offence” means an offence under this Part.

208Penalties for offences under this Part: transitional modificationE+W

(1)In relation to an offence committed before [F8882 May 2022], the reference in section 204(6)(b) to a period of imprisonment of 12 months is a reference to a period of imprisonment of 6 months.

(2)In relation to an offence committed before the commencement of section 281(5) of the Criminal Justice Act 2003 (alteration of penalties for summary offences), the references in sections 204(2)(a) and 205(2)(b) to periods of imprisonment of 51 weeks are references to periods of imprisonment of 3 months.

Textual Amendments

SupplementaryE+W

209Orders and regulations under this PartE+W

(1)Any power under this Part to make an order or regulations is exercisable by statutory instrument.

(2)Subject to subsection (3) a statutory instrument made by virtue of this Part is subject to annulment in pursuance of a resolution of either House of Parliament.

(3)A statutory instrument containing an order under section 196(7) may not be made unless a draft of the instrument has been laid before, and approved by a resolution of, each House of Parliament.

(4)Any power under this Part to make an order or regulations—

(a)may make different provision for different cases or descriptions of case or different purposes or areas, and

(b)may make incidental, supplementary, consequential, transitory, transitional or saving provision.

210Interpretation of this PartE+W

(1)In this Part—

  • “authorised officer”, in relation to any function, means (subject to subsection (5)) an officer of the Secretary of State authorised by him to act in exercise of the function,

  • “document” means anything in which information of any description is recorded,

  • “enactment” includes any provision of subordinate legislation (within the meaning of the Interpretation Act 1978 (c. 30)), and references to enactments include enactments passed or made after the passing of this Act,

  • “employed” means employed whether under a contract of service or a contract for services or otherwise, and whether for remuneration or not,

  • “functions to which this Part applies” has the meaning given by section 195(4),

  • “health service provider” [F889, “public health service contractor”] and “NHS contractor” have the meaning given by section 196,

  • “NHS body” must be construed in accordance with section 196,

  • “personal records” has the meaning given by section 12 of the Police and Criminal Evidence Act 1984 (c. 60),

  • “statutory health body” has the meaning given by section 196.

(2)References in this Part to the provision of services—

(a)in relation to [F890the Secretary of State, local authorities,] statutory health bodies, health service providers [F891, public health service contractors] or NHS contractors, include references to the provision of goods or facilities, and

(b)include references to the provision of services (or goods or facilities) wherever that takes place.

(3)References in this Part to the health service are references to the health service in England.

(4)In relation to information recorded otherwise than in legible form, any reference in this Part to the production of documents is a reference to the production of a copy of the information in legible form.

(5)Where functions of the Secretary of State are exercisable by a Special Health Authority—

(a)references in this Part to authorised officers include officers of the Special Health Authority authorised by or on behalf of the Special Health Authority to act in exercise of the functions, and

(b)references in this Part to information held or disclosed by or on behalf of the Secretary of State include information held or disclosed by or on behalf of the Special Health Authority.

Textual Amendments

Part 11 E+WProperty and finance

Chapter 1E+WLand and other property

211Acquisition, use and maintenance of propertyE+W

(1)The Secretary of State may acquire—

(a)any land, either by agreement or compulsorily,

(b)any other property,

required by him for the purposes of this Act.

(2)In particular, land may be so acquired to provide residential accommodation for persons employed for any of those purposes.

(3)The Secretary of State may use for the purposes of any of the functions conferred on him by this Act any property belonging to him by virtue of this Act, and he has power to maintain all such property.

(4)[F892A local authority] may be authorised to purchase land compulsorily for the purposes of this Act by means of an order made by the authority and confirmed by the Secretary of State.

[F893(4A)In subsection (4), “local authority” has the same meaning as in section 2B.]

(5)The Acquisition of Land Act 1981 (c. 67) applies to the compulsory purchase of land under this section.

(6)Section 120(3) of the Local Government Act 1972 (c. 70) (which relates to the application of Part 1 of the Compulsory Purchase Act 1965 (c. 56) where a council is authorised to acquire land by agreement) applies to the acquisition of land by the Secretary of State under this section as it applies to such acquisition by a council under that section.

(7)Sections 238 and 239 of the Town and Country Planning Act 1990 (c. 8) (use and development of consecrated land and burial grounds) apply to consecrated land or land comprised in a burial ground (within the meaning of section 240 of that Act) which—

(a)the Secretary of State holds for the purposes of the health service, and

(b)has not been the subject of a relevant acquisition (within the meaning of that section) by him,

as if that land had been the subject of such an acquisition by him for those purposes.

Textual Amendments

Modifications etc. (not altering text)

Chapter 2E+WTrusts

F894212Special trustees for a university hospital or teaching hospitalE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

213Transfers of trust propertyE+W

(1)The Secretary of State may, having regard to any change or proposed change—

(a)in the arrangements for the administration of a hospital or other establishment or facility, or

(b)in the area or functions of any NHS body other than an NHS foundation trust,

by order provide for the transfer of any trust property from any relevant health service body to any other relevant health service body.

(2)In this section “relevant health service body” means—

(a)an NHS body,

(b)[F895Welsh] special trustees, or

(c)trustees for F896... F897... an NHS trust F896....

(3)Where property is transferred by an order under this section to two or more bodies, it must be apportioned by them in such proportions as they may agree, or as may in default of agreement be determined by the Secretary of State, and the order may provide for the way in which the property must be apportioned.

(4)Where property is so apportioned, the Secretary of State may by order make any consequential amendments of the trust instrument relating to the property.

(5)In this section [F898“Welsh special trustees” means] special trustees within the meaning of section 160 of the National Health Service (Wales) Act 2006 (c. 42).

Textual Amendments

F897Words in s. 213(2)(c) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 109(b); S.I. 2013/160, art. 2(2) (with arts. 7-9)

214Transfer of functions and property to or from [F899Welsh] special trusteesE+W

(1)If it appears to the Secretary of State at any time that all the functions of any [F900Welsh special trustees] should be discharged by [F901[F13NHS England], [F902an integrated care board],] F903... an NHS trust, a Special Health Authority or an NHS foundation trust, he may by order provide for the transfer of all trust property from the [F900Welsh special trustees] to the body or, in such proportions as may be specified in the order, to those bodies.

(2)Before acting under subsection (1) the Secretary of State must consult the [F900Welsh special trustees] and other bodies concerned.

(3)If it appears to the Secretary of State at any time that—

(a)the functions of any [F900Welsh special trustees] should be discharged by the trustees for F904... F905... an NHS trust F904... (“the trustees of the body”), or

(b)the functions of the trustees of the body should be discharged by [F900Welsh special trustees],

he may, after consulting the [F900Welsh special trustees] and the trustees of the body, by order provide for the transfer of all trust property from the [F900Welsh special trustees] to the trustees of the body, or from the trustees of the body to the [F900Welsh special trustees].

(4)Where property is transferred by an order under this section to two or more bodies, it must be apportioned by them in such proportions as they may agree, or as may in default of agreement be determined by the Secretary of State, and the order may provide for the way in which the property must be apportioned.

(5)Where property is so apportioned, the Secretary of State may by order make any consequential amendments of the trust instrument relating to the property.

(6)[F906“Welsh special trustees” means] special trustees within the meaning of section 160 of the National Health Service (Wales) Act 2006.

Textual Amendments

F904Words in s. 214(3)(a) omitted (17.6.2021) by virtue of NHS (Charitable Trusts Etc) Act 2016 (c. 10), s. 5(1), Sch. 1 para. 3(c); S.I. 2021/712, reg. 3(c)

215Trustees and property under section 222E+W

F907(1). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F907(2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3)Subsection (4) applies where property is given in pursuance of section 222—

F908(za). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F909(zb). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F910(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b)on trust for any purposes of an NHS trust for which trustees have been appointed under F911... paragraph 10 of Schedule 3 to the National Health Service (Wales) Act 2006 (c. 42), F912...

F912(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(4)Where this subsection applies and the trustees and [F913[F13NHS England], clinical commissioning group,] F914... NHS trust or NHS foundation trust agree, the property may be held, administered and applied by the trustees instead of by [F915[F13NHS England], clinical commissioning group,] F914... NHS trust or NHS foundation trust.

(5)Property given in pursuance of section 222 on trust may be transferred by order of the Secretary of State under section 213 or 214 in the same circumstances as other trust property may be transferred under either of those sections.

Textual Amendments

216Application of trust property: further provisionsE+W

(1)Any discretion given by a trust instrument to the trustees of property transferred under—

(a)section 24 of the National Health Service Reorganisation Act 1973 (c. 32) (transfer of trust property from abolished authorities),

(b)section 25 of that Act (transfer of trust property held for health services by local health authorities),

(c)section 92 of the National Health Service Act 1977 (c. 49) (further transfers of trust property), or

(d)section 213 or 214 of this Act,

is exercisable by the person to whom the property is so transferred and, subject to this section, the transfer does not affect the trusts on which the property is held.

(2)Where—

(a)property has been transferred under section 24 of the National Health Service Reorganisation Act 1973, or section 92 of the National Health Service Act 1977, and

(b)any discretion is given by a trust instrument to the trustees to apply the property, or income arising from the property, to such hospital services (including research) as the trustees consider appropriate without any restriction on the kinds of hospital services and without any restriction to one or more specified hospitals,

the discretion is enlarged so as to allow the application of the property or of the income arising from the property, to such extent as the trustees consider appropriate, for any other part of the health service associated with any hospital.

(3)Subsection (2) applies on any subsequent transfer of the property under section 213 or 214 [F916of this Act or section 300 or 302 of the Health and Social Care Act 2012].

Textual Amendments

217Trusts: supplementary provisionsE+W

(1)This section applies in relation to—

F917(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b)sections [F918213 and] 214,

(c)section 216,

(d)section 218,

(e)section 220,

F919(ea). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F920(eb). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F921(f). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F922(g). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F923(h). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . and

(i)[F924paragraph 8] of Schedule 6.

(2)A provision—

(a)contained in a provision to which this section applies,

(b)for the transfer of any property,

includes provision for the transfer of any rights and liabilities arising from that property.

(3)Where a transfer of property by virtue of a provision to which this section applies is of, or includes—

(a)land held on lease from a third party, or

(b)any other asset leased or hired from a third party or in which a third party has an interest,

the transfer is binding on the third party notwithstanding that, apart from this subsection, it would have required his consent or concurrence.

(4)“Third party” means a person other than the Secretary of State or an NHS body.

(5)Nothing in a provision to which this section applies affects any power of Her Majesty, [F925the court (as defined in the Charities Act 2011)] or any other person, to alter the trusts of any charity.

(6)Nothing in section 12 of the Finance Act 1895 (c. 16) (which requires certain Acts and certain instruments relating to the vesting of property by virtue of an Act to be stamped as conveyances on sale) applies to—

(a)a provision to which this section applies, or

(b)an order made in pursuance of any such provision.

(7)Stamp duty is not payable on an order falling within subsection (6)(b).

Textual Amendments

F925Words in s. 217(5) substituted (14.3.2012) by Charities Act 2011 (c. 25), s. 355, Sch. 7 para. 111 (with s. 20(2), Sch. 8)

Modifications etc. (not altering text)

218Private trusts for hospitalsE+W

(1)Subsection (2) applies where the terms of a trust instrument authorise or require the trustees, whether immediately or in the future, to apply any part of the capital or income of the trust property for the purposes of any health service hospital.

(2)The trust instrument must be construed as authorising or requiring the trustees to apply the trust property to the like extent, and at the like times, for the purpose of making payments, whether of capital or income, to the appropriate hospital authority.

(3)Any sum paid to the appropriate hospital authority must, so far as practicable, be applied by it for the purpose specified in the trust instrument.

(4)“The appropriate hospital authority” means—

(a)where [F926Welsh] special trustees are appointed for the hospital, those trustees,

(b)where the hospital is managed by, and trustees have been appointed for, an NHS trust, F927... F928..., the trustees,

(c)where the hospital is managed by an NHS trust, an NHS foundation trust F929... and neither paragraph (a) nor paragraph (b) applies, the NHS trust, NHS foundation trust F929..., and

[F930(d)in any other case—

(i)where the hospital is vested in the Secretary of State, the Special Health Authority exercising functions of the Secretary of State in respect of it or, where there is no such Special Health Authority, the Secretary of State,

(ii)where the Welsh Ministers have functions in respect of the hospital, the Special Health Authority or Local Health Board exercising those functions.]

(5)Nothing in this section applies to property transferred under section 24 of the National Health Service Reorganisation Act 1973.

(6)In this section—

  • “health service hospital” includes such a hospital within the meaning of section 206 of the National Health Service (Wales) Act 2006 (c. 42), and

  • [F931“Welsh special trustees” means] special trustees within the meaning of section 160 of that Act.

Textual Amendments

F928Words in s. 218(4)(b) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 114(a); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F929Words in s. 218(4)(c) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 114(b); S.I. 2013/160, art. 2(2) (with arts. 7-9)

Chapter 3E+WProperty transferred under the National Health Service Act 1946

219Transferred property free of trustsE+W

(1)All property vested in the Secretary of State in consequence of the transfer of that property under section 6 of the National Health Service Act 1946 (c. 81) (transfer of hospitals) is vested free of any trust existing immediately before that transfer.

(2)The Secretary of State may use any such property for the purpose of any of his functions under this Act, but he must so far as practicable secure that the objects for which any such property was used immediately before that transfer are not prejudiced by the exercise of the power conferred by this subsection.

220Trust property previously held for general hospital purposesE+W

(1)This section applies to property—

(a)transferred under section 23 of the National Health Service Reorganisation Act 1973 (c. 32) (winding-up of hospital endowment funds), or

(b)transferred under section 24 of that Act (transfer of trust property from abolished authorities) and which immediately before the day appointed for the purposes of that section was, in accordance with any provision contained in or made under section 7 of the National Health Service Act 1946, applicable for purposes relating to hospital services or relating to some form of research,

including any such property which has been further transferred under section 92 of the National Health Service Act 1977 (c. 49).

(2)This section continues to apply to any such property after any further transfer under section 213 or 214 [F932of this Act or section 300 or 302 of the Health and Social Care Act 2012].

(3)The person holding the property after the transfer or last transfer must secure, so far as is reasonably practicable, that the objects of any original endowment, and the observance of any conditions attached to that endowment, including in particular conditions intended to preserve the memory of any person or class of persons, are not prejudiced by this Part of this Act.

(4)“Original endowment” means a hospital endowment which was transferred under section 7 of the National Health Service Act 1946 (c. 81) and from which the property in question is derived.

(5)Subject to subsection (3), the property must be held on trust for such purposes relating to hospital services (including research), or to any other part of the health service associated with any hospital, as the person holding the property considers appropriate.

F933(6). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

221Voluntary hospitalsE+W

(1)Subsection (2) applies where—

(a)any hospital provided by the Secretary of State in accordance with this Act was a voluntary hospital transferred by virtue of the National Health Service Act 1946, and

(b)the character and associations of that hospital before its transfer were such as to link it with a particular religious denomination.

(2)Regard must be had in the general administration of the hospital to the preservation of that character and those associations.

Chapter 4E+WRaising money

222Power to raise moneyE+W

(1)This section applies to any NHS body other than a Local Health Board.

(2)A body to which this section applies has power to engage in activities intended to stimulate the giving (whether on trust or otherwise) of money or other property to—

(a)assist the body in providing or improving any services or any facilities or accommodation which is or are, or will be, provided as part of the health service, or

(b)assist it in connection with its functions with respect to research.

(3)Subject to any directions of [F934the appropriate authority] excluding specified descriptions of activity, the activities authorised by this section include—

(a)public appeals or collections,

(b)competitions,

(c)entertainments,

(d)bazaars,

(e)sales of produce or other goods, and

(f)other similar activities.

[F935(3A)In subsection (3) “appropriate authority” means—

(a)in relation to [F936an integrated care board], [F13NHS England], and

(b)in relation to any other body to which this section applies, the Secretary of State.]

(4)The activities may involve the use of land, premises or other property held by or for the benefit of the body exercising the power.

(5)Subsection (4) is subject to any restrictions on the purposes for which trust property may be used.

(6)Subject to this section and section 215, the body at whose instance property is given in pursuance of this section must, after defraying out of it any expenses incurred in obtaining it, hold, administer and apply the property on trust for or for the purpose for which it was given.

(7)Where property held by a body under this section is more than sufficient to enable the purpose for which it was given to be fulfilled, the excess is applicable, in default of any provision for its application made by the trust or other instrument under or in accordance with which the property comprising the excess was given, for such purposes connected with any of the functions of the body as it considers appropriate.

(8)Where property held by a body under this section is insufficient to enable the purpose for which it was given to be fulfilled the body may apply so much of the capital or income at its disposal as is needed to enable the purpose to be fulfilled.

(9)Subsection (8) is subject in the case of trust property to any restrictions on the purpose for which the trust property may be applied and, in the case of money paid or payable by the Secretary of State under [F937section 225], to any directions he may give.

(10)Where the capital or income applicable under subsection (8) is insufficient or is not applied to enable the purpose to be fulfilled, the property held by the body is applicable, in default of any provision for its application made by the trust or other instrument under or in accordance with which the property was given, for such purposes connected with any of the functions of the body as it considers appropriate.

(11)Where under subsection (7) or (10) property becomes applicable for purposes other than that for which it was given the body applying the property must have regard to the desirability of applying it for a purpose similar to that for which it was given.

(12)References in this section to the purposes for which trust property may be used or applied include, in the case of trust property which has been transferred under section 213 or 214, references to those purposes as enlarged by section 216.

Textual Amendments

Chapter 5E+WFormation of companies

223Public-private partnershipsE+W

(1)The Secretary of State [F938or [F13NHS England]] may form, or participate in forming, companies to provide facilities or services to persons or bodies exercising functions, or otherwise providing services, under this Act.

(2)The Secretary of State [F939or [F13NHS England]] may, with a view to securing or facilitating the provision by companies of facilities or services to persons or bodies falling within subsection (1)—

(a)invest in the companies (whether by acquiring assets, securities or rights or otherwise), or

(b)provide loans and guarantees and make other kinds of financial provision to or in respect of them,

or both.

(3)For the purposes of subsections (1) and (2) it is immaterial that the facilities or services provided or to be provided by the companies in question are not provided or to be provided—

(a)only to persons or bodies falling within subsection (1), or

(b)to persons or bodies falling within subsection (1) only in their capacities as persons or bodies such as are mentioned in that provision.

(4)“Companies” means companies [F940as defined in section 1(1) of the Companies Act 2006] (c. 6).

(5)This section does not affect any powers of the Secretary of State [F941or [F13NHS England]] exercisable otherwise than by virtue of this section.

Textual Amendments

[F942223A.Application of section 223 to integrated care boardsE+W

(1)Section 223 applies in relation to an integrated care board as it applies in relation to NHS England.

(2)But the powers conferred by that section are exercisable by an integrated care board only for the purpose of securing improvement—

(a)in the physical and mental health of the group of people for whom it has core responsibility (see section 14Z31), or

(b)in the prevention, diagnosis and treatment of illness in such people.]

Textual Amendments

Chapter 6E+WFinance

[F943[F13NHS England]E+W

Textual Amendments

F943Ss. 223B-223F and cross-heading inserted (27.3.2012 for specified purposes, 1.10.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 24, 306(1)(d)(4); S.I. 2012/1831, art. 2(2); S.I. 2013/160, art. 2(2) (with arts. 7-9)

223BFunding of [F13NHS England]E+W

(1)The Secretary of State must pay to [F13NHS England] in respect of each financial year sums not exceeding the amount allotted for that year by the Secretary of State towards meeting the expenditure of [F13NHS England] which is attributable to the performance by it of its functions in that year.

(2)An amount is allotted to [F13NHS England] for a financial year under this section when [F13NHS England] is notified in writing by the Secretary of State that the amount is allotted to it for that year.

(3)The Secretary of State may make a new allotment under this section increasing or reducing the allotment previously so made only if—

(a)[F13NHS England] agrees to the change,

(b)a parliamentary general election takes place, or

(c)the Secretary of State considers that there are exceptional circumstances that make a new allotment necessary.

(4)The Secretary of State may give directions to [F13NHS England] with respect to the payment of sums by it to the Secretary of State in respect of charges or other sums referable to the valuation or disposal of assets.

(5)Sums falling to be paid to [F13NHS England] under this section are payable subject to such conditions as to records, certificates or otherwise as the Secretary of State may determine.

[F944[F945(6)The Secretary of State may direct NHS England—

(a)that an amount of the sums paid to it under this section in respect of a financial year is to be used for purposes relating to service integration;

(b)about the use by NHS England of that amount for those purposes.]

(7)The amount referred to in [F946subsection (6)(a)]—

(a)is to be determined in such manner as the Secretary of State considers appropriate, and

(b)must be specified in the [F947direction].

[F948(7A)The power under subsection (6)(b) includes power to give NHS England directions about the exercise of any of its functions under or by virtue of section 223GA (including directions requiring consultation with the Secretary of State or other specified persons).

(7B)The Secretary of State must publish any direction under subsection (6).]

(8)The reference in subsection (6) to service integration is a reference to the integration of the provision of health services with the provision of health-related services or social care services, as referred to in sections 13N and [F94914Z42].]

Textual Amendments

[F950223C.Financial duties of NHS England: expenditureE+W

(1)NHS England must exercise its functions with a view to ensuring that expenditure incurred by the following bodies in a financial year (taken together) does not exceed the aggregate of any sums received by them in the year—

(a)NHS England;

(b)integrated care boards.

(2)The Secretary of State may by direction—

(a)specify descriptions of expenditure that are, or are not, to be treated for the purposes of this section as expenditure incurred by a body, or expenditure incurred by it in a particular financial year;

(b)specify descriptions of sums that are, or are not, to be treated for the purposes of this section as having been received by a body, or as having been received by it in a particular financial year;

(c)provide for sums received by NHS England under section 223B in a year but not spent to be treated for the purposes of this section as expenditure incurred by it in a particular financial year;

(d)provide for sums received by an integrated care board under section 223G in a year but not spent to be treated for the purposes of this section as expenditure incurred by it in a particular financial year.

(3)For the purposes of this section any sum allotted to NHS England for a year under section 223B is to be treated as received by it in that year (subject to any direction under subsection (2)(b)).

Textual Amendments

223CANHS England: banking facilitiesE+W

The Secretary of State may by direction require NHS England to use banking facilities specified in the direction for any purposes so specified.]

Textual Amendments

[F950223D.Financial duties of NHS England: controls on total resource useE+W

(1)NHS England must exercise its functions with a view to ensuring that, in respect of each financial year—

(a)total capital resource use does not exceed the limit specified in a direction by the Secretary of State;

(b)total revenue resource use does not exceed the limit specified in a direction by the Secretary of State.

(2)In subsection (1) “total capital resource use” and “total revenue resource use” means the use of capital resources or (as the case may be) revenue resources by relevant NHS bodies, other than use that consists of the transfer of resources between relevant NHS bodies.

(3)In subsection (2) “relevant NHS bodies” means—

(a)NHS England,

(b)integrated care boards,

(c)NHS trusts established under section 25, and

(d)NHS foundation trusts.

(4)A direction under subsection (1)(a) or (b) specifying a limit in relation to a financial year may be varied by a subsequent direction only if—

(a)NHS England agrees to the change,

(b)a parliamentary general election takes place, or

(c)the Secretary of State considers that there are exceptional circumstances which make the variation necessary.

(5)The Secretary of State must publish and lay before Parliament any directions under this section.

(6)Any reference in this Chapter to the use of capital resources or revenue resources is a reference to their expenditure, consumption or reduction in value.]

Textual Amendments

[F950223E.Financial duties of NHS England: additional controls on resource useE+W

(1)The Secretary of State may direct NHS England to ensure—

(a)that relevant capital resource in a financial year which is attributable to matters specified in the direction does not exceed an amount so specified;

(b)that relevant revenue resource use in a financial year which is attributable to matters specified in the direction does not exceed an amount so specified.

(2)In subsection (1) “relevant capital resource use” and “relevant revenue resource use” means the use of capital resources or (as the case may be) revenue resources by NHS England and integrated care boards.

(3)The Secretary of State may direct NHS England to ensure that NHS England’s use of revenue resources in a financial year which is attributable to such matters relating to administration as are specified in the direction does not exceed an amount so specified.]

Textual Amendments

223FPower to establish contingency fundE+W

(1)[F13NHS England] may use a proportion of the sums paid to it under section 223B to establish a contingency fund.

(2)[F13NHS England] may make a payment out of the fund where the payment is necessary in order to enable—

(a)[F13NHS England] to discharge any of its commissioning functions, or

(b)[F951an integrated care board] to discharge any of its functions.

(3)[F13NHS England] must publish guidance as to how it proposes to exercise its powers to make payments out of the contingency fund.

(4)In this section, “commissioning functions” means functions in arranging for the provision of services as part of the health service.]

Textual Amendments

[F952[F953Integrated care boards]E+W

Textual Amendments

F952Ss. 223G-223K and cross-heading inserted (27.3.2012 for specified purposes, 1.10.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 27, 306(1)(d)(4); S.I. 2012/1831, art. 2(2); S.I. 2013/160, art. 2(2) (with arts. 7-9)

223GMeans of meeting expenditure of [F954integrated care boards] out of public fundsE+W

(1)[F13NHS England] must pay in respect of each financial year to each [F955integrated care board] sums not exceeding the amount allotted for that year by [F13NHS England] to [F956the board] towards meeting the expenditure of [F956the board] which is attributable to the performance by it of its functions in that year.

(2)In determining the amount to be allotted to [F957an integrated care board] for any year, [F13NHS England] may take into account—

(a)the expenditure of the [F958integrated care board] during any previous financial year, and

(b)the amount that it proposes to hold, during the year to which the allotment relates, in any contingency fund established under section 223F.

(3)An amount is allotted to [F959an integrated care board] for a year under this section when [F960the board] is notified in writing by [F13NHS England] that the amount is allotted to it for that year.

(4)[F13NHS England] may make a new allotment under this section increasing or reducing an allotment previously so made.

(5)Where [F13NHS England] allots an amount to [F961an integrated care board] or makes a new allotment under subsection (4), it must notify the Secretary of State.

(6)[F13NHS England] may give directions to [F962an integrated care board] with respect to—

(a)the application of sums paid to it by virtue of a new allotment increasing an allotment previously so made, and

(b)the payment of sums by it to [F13NHS England] in respect of charges or other sums referable to the valuation or disposal of assets.

(7)Sums falling to be paid to [F963integrated care boards] under this section are payable subject to such conditions as to records, certificates or otherwise as [F13NHS England] may determine.

F964(8). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Modifications etc. (not altering text)

[F965223GAExpenditure on integrationE+W

[F966(1)Where the Secretary of State has given NHS England a direction under section 223B(6)(a) about sums paid to it in respect of a financial year, NHS England may direct an integrated care board that an amount (a “designated amount”) of the sums paid to the board under section 223G in respect of that year is to be used for purposes relating to service integration.

(2)The designated amount—

(a)is to be determined in such manner as NHS England considers appropriate, and

(b)must be specified in the direction under subsection (1).]

(3)The conditions under section 223G(7) subject to which the payment of a designated amount is made must include a condition that [F967the integrated care board] transfers the amount into one or more funds (“pooled funds”) established under arrangements under section 75(2)(a) (“pooling arrangements”).

(4)The conditions may also include—

(a)conditions relating to the preparation and agreement by [F968the integrated care board] and each local authority and other [F969integrated care board] that is party to the pooling arrangements of a plan for how to use the designated amount (a “spending plan”);

(b)conditions relating to the approval of a spending plan by [F13NHS England];

(c)conditions relating to the inclusion of performance objectives in a spending plan;

(d)conditions relating to the meeting of any performance objectives included in a spending plan or specified by [F13NHS England].

(5)Where a condition subject to which the payment of a designated amount is made is not met, [F13NHS England] may—

(a)withhold the payment (in so far as it has not been made);

(b)recover the payment (in so far as it has been made);

(c)direct the [F970integrated care board] as to the use of the designated amount for purposes relating to service integration or for making payments under section 256.

(6)Where [F13NHS England] withholds or recovers a payment under subsection (5)(a) or (b)—

(a)[F971it may use the amount for any purposes relating to service integration,] and

(b)in so far as the exercise of the power under paragraph (a) involves making a payment to a different [F972integrated care board] or some other person, the making of the payment is subject to such conditions as [F13NHS England] may determine.

F973(7). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(8)The power under subsection (5)(b) to recover a payment may be exercised in a financial year after the one in respect of which the payment was made.

(9)The payments that may be made out of a pooled fund into which a designated amount is transferred include payments to a local authority which is not party to the pooling arrangements in question in connection with the exercise of its functions under Part 1 of the Housing Grants, Construction and Regeneration Act 1996 (disabilities facilities grants).

(10)In exercising a power under this section, [F13NHS England] must have regard to the extent to which there is a need for the provision of each of the following—

(a)health services (see subsection (12)),

(b)health-related services (within the meaning given in section [F97414Z42]), and

(c)social care services (within the meaning given in that section).

(11)A reference in this section to service integration is a reference to the integration of the provision of health services with the provision of health-related services or social care services, as referred to in sections 13N and [F97514Z42].

(12)“Health services” means services provided as part of the health service in England.]

Textual Amendments

[F976223GBPower to impose financial requirements on integrated care boardsE+W

(1)NHS England may give integrated care boards directions about their management or use of financial or other resources.

(2)The directions that may be given include a direction imposing limits on expenditure or resource use by integrated care boards.

(3)NHS England must publish any directions under this section.

Textual Amendments

223GCFinancial duties of integrated care boards: expenditure limitsE+W

(1)An integrated care board must exercise its functions with a view to ensuring that expenditure incurred by the board in a financial year does not exceed the sums received by it in that year.

(2)NHS England may by direction—

(a)specify descriptions of expenditure that are, or are not, to be treated for the purposes of this section as expenditure incurred by an integrated care board, or expenditure incurred by it in a particular financial year;

(b)specify descriptions of sums that are, or are not, to be treated for the purposes of this section as having been received by an integrated care board, or as having been received by it in a particular financial year;

(c)provide for sums received by an integrated care board under section 223G in a year but not spent to be treated for the purposes of this section as expenditure incurred by it in a particular financial year.

(3)For the purposes of this section any sum allotted to an integrated care board for a year under section 223G is to be treated as received by it in that year (subject to any direction under subsection (2)(b)).

Textual Amendments

223GDIntegrated care boards: banking facilitiesE+W

The Secretary of State may give integrated care boards directions requiring them to use specified banking facilities for any specified purposes.]

Textual Amendments

F977223HFinancial duties of clinical commissioning groups: expenditureE+W

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Textual Amendments

F977223IFinancial duties of clinical commissioning groups: use of resourcesE+W

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Textual Amendments

F977223JFinancial duties of clinical commissioning groups: additional controls on resource useE+W

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Textual Amendments

223KPayments in respect of qualityE+W

(1)[F13NHS England] may, after the end of a financial year, make a payment to [F978an integrated care board].

(2)For the purpose of determining whether to make a payment under subsection (1) and (if so) the amount of the payment, [F13NHS England] must take into account at least one of the following factors—

(a)the quality of relevant services provided during the financial year;

(b)any improvement in the quality of relevant services provided during that year (in comparison to the quality of relevant services provided during previous financial years);

(c)the outcomes identified during the financial year as having been achieved from the provision at any time of relevant services;

(d)any improvement in the outcomes identified during that financial year as having been so achieved (in comparison to the outcomes identified during previous financial years as having been so achieved).

(3)For that purpose, [F13NHS England] may also take into account either or both of the following factors—

(a)relevant inequalities identified during that year;

(b)any reduction in relevant inequalities identified during that year (in comparison to relevant inequalities identified during previous financial years).

F979(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F980(5). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(6)Regulations may make provision as to how payments under subsection (1) may be spent F981....

(7)[F982An integrated care board] must publish an explanation of how [F983the board] has spent any payment made to it under subsection (1).

(8)In this section—

  • [F984“relevant services” means services provided in pursuance of arrangements made by the integrated care board in the exercise of its functions by virtue of this Act;]

  • “relevant inequalities” means inequalities between the persons for whose benefit relevant services are at any time provided with respect to—

    (a)

    their ability to access the services, or

    (b)

    the outcomes achieved for them by their provision.]

Textual Amendments

[F985Joint duties of an integrated care board and its partner NHS trusts and NHS foundation trustsE+W

Textual Amendments

223LJoint financial objectives for integrated care boards etcE+W

(1)NHS England may set joint financial objectives for integrated care boards and their partner NHS trusts and NHS foundation trusts.

(2)An integrated care board and its partner NHS trusts and NHS foundation trusts must seek to achieve any financial objectives set under this section.

(3)Financial objectives under this section may apply to—

(a)integrated care boards and their partner NHS trusts and NHS foundation trusts generally,

(b)a particular integrated care board and its partner NHS trusts and NHS foundation trusts, or

(c)an integrated care board of a particular description and its partner NHS trusts and NHS foundation trusts.

223MFinancial duties of integrated care boards etc: use of resourcesE+W

(1)Each integrated care board and its partner NHS trusts and NHS foundation trusts must exercise their functions with a view to ensuring that, in respect of each financial year—

(a)local capital resource use does not exceed the limit specified in a direction by NHS England;

(b)local revenue resource use does not exceed the limit specified in a direction by NHS England.

(2)In this section “local capital resource use” and “local revenue resource use” means the use of capital resources or (as the case may be) revenue resources by the integrated care board and its partner NHS trusts and NHS foundation trusts, other than use that consists of the transfer of resources between those bodies.

(3)Where an NHS trust or NHS foundation trust is the partner of more than one integrated care board, its use of capital resources or revenue resources is to be apportioned for the purposes of this section to one or more of the integrated care boards in such manner as may be provided for in a direction by NHS England.

(4)NHS England may by direction make provision for determining to which integrated care board, NHS trust or NHS foundation trust a use of capital resources or revenue resources is to be attributed for the purposes of this section.

223NFinancial duties of integrated care boards etc: additional controls on resource useE+W

(1)NHS England may direct an integrated care board and its partner NHS trusts and NHS foundation trusts to exercise their functions with a view to—

(a)ensuring that local capital resource use in a financial year which is attributable to matters specified in the direction does not exceed an amount so specified;

(b)ensuring that local revenue resource use in a financial year which is attributable to matters specified in the direction does not exceed an amount so specified.

(2)A direction under subsection (1) may—

(a)specify descriptions of resources which must, or must not, be treated as local capital resources or local revenue resources for the purposes of the direction;

(b)specify uses of local capital resources or local revenue resources which must, or must not, be taken into account for the purposes of the direction.

(3)Any directions given under section 223M(3) or (4) apply for the purposes of this section as they apply for the purposes of section 223M.

(4)In this section “local capital resource use” and “local revenue resource use” have the meaning given by section 223M(2).

Directions about resources etc to be taken into accountE+W

223OResources etc relevant to section 223D, 223E or 223ME+W

The Secretary of State may give directions, in relation to a financial year—

(a)specifying descriptions of resources which must, or must not, be treated as capital resources or revenue resources for the purposes of section 223D, 223E or 223M;

(b)specifying uses of capital resources or revenue resources which must, or must not, be taken into account for the purposes of section 223D, 223E or 223M.]

Strategic Health Authorities and Special Health AuthoritiesE+W

F986224Means of meeting expenditure of Strategic Health Authorities out of public fundsE+W

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Textual Amendments

225Means of meeting expenditure of Special Health Authorities out of public fundsE+W

(1)The Secretary of State must pay in respect of each financial year to each Special Health Authority sums not exceeding the amount allotted for that year by the Secretary of State to the Special Health Authority towards meeting the expenditure of the Special Health Authority which is attributable to the performance by it of its functions in that year.

(2)An amount is allotted to a Special Health Authority for a year under this section when it is notified by the Secretary of State that the amount is allotted to it for that year.

(3)The Secretary of State may make an allotment under this section increasing or reducing an allotment previously so made.

(4)The Secretary of State may give directions to a Special Health Authority with respect to—

(a)the application of sums paid to it under this section, or

(b)the payment of sums by it to the Secretary of State in respect of charges or other sums referable to the valuation or disposal of assets.

(5)Sums falling to be paid to Special Health Authorities under this section are payable subject to such conditions as to records, certificates or otherwise as the Secretary of State may determine.

226Financial duties of F987... Special Health AuthoritiesE+W

F988(1). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(2)Each Special Health Authority must, in respect of each financial year, perform its functions so as to secure that its expenditure which is attributable to the performance by it of its functions in that year does not exceed the aggregate of—

(a)the amount allotted to it for that year under section 225(1),

(b)any sums received by it in that year under any provision of this Act (other than sums received by it under that subsection), and

(c)any sums received by it in that year otherwise than under this Act for the purpose of enabling it to defray any such expenditure.

(3)The Secretary of State may give such directions to a F989... Special Health Authority as appear to be requisite to secure that the Authority complies with the duty under [F990subsection (2)].

(4)To the extent to which—

(a)any expenditure is defrayed by a F991... Special Health Authority as trustee F992..., or

(b)any sums are received by a F991... Special Health Authority as trustee or under section 222,

that expenditure and, subject to subsection (6), those sums, must be disregarded for the purposes of this section.

(5)For the purposes of this section sums which, in the hands of a F993... Special Health Authority, cease to be trust funds and become applicable by the Authority otherwise than as trustee must be treated, on their becoming so applicable, as having been received by the Authority otherwise than as trustee.

(6)Of the sums received by a F994... Special Health Authority under section 222, so much only as accrues to the Authority after defraying any expenses incurred in obtaining them must be disregarded under subsection (4).

(7)Subject to subsection (4), the Secretary of State may by directions determine—

(a)whether specified sums must, or must not, be treated for the purposes of this section as received under this Act by a F995... specified Special Health Authority,

(b)whether specified expenditure must, or must not, be treated for those purposes as—

F996(i). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(ii)expenditure within subsection (2) of a specified Special Health Authority, or

(c)the extent to which, and the circumstances in which, sums received—

F997(i). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(ii)by a Special Health Authority under section 225,

but not yet spent must be treated for the purposes of this section as part of the expenditure of the F998... Special Health Authority and to which financial year's expenditure they must be attributed.

(8)“Specified” means of a description specified in the directions.

Textual Amendments

F987Words in s. 226 heading omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 119(8); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F995Words in s. 226(7)(a) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 119(7)(a); S.I. 2013/160, art. 2(2) (with arts. 7-9)

227Resource limits for F999... Special Health AuthoritiesE+W

(1)Each F1000... Special Health Authority must ensure that the use of its resources in a financial year does not exceed the amount specified for it in relation to that year by the Secretary of State.

(2)For the purpose of subsection (1) the Secretary of State may give directions—

(a)specifying uses of resources which must, or must not, be taken into account,

(b)making provision for determining to which F1001... Special Health Authority certain uses of resources must be attributed,

(c)specifying descriptions of resources which must, or must not, be taken into account.

(3)The Secretary of State may give such directions to a F1002... Special Health Authority as appear to be requisite to secure that the Authority complies with the duty under subsection (1).

(4)Subsections (4) to (6) of section 226 apply in relation to the duty under subsection (1) of this section as they apply in relation to the duties under [F1003subsection (2)] of that section; and for that purpose references to the defraying of expenditure and the receipt of sums are references to the incurring of liabilities and the acquisition of assets.

(5)Where the Secretary of State has specified an amount under this section in respect of a financial year, he may vary the amount by a later specification.

(6)In this section a reference to the use of resources is a reference to their expenditure, consumption or reduction in value.

Textual Amendments

F999Words in s. 227 heading omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 120(6); S.I. 2013/160, art. 2(2) (with arts. 7-9)

Primary Care TrustsE+W

F1004228Public funding of Primary Care TrustsE+W

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Textual Amendments

F1004229Financial duties of Primary Care TrustsE+W

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Textual Amendments

F1004230Resource limits for Primary Care TrustsE+W

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Textual Amendments

F1004231Further provision about the expenditure of Primary Care TrustsE+W

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Textual Amendments

F1005...E+W

Textual Amendments

F1005232Accounts and auditE+W

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Allowances and remunerationE+W

233Allowances for members of certain bodiesE+W

(1)The Secretary of State may pay to members of any body specified by him in an order as a body formed for the purpose of performing a function connected with the provision of services under this Act, such travelling and other allowances, including compensation for loss of remunerative time, as he may determine.

(2)Payments under this section are subject to such conditions as to records, certificates, or otherwise as the Secretary of State may determine.

234Special arrangement as to payment of remunerationE+W

(1)Subsection (2) applies where the Secretary of State considers it appropriate for remuneration in respect of—

(a)primary medical services, primary dental services, primary ophthalmic services or pharmaceutical services, or

(b)services provided under a pilot scheme [F1006established under section 134(1) of this Act] or an LPS scheme,

to be paid by a particular body.

(2)Where this subsection applies, and the functions of the body do not include the function of paying the remuneration, the Secretary of State may by order confer that function on that body.

(3)Any sums required to enable a body to pay the remuneration must, if apart from this section there is no provision authorising the payment of the sums by the Secretary of State or out of money provided by Parliament, be paid by him.

F1007(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F1006Words in s. 234(1)(b) inserted (19.1.2010) by Health Act 2009 (c. 21), s. 40(1), Sch. 1 para. 7(d); S.I. 2010/30, art. 2(b)

235Superannuation of officers of certain hospitalsE+W

(1)The Secretary of State may enter into an agreement with the governing body of any hospital to which this section applies—

(a)for admitting officers of the hospital of such classes as may be provided in the agreement to participate, on such terms and conditions as may be so provided, in the superannuation benefits provided under regulations made under section 10 of the Superannuation Act 1972 (c. 11) in like manner as officers of NHS trusts, and

(b)those regulations apply accordingly in relation to the officers so admitted subject to such modifications as may be provided in the agreement.

(2)The governing body of any hospital to which this section applies has such powers as may be necessary for the purpose of giving effect to any terms and conditions on which their officers are admitted to participate in those superannuation benefits.

(3)This section applies to any hospital (not vested in the Secretary of State) which is used, in pursuance of arrangements made by the governing body of the hospital with the Secretary of State, for the provision of services under this Act or the National Health Service (Wales) Act 2006 (c. 42).

(4)“Superannuation benefits” means annual superannuation allowances, gratuities and periodical payments payable on retirement, death or incapacity, and similar benefits.

236Payments for certain medical examinationsE+W

(1)Where a medical practitioner carries out a medical examination of any person with a view to an application for his admission to hospital for assessment or treatment being made under Part 2 of the Mental Health Act 1983 (c. 20) [F1008the prescribed [F1009integrated care board]] must pay to that medical practitioner—

(a)reasonable remuneration in respect of that examination and in respect of any recommendation or report made by him with regard to the person examined, and

(b)the amount of any expenses reasonably incurred by him in connection with the examination or the making of any such recommendation or report.

(2)No payment may be made under this section to a medical practitioner—

(a)in respect of an examination carried out in the provision of primary medical services for that person, or

(b)in respect of an examination carried out or any recommendation or report made[F1010—

(i)]as part of his duty as an officer of F1011... [F1012an] NHS trust, Special Health Authority, NHS foundation trust or Local Health Board[F1013, or

(ii)pursuant to arrangements made by [F13NHS England] or [F1014an integrated care board], or

(iii)pursuant to arrangements made in the exercise (by any person) of the public health functions of the Secretary of State or a local authority].

(3)This section applies only in a case where it is intended, when the medical examination of the person in question is carried out, that if he is admitted to hospital in pursuance of an application mentioned in subsection (1), the whole cost of his maintenance and treatment will be defrayed out of moneys provided by Parliament.

Textual Amendments

F1008Words in s. 236(1) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 123(2); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1010Word in s. 236(2)(b) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 123(3)(a); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1011Words in s. 236(2)(b) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 123(3)(b); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1012Word in s. 236(2)(b) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 123(3)(c); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1013S. 236(2)(b)(ii)(iii) and word inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 123(3)(d); S.I. 2013/160, art. 2(2) (with arts. 7-9)

Part 12 E+WPublic involvement and scrutiny

Chapter 1E+WPatients' Forums

237Establishment of Patients' ForumsE+W

F1015(1). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1015(2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1016(3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1016(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1016(5). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1016(6). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1016(7). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1016(8). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1016(9). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F1017238Additional functions of PCT Patients' ForumsE+W

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Textual Amendments

F1018239Entry and inspection of premisesE+W

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Textual Amendments

F1019240Annual reportsE+W

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Textual Amendments

241Further provision about Patients' ForumsE+W

F1020(1). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1020(2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1021(3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1021(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(5)The regulations may include provision applying, or corresponding to, any provision of Part 5A of the Local Government Act 1972 (c 70) (access to meetings and documents), with or without modifications.

Textual Amendments

Chapter 2E+WPublic involvement and consultation

242Public involvement and consultationE+W

[F1022(1)This section applies to—

(a)relevant English bodies, and

(b)relevant Welsh bodies.

(1A)In this section—

  • “ relevant English body ” means—

    (a)

    F1023...

    (b)

    F1024...

    (c)

    an NHS trust that is not a relevant Welsh body, or

    (d)

    an NHS foundation trust;

  • “ relevant Welsh body ” means an NHS trust all or most of whose hospitals, establishments and facilities are in Wales.

(1B)Each relevant English body must make arrangements, as respects health services for which it is responsible, which secure that users of those services, whether directly or through representatives, are involved (whether by being consulted or provided with information, or in other ways) in—

(a)the planning of the provision of those services,

(b)the development and consideration of proposals for changes in the way those services are provided, and

(c)decisions to be made by that body affecting the operation of those services.

(1C)Subsection (1B)(b) applies to a proposal only if implementation of the proposal would have an impact on—

(a)the manner in which the services are delivered to users of those services, or

(b)the range of health services available to those users.

(1D)Subsection (1B)(c) applies to a decision only if implementation of the decision (if made) would have an impact on—

(a)the manner in which the services are delivered to users of those services, or

(b)the range of health services available to those users.

(1E)The reference in each of subsections (1C)(a) and (1D)(a) to the delivery of services is to their delivery at the point when they are received by users.

(1F)For the purposes of subsections (1B) to (1E), [F1025—

(a)health services” does not include pharmaceutical services or local pharmaceutical services, and

(b)]a person is a “user” of any health services if the person is someone to whom those services are being or may be provided.

(1G)A relevant English body must have regard to any guidance given by the Secretary of State as to the discharge of the body's duty under subsection (1B).

(1H)The guidance mentioned in subsection (1G) includes (in particular)—

(a)guidance given by the Secretary of State as to when, or how often, involvement under arrangements under subsection (1B) is to be carried out;

(b)guidance given by the Secretary of State as to the form to be taken by such involvement in any case specified by the guidance.]

(2)Each [F1026relevant Welsh body] must make arrangements with a view to securing, as respects health services for which it is responsible, that persons to whom those services are being or may be provided are, directly or through representatives, involved in and consulted on—

(a)the planning of the provision of those services,

(b)the development and consideration of proposals for changes in the way those services are provided, and

(c)decisions to be made by that body affecting the operation of those services.

(3)For the purposes of this section a body is responsible for health services—

(a)if the body provides or will provide those services to individuals, or

(b)if another person provides, or will provide, those services to individuals—

(i)at that body's direction,

(ii)on its behalf, or

(iii)in accordance with an agreement or arrangements made by that body with that other person,

and references in this section to the provision of services include references to the provision of services jointly with another person.

F1027(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1027(5). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F1028(6)This section does not require a body to make arrangements in relation to matters to which a trust special administrator’s draft or final report under section 65F or 65I relates before—

(a)in a case where the administrator’s report relates to an NHS trust, NHS England and the Secretary of State have made their decisions under section 65K(1) and (2), or

(b)in a case where the administrator’s report relates to an NHS foundation trust, the Secretary of State is satisfied as mentioned in section 65KB(1) or 65KD(1) or makes a decision under section 65KD(9).]

Textual Amendments

F1029242AStrategic Health Authorities: further duty to involve usersE+W

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Textual Amendments

F1030242BDirections in cases where Strategic Health Authority arranges involvementE+W

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Textual Amendments

F1031243The Commission for Patient and Public Involvement in HealthE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F1031S. 243 repealed (1.4.2008 for the purpose of the omission of s. 243(2)(d)(f)(i), 30.6.2008 in so far as not already in force) by Local Government and Public Involvement in Health Act 2007 (c. 28), ss. 232(1), 245(5), Sch. 18 Pt. 18; S.I. 2008/461, art. 2(3)(4)(a), Sch.

Chapter 3E+W[F1032Review and scrutiny by local authorities]

Textual Amendments

F1032Pt. 12 Ch. 3 title substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 190(8), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

244[F1033Review and scrutiny by local authorities]E+W

(1)This section applies to any local authority, except that it applies to the council of a district only where the district is comprised in an area for which there is no county council.

(2)Regulations may, in relation to F1034... an authority to which this section applies, make provision—

(a)as to matters relating to the health service in the authority's area which [F1035the authority] may review and scrutinise,

(b)as to matters relating to the health service in the authority's area on which [F1035the authority] may make reports and recommendations to [F1036relevant NHS bodies or relevant health service providers], [F1037or the Secretary of State],

(c)as to matters on which [F1036relevant NHS bodies or relevant health service providers] must consult [F1035the authority] in accordance with the regulations F1038...,

(d)as to information which [F1036relevant NHS bodies or relevant health service providers] must provide to [F1035the authority],

(e)as to information which may not be disclosed by a [F1039relevant NHS body or relevant health service provider] to [F1035the authority],

(f)requiring [F1040any member or employee of a relevant NHS body, or a relevant health service provider or member or employee of a relevant health service provider,] to attend before [F1035the authority] to answer questions.

[F1041(2ZA)If (by virtue of subsection (2)(c)) regulations make provision as to matters on which relevant NHS bodies or relevant health service providers must consult the authority, the regulations may also make provision—

(a)as to circumstances in which the authority may refer any of those matters to the Secretary of State F1042... or [F13NHS England];

(b)conferring powers on the Secretary of State to give directions to [F13NHS England] in relation to a matter referred to the Secretary of State by virtue of regulations under paragraph (a);

(c)conferring powers on [F13NHS England] to give directions to [F1043an integrated care board] in relation to a matter so referred;

(d)conferring powers on [F13NHS England] to give directions to [F1044an integrated care board] in relation to a matter referred to [F13NHS England] by virtue of regulations under paragraph (a);

(e)conferring powers on the Secretary of State to give directions to [F13NHS England] as to the exercise of its powers by virtue of regulations under paragraph (c) or (d).

(2ZB)The powers that may be conferred under any of paragraphs (b) to (d) of subsection (2ZA) include powers to require the person to whom the direction is given—

(a)to consult (or consult further) with the authority on the matter in question;

(b)to determine the matter in a particular way;

(c)to take, or not to take, any other steps in relation to the matter.

(2ZC)If (by virtue of subsection (2ZA)(a)) regulations make provision for an authority to refer a matter to the Secretary of State F1045... or [F13NHS England], the regulations may also provide for any provision of section 101 of the Local Government Act 1972—

(a)not to apply in relation to the discharge by the authority of that function, or

(b)to apply in relation to its discharge with such modifications as may be prescribed.

(2ZD)Any functions conferred on a local authority by regulations under this section are not to be the responsibility of an executive of the authority under executive arrangements (within the meaning of Part 1A of the Local Government Act 2000).

(2ZE)Regulations under this section may authorise a local authority to arrange for its functions under the regulations to be discharged by an overview and scrutiny committee of the authority.]

[F1046(2A)In subsection (2)(d) and (e), references to information are to information relating to matters relating to the health service in the authority's area.]

[F1047(3)For the purposes of subsections (2) and (2ZA)—

  • “relevant NHS body”, in relation to an authority to which this section applies, means an NHS body, other than a Special Health Authority, which is prescribed for those purposes in relation to the authority;

  • “relevant health service provider”, in relation to an authority to which this section applies, means a body or person which—

    (a)

    [F1048provides services in pursuance of arrangements made by virtue of this Act,] and

    (b)

    is prescribed, or is of a description prescribed, for those purposes in relation to the authority.]

[F1049(3A)In subsection (2)(f) “member”—

[F1050(a)in relation to an integrated care board, includes a person who is not a member of the board but is a member of a committee or sub-committee of it;]

(b)in relation to a relevant health service provider which is a body corporate, includes a person who is not a member of the body but is a director of it;

(c)in relation to an NHS trust, means a director of the trust;

(d)in relation to an NHS foundation trust, means a director or governor of the trust.

F1051(3B). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .]

(4)“The health service” includes services provided in pursuance of arrangements under regulations under section 75 in relation to the exercise of health-related functions of a local authority.

[F1052(5)In [F1053this section and section 245] references to an overview and scrutiny committee include references to—

(a)an overview and scrutiny committee of a local authority operating executive arrangements under Part 1A of the Local Government Act 2000 (executive arrangements in England), and

(b)an overview and scrutiny committee appointed by a local authority under section 9JA of that Act (appointment of overview and scrutiny committees by committee system local authorities).]

Textual Amendments

F1033S. 244 heading substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 190(7), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1034Words in s. 244(2) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), ss. 190(2)(a), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1035Words in s. 244(2) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 190(2)(b), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1036Words in s. 244(2) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 190(2)(c), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1038Words in s. 244(2)(c) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), ss. 190(2)(e), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1039Words in s. 244(2) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 190(2)(d), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1040Words in s. 244(2)(f) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 190(2)(f), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1041S. 244(2ZA)-(2ZE) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 190(3), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1047S. 244(3) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 190(4), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1049S. 244(3A)(3B) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 190(5), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1053Words in s. 244(5) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 190(6), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

Modifications etc. (not altering text)

245Joint overview and scrutiny committees etcE+W

(1)In this section, [F1054“relevant functions” means functions under regulations under section 244(2) to (2ZC).]

(2)Regulations may make provision under which—

(a)two or more local authorities may appoint a joint committee of those authorities (a “joint overview and scrutiny committee”) and arrange for relevant functions in relation to any (or all) of those authorities to be exercisable by the committee,

(b)a local authority may arrange for relevant functions in relation to that authority to be exercisable by an overview and scrutiny committee of another local authority,

(c)a county council for any area may arrange for one or more of the members of an overview and scrutiny committee of the council for a district comprised in that area to be appointed as—

(i)a member of an overview and scrutiny committee of the county council or another local authority, for the purposes of [F1055relevant functions exercisable by the committee] in relation to the county council, or

(ii)a member of an overview and scrutiny committee of the county council, for the purposes of [F1055relevant functions exercisable by the committee] in relation to another local authority.

(3)The regulations may in particular—

(a)provide for arrangements to be made only in specified circumstances, or subject to specified conditions or limitations,

(b)in relation to joint overview and scrutiny committees, make provision applying, or corresponding to, any provision of—

(i)[F1056sections 9F(5), 9FA, 9FC to 9FG and 9FI] of the 2000 Act, or

F1057(ia). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1057(ib). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(ii)section 246 of, and Schedule 17 to, this Act, and Schedule 11 to the National Health Service (Wales) Act 2006 (c. 42),

with or without modifications.

(4)The regulations may require, or enable the Secretary of State to direct, a local authority—

(a)to make arrangements of any description within subsection (2), and

(b)to comply with such requirements in connection with the arrangements as may be specified in the regulations or as the Secretary of State may direct.

[F1058(4A)The regulations may provide that, where a relevant function in relation to a local authority is exercisable by a joint overview and scrutiny committee by virtue of arrangements under regulations under subsection (2)(a), the local authority may not discharge the function.]

F1059(5). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(6)In subsection (2)(c), references to an overview and scrutiny committee of a county council include references to a joint overview and scrutiny committee of the council and another local authority.

(7)[F1060Section 9F(5)] of the 2000 Act does not apply to the discharge of functions by virtue of arrangements under regulations under subsection (2).

(8)[F1061Section 9FA(5)] of the 2000 Act does not apply to persons who are members of an overview and scrutiny committee by virtue of arrangements under regulations under subsection (2)(c).

F1062(9). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F1054Words in s. 245(1) substituted (1.4.2013) by Health and Social Care Act 2012 (c. 7), ss. 191(2), 306(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1055Words in s. 245(2)(c)(i)(ii) substituted (1.4.2013) by Health and Social Care Act 2012 (c. 7), ss. 191(3), 306(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1056Words in s. 245(3)(b)(i) substituted (4.5.2012) by Localism Act 2011 (c. 20), s. 240(2), Sch. 3 para. 75(3)(a); S.I. 2012/1008, art. 4(b)

246 [F1063Business relating to functions of local authorities by virtue of section 244]: exempt informationE+W

(1)This section applies in relation to any item of business at [F1064a meeting of a local authority or a committee of a local authority which is an item relating to functions of the authority under regulations under section 244(2) to (2ZC).]

(2)In relation to any such item, information is exempt information for the purposes of section 100A(4) of the Local Government Act 1972 (c. 70) (exclusion of public from meetings to prevent disclosure of exempt information) if it falls within any of the descriptions of information specified in Schedule 17, or in Schedule 11 to the National Health Service (Wales) Act 2006.

(3)The Secretary of State may by order vary Schedule 17—

(a)by adding any description or other provision in connection with a relevant body or services provided by, or under arrangements made by, a relevant body, [F1065or services in respect of which direct payments under section 12A(1), or under regulations under section 12A(4), are made by a relevant body,] or

(b)by deleting or varying any description or other provision specified or contained in that Schedule.

(4)The Secretary of State may exercise the power conferred by subsection (3) by amending any Part of Schedule 17, with or without amendment of any other Part.

(5)In this section and Schedule 17 “relevant body” means a body in respect of which [F1066local authorities] exercise functions under regulations under section 244.

Textual Amendments

F1063Words in s. 246 heading substituted (1.4.2013) by Health and Social Care Act 2012 (c. 7), ss. 191(9), 306(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1064Words in s. 246(1) substituted (1.4.2013) by Health and Social Care Act 2012 (c. 7), ss. 191(7), 306(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1065Words in s. 246(3)(a) inserted (19.1.2010) by Health Act 2009 (c. 21), s. 40(1), Sch. 1 para. 9; S.I. 2010/30, art. 2(b)

F1066Words in s. 246(5) substituted (1.4.2013) by Health and Social Care Act 2012 (c. 7), ss. 191(8), 306(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

Modifications etc. (not altering text)

C64S. 246: power to apply conferred by 2007 c. 28, s. 123(5)(b)(iii) (as substituted (12.1.2010) by Local Democracy, Economic Development and Construction Act 2009 (c. 20), ss. 32(1), 148(2)(a)(ii))

247Application to the City of LondonE+W

[F1067(1)This section applies to a committee of the Common Council appointed to exercise functions that the Council has under regulations under section 244(2) to (2ZC).]

(2)[F1068Section 245(2)(b) and (c) applies] as if such a committee were an overview and scrutiny committee F1069... .

(3)[F1070Section 9F] of the Local Government Act 2000 applies as if such a committee were an overview and scrutiny committee and as if the Common Council were a local authority, but with the omission—

(a)of subsections (1) to [F1071(4)],

F1072(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1072(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1072(d). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F1073(3A)Section 9FA of the Local Government Act 2000 applies as if such a committee were an overview and scrutiny committee and as if the Common Council were a local authority, but with the omission—

(a)of subsection (3),

(b)in subsection (6), of paragraph (b), and

(c)in subsection (8)(a), of the reference to members of the executive.]

(4)In the provisions applied by [F1074subsections (3) and (3A)], references to functions under any provision of [F1075section 9F(2)] of the 2000 Act are, [F1076in the case of a committee to which this section applies, references to functions under regulations under section 244(2) to (2ZC) which are exercisable by the committee.]

(5)“The Common Council” means the Common Council of the City of London.

Textual Amendments

F1069Words in s. 247(2) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), ss. 191(12)(b), 306(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1077247AApplication to certain other local authorities without overview and scrutiny committeesE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Part 13U.K.Miscellaneous

[F1078Co-operation in relation to public health functionsU.K.

Textual Amendments

247BCo-operation in relation to public health functionsU.K.

(1)This section applies to any body or other person that exercises functions similar to those of the Secretary of State under section 2A (whether or not in relation to the United Kingdom).

(2)The Secretary of State must co-operate with the body or other person in the exercise by it of those functions.

(3)If the Secretary of State acts under subsection (2) at the request of the body or other person, the Secretary of State may impose charges in respect of any costs incurred by the Secretary of State in doing so.

(4)The body or other person must co-operate with the Secretary of State in the exercise by the Secretary of State of functions under section 2A.

(5)If the body or other person acts under subsection (4) at the request of the Secretary of State, it may impose charges in respect of any costs incurred by it in doing so.]

[F1079Duty to keep under reviewU.K.

Textual Amendments

F1079S. 247C and cross-heading inserted (1.4.2013) by Health and Social Care Act 2012 (c. 7), ss. 52, 306(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

247CSecretary of State's duty to keep health service functions under reviewU.K.

(1)The Secretary of State must keep under review the effectiveness of the exercise by the bodies mentioned in subsection (2) of functions in relation to the health service in England.

(2)The bodies mentioned in this subsection are—

(a)[F13NHS England];

F1080(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(c)the Care Quality Commission and its Healthwatch England committee;

(d)the National Institute for Health and Care Excellence;

F1081(e). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F1082(ea)Health Education England;]

(f)Special Health Authorities.

(3)The Secretary of State may include in an annual report under section 247D the Secretary of State's views on the effectiveness of the exercise by the bodies mentioned in subsection (2) of functions in relation to the health service.]

Textual Amendments

[F1083Annual reportU.K.

Textual Amendments

247DSecretary of State's annual reportU.K.

(1)The Secretary of State must publish an annual report on the performance of the health service in England.

(2)The report must include the Secretary of State's assessment of the effectiveness of the discharge of the duties under sections 1A and 1C.

(3)The Secretary of State must lay any report prepared under this section before Parliament.]

Independent advocacy servicesE+W

F1084248Independent advocacy servicesE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F1084S. 248 omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), ss. 185(2), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

Joint working with the prison serviceE+W

249Joint working with the prison serviceE+W

(1)In exercising their respective functions, NHS bodies (on the one hand) and the prison service (on the other) must co-operate with one another with a view to improving the way in which those functions are exercised in relation to securing and maintaining the health of prisoners.

(2)The Secretary of State may by regulations make provision for or in connection with enabling prescribed NHS bodies (on the one hand) and the prison service (on the other) to enter into prescribed arrangements in relation to the exercise of—

(a)prescribed functions of the NHS bodies, and

(b)prescribed health-related functions of the prison service,

if the arrangements are likely to lead to an improvement in the way in which those functions are exercised in relation to securing and maintaining the health of prisoners.

(3)The arrangements which may be prescribed include arrangements—

(a)for or in connection with the establishment and maintenance of a fund—

(i)which is made up of contributions by one or more NHS bodies and by the prison service, and

(ii)out of which payments may be made towards expenditure incurred in the exercise of both prescribed functions of the NHS body or bodies and prescribed health-related functions of the prison service,

(b)for or in connection with the exercise by an NHS body on behalf of the prison service of prescribed health-related functions of the prison service in conjunction with the exercise by the NHS body of prescribed functions of the NHS body,

(c)for or in connection with the exercise by the prison service on behalf of an NHS body of prescribed functions of the NHS body in conjunction with the exercise by the prison service of prescribed health-related functions of the prison service,

(d)as to the provision of staff, goods or services in connection with any arrangements mentioned in paragraph (a), (b) or (c),

(e)as to the making of payments by the prison service to an NHS body in connection with any arrangements mentioned in paragraph (b),

(f)as to the making of payments by an NHS body to the prison service in connection with any arrangements mentioned in paragraph (c).

(4)Any arrangements made by virtue of this section do not affect the liability of NHS bodies, or of the prison service, for the exercise of any of their functions.

[F1085(4A)For the purposes of this section, each local authority (within the meaning of section 2B) is to be treated as an NHS body.]

(5)“The prison service” means the Minister of the Crown exercising functions in relation to prisons (within the meaning of the Prison Act 1952 (c. 52)); and “Minister of the Crown” has the same meaning as in the Ministers of the Crown Act 1975.

Textual Amendments

Modifications etc. (not altering text)

Standing advisory committeesE+W

F1086250Secretary of State's standing advisory committeesE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

The National Information Governance Board for Health and Social CareU.K.

F1087250ANational Information Governance Board: functionsU.K.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F1087250BNational Information Governance Board: WalesU.K.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F1087250CNational Information Governance Board: further provisions.U.K.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F1087250DNational Information Governance Board: annual reportsU.K.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Patient informationE+W

251Control of patient informationE+W

(1)The Secretary of State may by regulations make such provision for and in connection with requiring or regulating the processing of prescribed patient information for medical purposes as he considers necessary or expedient—

(a)in the interests of improving patient care, or

(b)in the public interest.

(2)Regulations under subsection (1) may, in particular, make provision—

(a)for requiring prescribed communications of any nature which contain patient information to be disclosed by health service bodies [F1088or relevant social care bodies] in prescribed circumstances—

(i)to the person to whom the information relates,

(ii)(where it relates to more than one person) to the person to whom it principally relates, or

(iii)to a prescribed person on behalf of any such person as is mentioned in sub-paragraph (i) or (ii),

in such manner as may be prescribed,

(b)for requiring or authorising the disclosure or other processing of prescribed patient information to or by persons of any prescribed description subject to compliance with any prescribed conditions (including conditions requiring prescribed undertakings to be obtained from such persons as to the processing of such information),

(c)for securing that, where prescribed patient information is processed by a person in accordance with the regulations, anything done by him in so processing the information must be taken to be lawfully done despite any obligation of confidence owed by him in respect of it,

(d)for creating offences punishable on summary conviction by a fine not exceeding level 5 on the standard scale or such other level as is prescribed or for creating other procedures for enforcing any provisions of the regulations.

(3)Subsections (1) and (2) are subject to subsections (4) to (7).

(4)Regulations under subsection (1) may not make provision requiring the processing of confidential patient information for any purpose if it would be reasonably practicable to achieve that purpose otherwise than pursuant to such regulations, having regard to the cost of and the technology available for achieving that purpose.

(5)Where regulations under subsection (1) make provision requiring the processing of prescribed confidential patient information, the Secretary of State—

(a)must, at any time within the period of one month beginning on each anniversary of the making of such regulations, consider whether any such provision could be included in regulations made at that time without contravening subsection (4), and

(b)if he determines that any such provision could not be so included, must make further regulations varying or revoking the regulations made under subsection (1) to such extent as he considers necessary in order for the regulations to comply with that subsection.

(6)Regulations under subsection (1) may not make provision for requiring the processing of confidential patient information solely or principally for the purpose of determining the care and treatment to be given to particular individuals.

(7)Regulations under this section may not make provision for or in connection with the processing of prescribed patient information in a manner inconsistent with any provision [F1089of the data protection legislation].

(8)Subsection (7) does not affect the operation of provisions made under subsection (2)(c).

(9)Before making any regulations under this section the Secretary of State must, to such extent as he considers appropriate in the light of the requirements of section 252, consult such bodies appearing to him to represent the interests of those likely to be affected by the regulations as he considers appropriate.

(10)In this section “patient information” means—

(a)information (however recorded) which relates to the physical or mental health or condition of an individual, to the diagnosis of his condition or to his care or treatment, and

(b)information (however recorded) which is to any extent derived, directly or indirectly, from such information,

whether or not the identity of the individual in question is ascertainable from the information.

(11)For the purposes of this section, patient information is “confidential patient information” where—

(a)the identity of the individual in question is ascertainable—

(i)from that information, or

(ii)from that information and other information which is in the possession of, or is likely to come into the possession of, the person processing that information, and

(b)that information was obtained or generated by a person who, in the circumstances, owed an obligation of confidence to that individual.

(12)In this section “medical purposes” means the purposes of any of—

(a)preventative medicine, medical diagnosis, medical research, the provision of care and treatment and the management of health and social care services, and

(b)informing individuals about their physical or mental health or condition, the diagnosis of their condition or their care and treatment.

[F1090(12A)In this section—

  • “care” includes local authority social care,

  • “local authority social care” means—

    (a)

    social care provided or arranged for by a local authority, and

    (b)

    any other social care all or part of the cost of which is paid for with funds provided by a local authority,

  • “patient” includes an individual who needs or receives local authority social care or whose need for such care is being assessed by a local authority,

  • “social care” includes all forms of personal care and other practical assistance provided for individuals who are in need of such care or assistance by reason of age, illness, disability, pregnancy, childbirth, dependence on alcohol or drugs or other similar circumstances.]

(13)In this section—

  • [F1091“the data protection legislation” has the same meaning as in the Data Protection Act 2018 (see section 3 of that Act);]

  • “health service body” means any body (including a government department) or person engaged in the provision of the health service that is prescribed, or of a description prescribed, for the purposes of this definition,

  • “processing”, in relation to information, means the use, disclosure or obtaining of the information or the doing of such other things in relation to it as may be prescribed for the purposes of this definition.

  • [F1092“relevant social care body” means—

    (a)

    a local authority, or

    (b)

    any other body or person engaged in the provision of local authority social care.]

Textual Amendments

F1088Words in s. 251(2)(a) inserted (28.1.2016 for specified purposes, 28.3.2016 in so far as not already in force) by Cities and Local Government Devolution Act 2016 (c. 1), s. 25(2), Sch. 4 para. 7(2)

F1090S. 251(12A) inserted (28.1.2016 for specified purposes, 28.3.2016 in so far as not already in force) by Cities and Local Government Devolution Act 2016 (c. 1), s. 25(2), Sch. 4 para. 7(3)

F1092Words in s. 251(13) inserted (28.1.2016 for specified purposes, 28.3.2016 in so far as not already in force) by Cities and Local Government Devolution Act 2016 (c. 1), s. 25(2), Sch. 4 para. 7(4)

Modifications etc. (not altering text)

[F1093252[F1094Consultation with the Care Quality Commission]E+W

(1)Before laying before Parliament a draft of any statutory instrument containing regulations under section 251(1), or making any regulations pursuant to section 251(5)(b), the Secretary of State must seek and have regard to the views of [F1095the Care Quality Commission] on the proposed regulations.

(2)The Secretary of State must publish, in such manner as the Secretary of State considers appropriate, any views received from [F13NHS England] on the proposed regulations.]

Textual Amendments

Modifications etc. (not altering text)

[F1096Emergencies: role of the Secretary of State, [F13NHS England] and [F1097integrated care boards]]E+W

Textual Amendments

[F1098252ARole of [F13NHS England] and [F1099integrated care boards] in respect of emergenciesE+W

(1)[F13NHS England] and each [F1100integrated care board] must take appropriate steps for securing that it is properly prepared for dealing with a relevant emergency.

(2)[F13NHS England] must take such steps as it considers appropriate for securing that each [F1101integrated care board] is properly prepared for dealing with a relevant emergency.

(3)The steps taken by [F13NHS England] under subsection (2) must include monitoring compliance by each [F1102integrated care board] with its duty under subsection (1).

(4)[F13NHS England] must take such steps as it considers appropriate for securing that each relevant service provider is properly prepared for dealing with a relevant emergency.

(5)The steps taken by [F13NHS England] under subsection (4) must include monitoring compliance by the service provider with any requirements imposed on it by its service arrangements for the purpose of securing that it is properly prepared for dealing with a relevant emergency.

(6)[F13NHS England] may take such steps as it considers appropriate for facilitating a co-ordinated response to an emergency by the [F1103integrated care boards] and relevant service providers for which it is a relevant emergency.

(7)[F13NHS England] may arrange for any body or person to exercise any functions of [F13NHS England] under subsections (2) to (6).

(8)Where [F13NHS England] makes arrangements with another body or person under subsection (7) it may also arrange for that other body or person to exercise any functions that [F13NHS England] has, by virtue of being a Category 1 responder, under Part 1 of the Civil Contingencies Act 2004.

(9)A relevant service provider must appoint an individual to be responsible for—

(a)securing that the provider is properly prepared for dealing with a relevant emergency,

(b)securing that the provider complies with any requirements mentioned in subsection (5), and

(c)providing [F13NHS England] with such information as it may require for the purpose of discharging its functions under this section.

(10)In this section—

  • “relevant emergency”—

    (a)

    in relation to [F13NHS England] or [F1104an integrated care board], means any emergency which might affect [F13NHS England] or [F1105the board] (whether by increasing the need for the services that it may arrange or in any other way);

    (b)

    in relation to a relevant service provider, means any emergency which might affect the provider (whether by increasing the need for the services that it may provide or in any other way);

  • “relevant service provider” means any body or person providing services in pursuance of service arrangements;

  • [F1106“service arrangements” means arrangements made by virtue of this Act for the provision of services.]]

Textual Amendments

253Emergency powersE+W

(1)The Secretary of State may give directions under this section if he considers that by reason of an emergency [F1107it is appropriate to do so].

[F1108(1A)A direction under this section may be given to—

(a)an NHS body other than a Local Health Board;

(b)the National Institute for Health and Care Excellence;

F1109(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(d)any body or person, other than an NHS body, providing services in pursuance of arrangements made [F1110by virtue of this Act].]

(2)[F1111In relation to a body [F1112within any paragraph of subsection (1A) other than paragraph (d)], the powers conferred by this section may be exercised—

(a)to give directions to the body about the exercise of any of its functions;

(b)to direct the body to cease to exercise any of its functions for a specified period;

(c)to direct the body to exercise any of its functions concurrently with another body or person for a specified period;

(d)to direct the body to exercise any function conferred on another body or person under or by virtue of this Act for a specified period (whether to the exclusion of, or concurrently with, that body or person).

(2A)In relation to a body or person within subsection (1A)(d), the powers conferred by this section may be exercised—

(a)to give directions to the body or person about the provision of any services that it provides in pursuance of arrangements mentioned in subsection (1A)(d);

(b)to direct the body or person to cease to provide any of those services for a specified period;

(c)to direct the body or person to provide other services for the purposes of the health service for a specified period.]

[F1113(2B)The Secretary of State may direct [F13NHS England] to exercise the functions of the Secretary of State under this section.

(2C)The Secretary of State may give directions to [F13NHS England] about its exercise of any functions that are the subject of a direction under subsection (2B).

(2D)In this section, “specified” means specified in the direction.]

(3)The powers conferred on the Secretary of State by this section are in addition to any other powers exercisable by him.

F1114(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F1107Words in s. 253(1) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 47(2), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1108S. 253(1A) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 47(3), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1110Words in s. 253(1A)(d) substituted for s. 253(1A)(d)(i)-(iv) (1.7.2022) by Health and Care Act 2022 (c. 31), s. 186(6), Sch. 9 para. 14; S.I. 2022/734, reg. 2(a), Sch. (with regs. 13, 29, 30)

F1111S. 253(2)(2A) substituted for s. 253(2) (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 47(4), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1113S. 253(2B)-(2D) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 47(5), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1114S. 253(4) omitted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by virtue of Health and Social Care Act 2012 (c. 7), ss. 47(6), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

Local social services authoritiesE+W

254Local social service authoritiesE+W

F1115(1). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(2)A local social services authority which provides premises, furniture or equipment for any of the purposes of this Act may permit the use of the premises, furniture or equipment by—

(a)any other local social services authority,

(b)any of the bodies established under this Act, or

[F1116(c)a local authority (as defined in section 579(1) of the Education Act 1996) for the purposes of the exercise of any education functions (as defined in that section).]

(3)The permission may be on such terms (including terms with respect to the services of any staff employed by the authority giving permission) as may be agreed.

(4)A local social services authority may provide (or improve or furnish) residential accommodation for officers—

(a)employed by it for the purposes of any of its functions as a local social services authority, F1117...

F1117(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(5)In this section F1118... “equipment” includes any machinery, apparatus or appliance, whether fixed or not, and any vehicle.

Textual Amendments

[F1119Support functions of the Secretary of StateU.K.

Textual Amendments

254A(1)The Secretary of State may, for the purpose of assisting any person exercising functions in relation to the health service or providing services for its purposes—U.K.

(a)provide (or otherwise make available) to the person goods, materials or other facilities;

(b)facilitate the recruitment and management of the person's staff;

(c)develop or operate information or communication systems;

(d)do such other things to facilitate or support the carrying out of the person's functions or other activities as the Secretary of State considers appropriate;

(e)arrange for any other person to do anything mentioned in paragraphs (a) to (d) or to assist the Secretary of State in doing any such thing.

(2)The power conferred by subsection (1)(a) includes power to purchase goods and materials for the purpose of providing them or making them available.

(3)The Secretary of State may, in connection with anything done under subsection (1), make available the services of any person employed by the Secretary of State.

(4)The powers conferred by this section may be exercised on such terms, including terms as to the making of payments to or by the Secretary of State, as may be agreed.

(5)In this section, “the health service” does not include that part of the health service that is provided in pursuance of the public health functions of the Secretary of State or local authorities.]

Supplies by the Secretary of StateE+W

255Supplies not readily obtainableE+W

(1)Where the Secretary of State has acquired—

(a)supplies of human blood for the purposes of any service under this Act,

(b)any part of a human body for the purpose of, or in the course of providing, any such service, or

(c)supplies of any other substances or preparations not readily obtainable,

he may arrange to make such supplies or that part available (on such terms, including terms as to charges, as he considers appropriate) to any person.

(2)The Secretary of State may exercise the powers conferred by subsection (1) only if, and to the extent that, he is satisfied that anything which he proposes to do or allow under those powers—

(a)will not to a significant extent interfere with the performance by him of any duty imposed on him by this Act to provide accommodation or services of any kind, and

(b)will not to a significant extent operate to the disadvantage of persons seeking or afforded admission or access to accommodation or services at health service hospitals (whether as resident or non-resident patients) otherwise than as private patients.

(3)“Health service hospital” includes such a hospital within the meaning of section 206 of the National Health Service (Wales) Act 2006 (c. 42).

Community servicesE+W

256Power of [F1120[F13NHS England] or [F1121an integrated care board]] to make payments towards expenditure on community servicesE+W

(1)[F1122[F13NHS England] or [F1123an integrated care board]] may make payments to—

(a)a local social services authority [F1124in England] towards expenditure incurred or to be incurred by it in connection with any social services functions (within the meaning of the Local Authority Social Services Act 1970 (c. 42)), other than functions under section 3 of the Disabled Persons (Employment) Act 1958 (c. 33),

[F1125(aa)a local social services authority in Wales towards expenditure incurred or to be incurred by it in connection with any of its functions which are social services functions for the purposes of the Social Services and Well-being (Wales) Act 2014 (anaw 4).]

(b)a district council, or a Welsh county council or county borough council, towards expenditure incurred or to be incurred by it in connection with its functions under Part 2 of Schedule 9 to the Health and Social Services and Social Security Adjudications Act 1983 (c. 41) (meals and recreation for old people),

(c)[F1126a local authority (as defined in section 579(1) of the Education Act 1996)] (c. 56), towards expenditure incurred or to be incurred by it in connection with its functions under the Education Acts (within the meaning of that Act), in so far as it performs those functions for the benefit of disabled persons,

(d)a local housing authority within the meaning of the Housing Act 1985 (c. 68), towards expenditure incurred or to be incurred by it in connection with its functions under Part 2 of that Act (provision of housing), or

(e)any of the bodies mentioned in subsection (2), in respect of expenditure incurred or to be incurred by it in connection with the provision of housing accommodation.

(2)The bodies are—

[F1127(za)a private registered provider of social housing,]

(a)a registered social landlord within the meaning of the Housing Act 1985 (see section 5(4) and (5) of that Act),

[F1128(b)the Homes and Communities Agency,

(ba)the Welsh new towns residuary body,]

[F1129(bb)the Greater London Authority,]

(c)a new town development corporation,

[F1130(ca)a Mayoral development corporation,]

(d)an urban development corporation established under the Local Government, Planning and Land Act 1980 (c. 65),

[F1131(e)the Regulator of Social Housing.]

(3)[F1132[F13NHS England] or [F1133an integrated care board]] may make payments to a local authority towards expenditure incurred or to be incurred by the authority in connection with the performance of any of the authority's functions which, in the opinion of [F1134[F13NHS England] or (as the case may be) [F1135the integrated care board]]—

(a)have an effect on the health of any individuals,

(b)have an effect on, or are affected by, any NHS functions, or

(c)are connected with any NHS functions.

(4)“NHS functions” means functions exercised by an NHS body.

(5)A payment under this section may be made in respect of expenditure of a capital or of a revenue nature or in respect of both kinds of expenditure.

[F1136(5A)The Secretary of State may by directions to [F13NHS England] specify the minimum amount which [F13NHS England] must spend in a financial year in making payments under—

(a)this section;

(b)subsection (1) of this section;

(c)subsection (3) of this section.

(5B)The Secretary of State may by directions to [F13NHS England] specify—

(a)a body or description of bodies to whom payments under subsection (1) or (3), or under either or both of those subsections, must be made by [F13NHS England] in a financial year;

(b)functions or activities, or descriptions of functions or activities, in respect of which such payments must be made by [F13NHS England] in a financial year;

(c)the minimum amount which [F13NHS England] must spend in a financial year in making such payments—

(i)to a body or description of bodies specified in relation to the year under paragraph (a);

(ii)in respect of functions or activities, or descriptions of functions or activities, specified in relation to the year under paragraph (b);

(iii)to a body or description of bodies specified in relation to the year under paragraph (a) in respect of functions or activities or descriptions of functions or activities so specified under paragraph (b).]

(6)The Secretary of State may by directions prescribe conditions relating to payments under this section or section 257.

(7)The conditions include, in particular, conditions requiring, in such circumstances as may be specified—

(a)repayment of the whole or part of a payment under this section, or

(b)in respect of property acquired with a payment under this section, payment of an amount representing the whole or part of an increase in the value of the property which has occurred since its acquisition.

(8)No payment may be made under this section in respect of any expenditure unless the conditions relating to it conform with the conditions prescribed under subsection (6) for payments of that description.

(9)“A disabled person” is a person who has a physical or mental impairment which has a substantial and long-term adverse effect on his ability to carry out normal day-to-day activities or who has such other disability as may be prescribed.

Textual Amendments

F1122Words in s. 256(1) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 129(2); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1128S. 256(2)(b)(ba) substituted for s. 256(2)(b) (1.12.2008) by The Housing and Regeneration Act 2008 (Consequential Provisions) Order 2008 (S.I. 2008/3002), art. 1(2), Sch. 1 para. 52 (with Sch. 2) (see S.I. 2008/3068, art. 2(1)(b))

F1130S. 256(2)(ca) inserted (15.1.2012) by Localism Act 2011 (c. 20), s. 240(1)(l), Sch. 22 para. 57

F1132Words in s. 256(3) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 129(3)(a); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1134Words in s. 256(3) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 129(3)(b); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1136S. 256(5A)(5B) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), s. 306(1)(d)(4), Sch. 4 para. 129(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

Modifications etc. (not altering text)

C71S. 256(3) modified by 2004 c. 17, s. 4(5)(a)(i) (as substituted (1.3.2007) by National Health Service (Consequential Provisions) Act 2006 (c. 43), s. 8(2), Sch. 1 para. 258(a) (with Sch. 3 Pt. 1))

257Payments in respect of voluntary organisations under section 256E+W

(1)This section applies where the expenditure in respect of which a payment under section 256 is proposed to be made is expenditure in connection with services to be provided by a voluntary organisation.

(2)Where this section applies, [F1137[F13NHS England] or the [F1138integrated care board]] may make payments to the voluntary organisation towards the expenditure incurred or to be incurred by the organisation in connection with the provision of those services, instead of or in addition to making payments under section 256(1) or (3).

(3)Where this section applies—

(a)a body falling within any of paragraphs (a) to (d) of section 256(1) which has received payments under the paragraph, and

(b)a local authority which has received payments under section 256(3),

may make out of the sums paid to it payments to the voluntary organisation towards expenditure incurred or to be incurred by the organisation in connection with the provision of those services.

(4)No payment may be made under subsection (2) or (3) except subject to conditions which conform with the conditions prescribed for payments of that description under section 256(6).

Textual Amendments

Modifications etc. (not altering text)

C72S. 257(2) modified by 2004 c. 17, s. 4(5)(a)(i) (as substituted (1.3.2007) by National Health Service (Consequential Provisions) Act 2006 (c. 43), s. 8(2), Sch. 1 para. 258(a) (with Sch. 3 Pt. 1))

UniversitiesE+W

258University clinical teaching and researchE+W

(1)[F1139The functions under this Act of the Secretary of State, [F13NHS England] and each [F1140integrated care board] must be exercised] so as to secure that there are made available such facilities as [F1141the Secretary of State, [F13NHS England] or the [F1140integrated care board] (as the case may be)] considers are reasonably required by any university which has a medical or dental school, in connection with—

(a)clinical teaching, and

(b)research connected with clinical medicine or clinical dentistry.

(2)Regulations may provide for any functions—

(a)exercisable by [F1142[F13NHS England],] [F1143an integrated care board] [F1144,] F1145... F1146... Special Health Authority or Local Health Board,

(b)in relation to the provision of facilities such as are mentioned in subsection (1),

to be exercisable by the body jointly with one or more NHS body other than an NHS foundation trust.

[F1147(3)A reference in this section to the functions of NHS England does not include its regulatory functions.]

Textual Amendments

Modifications etc. (not altering text)

Sale of medical practicesE+W

259Sale of medical practicesE+W

(1)It is unlawful to sell the goodwill of the medical practice of a person to whom any of subsections (2) to (4) applies, unless the person—

(a)no longer provides or performs the services mentioned, and

(b)has never carried on the practice in a relevant area.

(2)This subsection applies to a person who has at any time provided general medical services under arrangements made—

(a)with any Council, Committee or Authority under the National Health Service Act 1946 (c. 81) or the National Health Service Reorganisation Act 1973 (c. 32), or

(b)with any Primary Care Trust, Health Authority or Local Health Board under section 29 of the National Health Service Act 1977 (c. 49).

(3)This subsection applies to a person who has at any time provided or performed personal medical services in accordance with section 28C of the National Health Service Act 1977 (prior to the coming into force of section 16CC of that Act).

(4)This subsection applies to a person who has at any time, in prescribed circumstances or, if regulations so provide, in all circumstances, provided or performed primary medical services—

(a)in accordance with section 28C arrangements (within the meaning given by section 28D of the National Health Service Act 1977),

(b)in accordance with arrangements under section 16CC(2)(b) of that Act,

(c)under a general medical services contract (within the meaning of section 28Q(2) of that Act),

(d)in accordance with section 92 arrangements or section 50 arrangements,

(e)in accordance with arrangements under [F1148section 83(2)] of this Act, or section 41(2)(b) of the National Health Service (Wales) Act 2006 (c. 42),

(f)under a general medical services contract or a Welsh general medical services contract.

[F1149(4A)The reference in subsection (4)(e) to arrangements under section 83(2) of this Act includes a reference to arrangements made under section 83(2)(b) of this Act before the commencement of paragraph 30 of Schedule 4 to the Health and Social Care Act 2012 (sub-paragraph (2) of which replaces section 83(2)).]

(5)In this section—

  • “goodwill” includes any part of goodwill and, in relation to a person practising in partnership, means his share of the goodwill of the partnership practice,

  • “medical practice” includes any part of a medical practice,

  • “relevant area” [F1150—]

    (a)

    in relation to any Council, Committee, Primary Care Trust, Local Health Board or Authority by arrangement or contract with whom a person has at any time provided or performed services, means the area, district or locality of that Council, Committee, Primary Care Trust, Local Health Board or Authority (at that time) [F1151;

    (b)

    in relation to [F13NHS England], in a case where a person has at any time provided or performed services by arrangement or contract with [F13NHS England], means the prescribed area (at the prescribed time).]

  • “section 50 arrangements” means arrangements for the provision of services made under section 50 of the National Health Service (Wales) Act 2006 (c. 42), and

  • “Welsh general medical services contract” means a contract under section 42(2) of the National Health Service (Wales) Act 2006.

(6)Schedule 21 makes further provision in relation to this section.

Textual Amendments

Modifications etc. (not altering text)

Price of medical suppliesU.K.

260Control of maximum price of medical supplies other than health service medicinesE+W

(1)The Secretary of State may by order provide for the control of maximum prices to be charged for any medical supplies, other than health service medicines, required for the purposes of [F1152the health service].

[F1153(1A)Before making an order under subsection (1) the Secretary of State must consult any body which appears to the Secretary of State appropriate to represent persons who manufacture, distribute or supply medical supplies falling within subsection (1).]

F1154(2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1154(3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1154(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(5)In this section F1155...—

  • “medical supplies” includes surgical, dental and optical materials and equipment, F1156...

  • F1156...

and “equipment” includes any machinery, apparatus or appliance, whether fixed or not, and any vehicle.

Textual Amendments

261Powers relating to voluntary schemesU.K.

(1)The powers under this section may be exercised where there is in existence a scheme (referred to in this section and sections 262 [F1157, 263 and 264A] as a “voluntary scheme”) made by the Secretary of State and the industry body for [F1158one or more of the following purposes] —

(a)limiting the prices which may be charged by any manufacturer or supplier to whom the scheme relates for the supply of any health service medicines, F1159...

(b)limiting the profits which may accrue to any manufacturer or supplier to whom the scheme relates in connection with the manufacture or supply of any health service medicines,

[F1160(c)providing for any manufacturer or supplier to whom the scheme relates to pay to the Secretary of State an amount calculated by reference to sales or estimated sales of any health service medicines (whether on the basis of net prices, average selling prices or otherwise).]

(2)For the purposes of this section and sections 262 and 263, a voluntary scheme must be treated as applying to a manufacturer or supplier to whom it relates if—

(a)he has consented to the scheme being so treated (and has not withdrawn that consent), and

(b)no notice is in force in his case under subsection (4).

(3)For the purposes of this section a voluntary scheme has effect, in relation to a manufacturer or supplier to whom it applies, with any additions or modifications made by him and the Secretary of State.

(4)If any acts or omissions of any manufacturer or supplier to whom a voluntary scheme applies (a “scheme member”) have shown that, in the scheme member's case, the scheme is ineffective for [F1161any] of the purposes mentioned in subsection (1), the Secretary of State may by a written notice given to the scheme member determine that the scheme does not apply to him.

(5)A notice under subsection (4) must give the Secretary of State's reasons for giving the notice, and the Secretary of State may not give a notice under that subsection until he has given the scheme member an opportunity to make representations about the acts or omissions in question.

(6)Consent under subsection (2)(a) must be given, or withdrawn, in the manner required by the Secretary of State.

F1162(7). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(8)The Secretary of State may—

(a)prohibit any manufacturer or supplier to whom a voluntary scheme applies from increasing any price charged by him for the supply of any health service medicine covered by the scheme without the approval of the Secretary of State, and

(b)provide for any amount representing any increase in contravention of that prohibition in the sums charged by that person for that medicine, so far as the increase is attributable to supplies to the health service, to be paid to the Secretary of State within a specified period.

[F1163(9)The Secretary of State may provide for any amount payable in accordance with a voluntary scheme by any manufacturer or supplier to whom the scheme applies to be paid to the Secretary of State within a specified period.

(10)Neither of the following affects any liability of a manufacturer or supplier to pay amounts to the Secretary of State arising during a period when a health service medicine was covered by a voluntary scheme treated as applying to the person or the taking of any action in relation to any such liability—

(a)the withdrawal of consent by the person to the scheme being treated as applying to the person;

(b)the giving of notice to the person under subsection (4).]

Textual Amendments

Commencement Information

I1S. 261(8) in force at 7.8.2017 immediately after 1999 c. 8, s. 33(8) comes into force by S.I. 2017/810, art. 2(a)

262Power to control pricesU.K.

(1)The Secretary of State may, after consultation with the industry body—

(a)limit any price which may be charged by any manufacturer or supplier for the supply of any health service medicine, and

(b)provide for any amount representing sums charged by that person for that medicine in excess of the limit to be paid to the Secretary of State within a specified period.

[F1164(2)If at any time a health service medicine is covered by a voluntary scheme applying to its manufacturer or supplier, the powers conferred by this section may not be exercised at that time in relation to that manufacturer or supplier as regards that medicine.]

Textual Amendments

263Statutory schemesU.K.

(1)The Secretary of State may, after consultation with the industry body [F1165and any other person the Secretary of State thinks appropriate], make a scheme (referred to in this section and section 264 as a statutory scheme) [F1166one or more of the following purposes] —

(a)limiting the prices which may be charged by any manufacturer or supplier for the supply of any health service medicines, F1167...

(b)limiting the profits which may accrue to any manufacturer or supplier in connection with the manufacture or supply of any health service medicines,

[F1168(c)providing for any manufacturer or supplier of any health service medicines to pay to the Secretary of State an amount calculated by reference to sales or estimated sales of those medicines (whether on the basis of net prices, average selling prices or otherwise).]

[F1169(1A)Consultation about the proposed exercise of a power under subsection (1) must include consultation about the following—

(a)the economic consequences for the life sciences industry in the United Kingdom;

(b)the consequences for the economy of the United Kingdom;

(c)the consequences for patients to whom any health service medicines are to be supplied and for other health service patients.]

(2)A statutory scheme may, in particular, make any provision mentioned in subsections [F1170(4)] to (6).

F1171(3). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(4)The scheme may provide for any amount representing sums charged by any manufacturer or supplier to whom the scheme applies, in excess of the limits determined under the scheme, for health service medicines covered by the scheme to be paid by that person to the Secretary of State within a specified period.

(5)The scheme may provide for any amount representing the profits, in excess of the limits determined under the scheme, accruing to any manufacturer or supplier to whom the scheme applies in connection with the manufacture or supply of health service medicines covered by the scheme to be paid by that person to the Secretary of State within a specified period.

[F1172(5A)The scheme may provide for any amount payable in accordance with the scheme by any manufacturer or supplier to whom the scheme applies to be paid to the Secretary of State within a specified period.]

(6)The scheme may—

(a)prohibit any manufacturer or supplier to whom the scheme applies from increasing, without the approval of the Secretary of State, any price charged by him for the supply of any health service medicine covered by the scheme, and

(b)provide for any amount representing any increase in contravention of that prohibition in the sums charged by that person for that medicine, so far as the increase is attributable to supplies to the health service, to be paid to the Secretary of State within a specified period.

[F1173(7)If at any time a health service medicine is covered by a voluntary scheme applying to its manufacturer or supplier, the powers conferred by this section may not be exercised at that time in relation to that manufacturer or supplier as regards that medicine.]

[F1174(8)Subsection (7) does not affect any liability of a person to pay amounts to the Secretary of State arising during a period when a health service medicine was covered by a statutory scheme applying to the person or the taking of any action in relation to any such liability.]

Textual Amendments

Commencement Information

I2S. 263 in force at 7.8.2017 immediately after 1999 c. 8, s. 35 comes into force by S.I. 2017/810, art. 2(b)

264Statutory schemes: supplementaryU.K.

(1)The Secretary of State may, after consultation with the industry body, make any provision he considers necessary or expedient for the purpose of enabling or facilitating—

(a)the introduction of a statutory scheme or of a limit under section 262, or

(b)the determination of the provision to be made in a proposed statutory scheme.

F1175(2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3)Where the Secretary of State is preparing to make or vary a statutory scheme, he may make any provision he considers necessary or expedient for transitional or transitory purposes which could be made by such a scheme.

Textual Amendments

Commencement Information

I3S. 264 in force at 3.4.2007 in so far as not already in force immediately after 1999 c. 8, s. 36 comes into force by S.I. 2007/1179, art. 2(b)

[F1176264AProvision of information about health service productsU.K.

(1)References in this section to a UK producer are to a person who manufactures, distributes or supplies any UK health service products.

(2)Regulations may require any UK producer to—

(a)record and keep information which the Secretary of State may require for the purpose specified in subsection (3), and

(b)provide that information to the Secretary of State,

(subject to subsection (9)).

(3)The purpose is that of enabling or facilitating any of the following—

(a)the determination of the payments to be made to any persons who provide primary medical services under Part 4;

(b)the determination of the remuneration to be paid to any persons who provide pharmaceutical services under Part 7;

(c)the consideration by the Secretary of State of whether—

(i)adequate supplies of English health service products are available, and

(ii)the terms on which those products are available represent value for money;

(d)the determination of the payments to be made to any persons who provide primary medical services under Part 4 of the National Health Service (Wales) Act 2006;

(e)the determination of the remuneration to be paid to any persons who provide pharmaceutical services under Part 7 of that Act;

(f)the consideration by the Welsh Ministers of whether—

(i)adequate supplies of Welsh health service products are available, and

(ii)the terms on which those products are available represent value for money;

(g)the determination of the payments to be made to any persons who provide primary medical services under section 2C(1) of the National Health Service (Scotland) Act 1978 (“the 1978 Act”);

(h)the determination of the remuneration to be paid to any persons who provide pharmaceutical care services under section 2CA(1) of the 1978 Act;

(i)the consideration by the Scottish Ministers of whether—

(i)adequate supplies of Scottish health service products are available, and

(ii)the terms on which those products are available represent value for money;

(j)the determination of the remuneration to be paid to any persons who provide primary medical services or pharmaceutical services under Part 2 or 6 of the Health and Personal Social Services (Northern Ireland) Order 1972 (S.I. 1972/1265 (N.I. 14));

(k)the consideration by a Northern Ireland department of whether—

(i)adequate supplies of Northern Ireland health service products are available, and

(ii)the terms on which those products are available represent value for money;

(l)the exercise by the Secretary of State of any powers under sections 260 to 264 and 265;

(m)the operation of a voluntary scheme.

(4)The information which the Secretary of State may require from a UK producer by virtue of this section includes the following—

(a)the price charged or paid by the producer for UK health service products;

(b)the price charged or paid by the producer for delivery or other services in connection with the manufacturing, distribution or supply of UK health service products;

(c)the discounts or rebates or other payments given or received by the producer in connection with the manufacturing, distribution or supply of UK health service products;

(d)the revenue or profits accrued to the producer in connection with the manufacturing, distribution or supply of UK health service products (including, in relation to profits, the costs incurred by the producer in connection with the manufacturing, distribution or supply of the products);

(e)such information about medicinal products, other medical supplies or other related products as is necessary to verify whether they are UK health service products and, if so, which of the following they are—

(i)English health service products;

(ii)Welsh health service products;

(iii)Scottish health service products;

(iv)Northern Ireland health service products.

(5)Regulations under this section must require the Secretary of State to give a UK producer an information notice if information is required in respect of the costs incurred by the producer in connection with the manufacturing, distribution or supply of a particular UK health service product (other than costs which relate to any transaction between the producer and a UK producer for that product).

(6)An information notice is a notice stating—

(a)the period in relation to or for which, or intervals at which, information is required to be provided,

(b)the form and manner in which information is required to be provided,

(c)the time at which or period within which information is required to be provided, and

(d)that a right of appeal is conferred by virtue of section 265(5A).

(7)Regulations under this section may require information which does not fall within subsection (5) to be provided—

(a)in relation to or for a prescribed period or at prescribed intervals,

(b)in a prescribed form and manner, and

(c)at a prescribed time or within a prescribed period.

(8)The provision of information by virtue of this section does not breach—

(a)any obligation of confidence owed by the person providing it, or

(b)any other restriction on the provision of information (however imposed).

(9)Regulations under this section may not do any of the following—

(a)require any person who provides primary medical services under Part 4 of the National Health Service (Wales) Act 2006, or any person who provides pharmaceutical services under Part 7 of that Act, to record, keep or provide information relating to any Welsh health service products which are supplied by the person in providing the services in question;

(b)require any person who provides primary medical services under section 2C(1) of the 1978 Act, or any person who provides pharmaceutical care services under section 2CA(1) of that Act, to record, keep or provide information relating to any Scottish health service products which are supplied by the person in providing the services in question;

(c)require any person who provides primary medical services or pharmaceutical services under Part 2 or 6 of the Health and Personal Social Services (Northern Ireland) Order 1972 (S.I. 1972/1265 (N.I. 14)) to record, keep or provide information relating to Northern Ireland health service products which are supplied by the person in providing the services in question.

(10)“English health service products” means any medicinal products used to any extent for the purposes of the health service continued under section 1(1) and any other medical supplies, or other related products, required for the purposes of that health service.

(11)“Medical supplies” is to be read in accordance with section 260(5).

(12)“Northern Ireland health service products” means any medicinal products used to any extent for the purposes of health care provided by virtue of the Health and Social Care (Reform) Act (Northern Ireland) 2009 and any other medical supplies, or other related products, required for the purposes of health care provided by virtue of that Act.

(13)“Scottish health service products” means any medicinal products used to any extent for the purposes of the health service within the meaning of the 1978 Act and any other medical supplies, or other related products, required for the purposes of that health service.

(14)“UK health service products” means any English health service products, Welsh health service products, Scottish health service products or Northern Ireland health service products.

(15)“Welsh health service products” means any medicinal products used to any extent for the purposes of the health service continued under section 1(1) of the National Health Service (Wales) Act 2006 and any other medical supplies, or other related products, required for the purposes of that health service.

(16)Until the coming into force of the repeal of section 27 of the 1978 Act by schedule 3 to the Smoking, Health and Social Care (Scotland) Act 2005 the references in subsections (3)(h) and (9)(b) to pharmaceutical care services under section 2CA(1) of the 1978 Act are to be read as references to pharmaceutical services under section 27(1) of that Act.

Textual Amendments

264BDisclosure of informationU.K.

(1)Information provided by virtue of section 264A may be disclosed by the Secretary of State to any of the following persons—

(a)[F13NHS England];

(b)any Special Health Authority;

F1177(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(d)any government department;

(e)the Welsh Ministers;

(f)the Scottish Ministers;

(g)the Common Services Agency for the Scottish Health Service constituted under section 10 of the 1978 Act;

(h)a Northern Ireland department;

(i)the Regional Business Services Organisation established under section 14 of the Health and Social Care (Reform) Act (Northern Ireland) 2009;

(j)any person who provides services to any person falling within any of paragraphs (a) to (i);

(k)any prescribed body appearing to the Secretary of State to represent UK producers;

(l)such of the following as may be prescribed—

(i)an NHS foundation trust;

(ii)any health service body within the meaning of section 9(4) (not falling within any of paragraphs (a) to (k) above).

(2)A person to whom any confidential or commercially sensitive information is disclosed under subsection (1) may not—

(a)use the information for any purpose other than the purpose specified in relation to that person in subsection (3), or

(b)disclose the information to another person (subject to subsection (4)).

(3)For the purposes of subsection (2)—

(a)in relation to a person falling within subsection [F1178(1)(a) or (b)], the purpose is that of exercising functions connected with any of the matters specified in section 264A(3)(a) to (c), (l) or (m);

(b)in relation to a person falling within subsection (1)(d), the purpose is that of—

(i)exercising functions connected with any of the matters specified in section 264A(3)(a) to (c), (l) or (m), or

(ii)preventing, detecting or investigating any unlawful activities;

(c)in relation to a person falling within subsection (1)(e), the purpose is that of exercising functions connected with any of the matters specified in section 264A(3)(d) to (f), (l) or (m);

(d)in relation to a person falling within subsection (1)(f) or (g), the purpose is that of exercising functions connected with any of the matters specified in section 264A(3)(g) to (i), (l) or (m);

(e)in relation to a person falling within subsection (1)(h) or (i), the purpose is that of exercising functions connected with any of the matters specified in section 264A(3)(j) to (m);

(f)in relation to a person falling within subsection (1)(j), the purpose is that of providing services in connection with any purpose specified in relation to the person for whom the services are provided in any of paragraphs (a) to (e) above;

(g)in relation to a person falling within subsection (1)(k) or (l), the purpose is any prescribed purpose connected with any of the matters specified in section 264A(3).

(4)The Welsh Ministers may disclose any confidential or commercially sensitive information disclosed to them under subsection (1) to any of the following persons—

(a)a Local Health Board or other person appointed under section 88(3)(b) of the National Health Service (Wales) Act 2006 to exercise the functions of a determining authority under Part 7 of that Act;

(b)a National Health Service trust established under section 18 of the National Health Service (Wales) Act 2006;

(c)any person who provides services to the Welsh Ministers or to any person falling within paragraph (a) or (b).

(5)A person to whom any confidential or commercially sensitive information is disclosed under subsection (4) may not—

(a)use the information for any purpose other than the purpose of exercising functions connected with any of the matters specified in section 264A(3)(d) to (f), (l) or (m), or

(b)disclose the information to another person.

Textual Amendments

264CSections 264A and 264B: supplementaryU.K.

(1)Before making regulations under section 264A or 264B the Secretary of State must consult any body which appears to the Secretary of State appropriate to represent UK producers.

(2)Nothing in section 264A or 264B requires information to be provided, or authorises information to be disclosed or used, in contravention of [F1179the data protection legislation].

(3)Nothing in section 264A or 264B affects any duties, obligations or powers to require or authorise information to be provided, disclosed or used which exist apart from that section.

[F1180(4)In this section, “the data protection legislation” has the same meaning as in the Data Protection Act 2018 (see section 3 of that Act).]]

Textual Amendments

265EnforcementU.K.

(1)Regulations may provide for a person who contravenes any provision of [F1181orders, regulations or directions under sections 260] to [F1182264A] to be liable to pay a penalty to the Secretary of State.

(2)The penalty may be—

(a)a single penalty not exceeding £100,000, or

(b)a daily penalty not exceeding £10,000 for every day on which the contravention occurs or continues.

(3)Regulations may provide for any amount required to be paid to the Secretary of State by virtue of section 261(8)(b), 262(1)(b) or 263(4) or (6)(b) to be increased by an amount not exceeding 50 per cent.

(4)Regulations may provide for any amount payable to the Secretary of State by virtue of provision made under section 261(8)(b) [F1183or (9)], 262(1)(b) or 263(4), (5) [F1184, (5A)] or (6)(b) (including such an amount as increased under subsection (3)) to carry interest at a rate specified or referred to in the regulations.

(5)Provision may be made by regulations for

[F1185(a)]conferring on manufacturers and suppliers a right of appeal against enforcement decisions taken in respect of them in pursuance of sections [F1186260] to 264 and this section [F1187, and

(b)conferring on UK producers a right of appeal against enforcement decisions taken in respect of them in pursuance of section 264A and this section (other than enforcement decisions falling within subsection (5A)).]

[F1188(5A)Provision must be made by regulations for conferring on UK producers a right of appeal against enforcement decisions taken in respect of them in pursuance of section 264A and this section if the enforcement decisions relate to information notices given by virtue of section 264A(5).]

(6)The provision which may be made by virtue of subsection (5) includes any provision which may be made by model provisions with respect to appeals under section 6 of the Deregulation and Contracting Out Act 1994 (c. 40), reading—

(a)the references in subsections (4) and (5) of that section to enforcement action as references to action taken to implement an enforcement decision,

(b)in subsection (5) of that section, the references to interested persons as references to any persons and the reference to any decision to take enforcement action as a reference to any enforcement decision.

(7)In subsections (5) and (6), “enforcement decision” means a decision of the Secretary of State or any other person to—

(a)require a specific manufacturer or supplier [F1189, or other person who is a UK producer,] to provide information to him,

(b)limit, in respect of any specific manufacturer or supplier, any price or profit,

(c)refuse to give his approval to a price increase made by a specific manufacturer or supplier,

(d)require a specific manufacturer or supplier [F1190, or other person who is a UK producer,] to pay any amount (including an amount by way of penalty) to him,

and in this subsection “specific” means specified in the decision.

(8)A requirement or prohibition, or a limit, under sections [F1191260] to [F1192264A], may only be enforced under this section and may not be relied on in any proceedings other than proceedings under this section.

[F1193(8A)Subsection (8) does not apply to any action by the Secretary of State to recover as a debt any amount required to be paid to the Secretary of State by virtue of any of sections 261 to 263 or this section.]

[F1194(9)Before making any regulations under this section the Secretary of State must consult the industry body and any other body which appears to the Secretary of State appropriate to represent UK producers.]

(10)The Secretary of State may by order increase (or further increase) either of the sums mentioned in subsection (2).

[F1195(11)In this section “UK producer” is to be read in accordance with section 264A.]

Textual Amendments

F1185S. 265(5)(a): words in s. 265(5) renumbered as s. 265(5)(a) (7.8.2017) by Health Service Medical Supplies (Costs) Act 2017 (c. 23), ss. 10(9)(a), 12(3); S.I. 2017/809, reg. 2(h) (with reg. 3)

F1187S. 265(5)(b) and preceding word inserted (7.8.2017) by Health Service Medical Supplies (Costs) Act 2017 (c. 23), ss. 10(9)(b), 12(3); S.I. 2017/809, reg. 2(h) (with reg. 3)

Commencement Information

I4S. 265(10) in force at 7.8.2017 immediately after 1999 c. 8, s. 37(10) comes into force by S.I. 2017/810, art. 2(c)

266Controls: supplementaryU.K.

(1)Any power conferred on the Secretary of State by sections 261(6) to [F1196(9)] and 262 to 264 may be exercised by—

(a)making regulations, or

(b)giving directions to a specific manufacturer or supplier.

(2)Regulations under subsection (1)(a) may confer power for the Secretary of State to give directions to a specific manufacturer or supplier; and in this subsection “specific” means specified in the direction concerned.

(3)The powers to refuse approval under section 261(8)(a) or 263(6)(a) or to impose a limit under section 262(1)(a) or 263(1)[F1197(a) or (b)] are exercisable only with a view to limiting by reference to the prices or profits which would be reasonable in all the circumstances—

(a)the prices which may be charged for, or

(b)the profits which may accrue to any manufacturer or supplier in connection with,

the manufacture or supply for the purposes of the health service of health service medicines.

(4)In so exercising those powers (in the case of sections 262(1)(a) and 263(1)[F1198(a) and (b)] and (6)(a)) the Secretary of State and any other person must bear in mind, in particular—

(a)the need for medicinal products to be available for the health service on reasonable terms, and

(b)the costs of research and development.

[F1199(4A)The power under section 263(1)(c) is exercisable only with a view to requiring payments to be made which would be reasonable in all the circumstances, bearing in mind in particular—

(a)the need for medicinal products to be available for the health service on reasonable terms, and

(b)the costs of research and development.]

(5)The powers conferred by sections 261 to 264 do not affect any other powers of the Secretary of State to control prices or profits.

(6)In this section and sections [F1200260] to 265—

  • “health service” includes the health services within the meaning of the National Health Service (Scotland) Act 1978 (c. 29) and the Health and Personal Social Services (Northern Ireland) Order 1972 (S.I. 1972/1265 (N.I.14)),

  • “health service medicine” means a medicinal product used to any extent for the purposes of the health service,

  • “the industry body” means any body which appears to the Secretary of State appropriate to represent manufacturers and suppliers,

  • “manufacture” includes assemble and “manufacturer” means any person who manufactures health service medicines,

  • “medicinal product” has the meaning given by section 130 of the Medicines Act 1968 (c. 67),

  • “supplier” means any person who supplies health service medicines,

and contravention of a provision includes a failure to comply with it, and supplying medicines includes selling them.

Textual Amendments

Commencement Information

I5S. 266 in force at 3.4.2007 for specified purposes immediately after 1999 c. 8, s. 38 comes into force by S.I. 2007/1179, art. 2(c)

I6S. 266 in force at 7.8.2017 in so far as not already in force immediately after 1999 c. 8, s. 38 comes into force by S.I. 2017/810, art. 2(d)

Use of facilities in private practiceE+W

267Permission for use of facilities in private practiceE+W

(1)A person to whom this section applies who wishes to use any relevant health service accommodation or facilities for the purpose of providing medical, dental, pharmaceutical, ophthalmic or chiropody services to non-resident private patients may apply in writing to the Secretary of State for permission under this section.

(2)Any application for permission under this section must specify—

(a)which of the relevant health service accommodation or facilities the applicant wishes to use for the purpose of providing services to such patients, and

(b)which of the kinds of services mentioned in subsection (1) he wishes the permission to cover.

(3)On receiving an application under this section the Secretary of State—

(a)must consider whether anything for which permission is sought would interfere with the giving of full and proper attention to persons seeking or afforded access otherwise than as private patients to any services provided under this Act, and

(b)must grant the permission applied for unless in his opinion anything for which permission is sought would so interfere.

(4)Any grant of permission under this section is on such terms (including terms as to the payment of charges for the use of the relevant health service accommodation or facilities pursuant to the permission) as the Secretary of State may from time to time determine.

(5)The persons to whom this section applies are—

(a)medical practitioners, registered pharmacists or other persons who provide pharmaceutical services under Chapter 1 of Part 7,

(b)chiropodists who provide services under this Act at premises where services are provided under that Chapter,

(c)persons providing primary medical services, primary dental services or primary ophthalmic services under a general medical services contract, a general dental services contract or a general ophthalmic services contract, or in accordance with section 92 arrangements or section 107 arrangements.

(6)“Relevant health service accommodation or facilities”, in relation to a person to whom this section applies, means—

(a)any accommodation or facilities available at premises provided by the Secretary of State by virtue of this Act, being accommodation or facilities which that person is authorised to use for purposes of this Act, or

(b)in the case of a person to whom this section applies by virtue of subsection (5)(b), accommodation or facilities which that person is authorised to use for purposes of this Act at premises where services are provided under Chapter 1 of Part 7.

F1201...E+W

Textual Amendments

F1201S. 268 and cross-heading omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 133; S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1201268Persons displaced by health service developmentE+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Registration of information, etcE+W

269Special notices of births and deathsE+W

(1)The requirements of this section with respect to the notification of births and deaths are in addition to, and not in substitution for, the requirements of any Act relating to the registration of births and deaths.

[F1202(2)Each registrar of births and deaths must furnish to such relevant body or bodies as may be determined in accordance with regulations the particulars of such births or deaths entered in a register of births or deaths kept for the registrar's sub-district as may be prescribed.]

(3)Regulations may provide as to the manner in which and the times at which particulars must be furnished under subsection (2).

(4)In the case of each child born—

(a)the child's father, if at the time of the birth he is residing on the premises where the birth takes place, and

(b)any person in attendance upon the mother at the time of, or within six hours after, the birth,

must give notice of the birth to [F1203such relevant body or bodies as may be determined in accordance with regulations].

(5)Subsection (4) applies to any child which is born after the expiry of the twenty-fourth week of pregnancy whether alive or dead.

(6)Notice under subsection (4) [F1204to a relevant body] must be given either—

(a)by posting within 36 hours after the birth a prepaid letter or postcard addressed to [F1205the body] at its offices and containing the required information, or

(b)by delivering within that period at the offices of [F1205the body] a written notice containing the required information.

(7)[F1206A relevant body to whom notice is required to be given under subsection (4)] must, upon application to it, supply without charge to [F1207such descriptions of medical practitioners or midwives as may be prescribed] prepaid addressed envelopes together with the forms of notice.

(8)Any person who fails to give notice of a birth in accordance with subsection (4) is liable on summary conviction to a fine not exceeding level 1 on the standard scale, unless he satisfies the court that he believed, and had reasonable grounds for believing, that notice had been duly given by some other person.

(9)Proceedings in respect of an offence under subsection (8) must not, without the Attorney-General's written consent, be taken by any person other than a party aggrieved or [F1208the relevant body or bodies to whom the failure relates].

(10)A registrar of births and deaths must, for the purpose of obtaining information concerning births which have occurred in his sub-district, have access at all reasonable times to—

(a)notices of births received by [F1209a relevant body] under this section, or

(b)any book in which those notices may be recorded.

[F1210(11)For the purposes of this section, the following are relevant bodies—

(a)[F13NHS England],

[F1211(b)integrated care boards,]

(c)local authorities.

(12)Information received by a local authority by virtue of this section may be used by it only for the purposes of functions exercisable by it in relation to the health service.

(13)In this section, “local authority” has the same meaning as in section 2B.]

Textual Amendments

F1203Words in s. 269(4) substituted (1.4.2013) by Health and Social Care Act 2012 (c. 7), ss. 284(3), 306(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

270Provision of information by Registrar GeneralE+W

(1)The Registrar General may provide to [F1212any of the following persons] any information to which this section applies[F1213—

(a)the Secretary of State,

(b)[F13NHS England],

[F1214(c)an integrated care board,]

(d)a local authority,

(e)the National Institute for Health and Care Excellence,

F1215(f). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(g)a Special Health Authority which has functions that are exercisable in relation to England,

(h)the Care Quality Commission, and

(i)such other persons as the Secretary of State may specify in a direction.]

(2)Any information provided under subsection (1) must be provided in such form as appears to the Registrar General appropriate for the purpose of assisting [F1216the person to whom the information is provided] in the performance of [F1217functions exercisable by the person] in relation to the health service.

(3)This section applies to any information—

(a)entered in any register kept under the Births and Deaths Registration Act 1953 (c. 20),

(b)entered in the Adopted Children Register maintained by the Registrar General under the Adoption and Children Act 2002 (c. 38), or

(c)which is kept by the Registrar General under any other enactment and relates to any birth or death.

(4)“Enactment” includes an enactment contained in subordinate legislation.

[F1218(5)In this section, “local authority” has the same meaning as in section 2B.]

Textual Amendments

F1212Words in s. 270(1) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 285(2)(a), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1213S. 270(1)(a)-(i) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 285(2)(b), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1216Words in s. 270(2) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 285(3)(a), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1217Words in s. 270(2) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 285(3)(b), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1218S. 270(5) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 285(4), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

Part 14E+WSupplementary

271Territorial limit of exercise of functionsE+W

(1)The functions of a Minister of the Crown under this Act are exercisable only in relation to England.

(2)“Minister of the Crown” includes the Treasury.

(3)Subsection (1) does not apply in relation to—

(a)section 8(1) (directions to [F1219certain] health service bodies) to such extent as it allows directions to be given in respect of matters concerning xenotransplantation, surrogacy agreements, embryology or human genetics,

(b)Chapter 5 of [F1220Part 2] (NHS foundation trusts),

[F1221(c)section 169(3) (power of the Secretary of State to direct that the First-tier Tribunal exercise functions in relation to appeals),]

(d)section 235 (superannuation of officers of certain hospitals),

[F1222(da)section 247B (co-operation in relation to public health functions),]

F1223(e). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1224(f). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1225(fa). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(g)[F1226section] 251 (control of patient information) F1227... ,

(h)Schedule 21 (prohibition as to the sale of medical practices),

(i)section 260 F1228... (control of maximum price of medical supplies other than health service medicines) and sections 261 to 266 (control of prices of medicines and profits),

and section 272(7) and (8), to the extent that they apply in relation to a provision mentioned in any of paragraphs (a) to (i).

[F1229(4)Subsection (1) does not apply in relation to the exercise of functions by a Minister of the Crown in relation to NHS England so far as concerns its relevant data functions (as defined by section 253(3) of the Health and Social Care Act 2012).]

Textual Amendments

F1220Words in s. 271(3)(b) substituted (1.4.2013) by Health and Social Care Act 2012 (c. 7), ss. 172(12), 306(4); S.I. 2013/671, art. 2(3)

F1227Words in s. 271(3)(g) omitted (1.4.2013) by virtue of Health and Social Care Act 2012 (c. 7), ss. 280(5)(b)(ii), 306(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

[F1230271AServices to be treated as services of the Crown for certain purposesE+W

(1)Services to which this section applies are to be treated as services of the Crown for the purposes of—

(a)Schedule 1 to the Registered Designs Act 1949 (provisions as to the use of registered designs for the services of the Crown etc.), and

(b)sections 55 to 59 of the Patents Act 1977 (use of patented inventions for the services of the Crown).

(2)This section applies to services provided in pursuance of—

(a)the functions of [F13NHS England] or [F1231an integrated care board] under section 3, 3A, 3B or 4 or Schedule 1, or

(b)the public health functions of a local authority.]

Textual Amendments

272Orders, regulations, rules and directionsE+W

(1)This section does not apply to—

[F1232(za)section 14Z25(2),]

[F1233(zb)section 14Z31(1),]

(a)Chapter 5 of Part 2 (as to which, see section 64), and

(b)Part 10 (as to which, see section 209).

(2)Subject to subsection (3), any power under this Act to make an order, rules or regulations is exercisable by statutory instrument.

(3)Subsection (2) does not apply to an order under—

(a)section 66(2),

F1234(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(c)section 211(4),

F1235(d). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(e)paragraph 9, 27 or 29 of Schedule 4, or

(f)paragraph 2 of Schedule 18.

(4)Subject to subsections [F1236(4A),] (5) [F1237, (6) and (6A)], a statutory instrument made by virtue of this Act is subject to annulment in pursuance of a resolution of either House of Parliament.

[F1238(4A)A statutory instrument containing regulations under section 7E(1) is subject to annulment in pursuance of a resolution of the House of Commons.]

(5)Subsection (4) does not apply to a statutory instrument containing F1239... an order under—

F1240(za). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(a)section 25,

F1241[F1242(aa). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(ab)section 65B(1), [F124365D(2),] F1244... 65J(2), [F124565KC(3),] [F124665L(2) [F1247, (2B)] or (7), 65LA(3)] , or 65V(2),]

(b)Schedule 4, or

(c)paragraph 1(1) of Schedule 5.

(6)A statutory instrument containing—

F1248(zza). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F1249(zzb)regulations under section 6C(1) or (2),]

[F1250(zzc)regulations under section 6E, except where they do not include provision by virtue of subsection (7)(c) of that section,]

[F1251(zzd)regulations under section 7(1C),]

[F1252(zzf)regulations under section 12ZC,]

(za)an order under section 12C(8) or (10),

[F1253(zb)regulations under section 13Z1,]

[F1254(zba)regulations under section 14Z31(3),]

F1255(zc). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F1256(zd)regulations under section 186A(4),]

(a)regulations under section 251, except where they are made by virtue of subsection (5)(b) of that section,

[F1257(aa)the first order under section 260,]

(b)an order under section 265(10), F1258...

(c)an order under section 193(4),

[F1259(d)regulations under paragraph 9A(5) of Schedule A1, or]

[F1260(e)regulations under paragraph 19(5) of Schedule 1B.]

may not be made unless a draft of the instrument has been laid before, and approved by resolution of, each House of Parliament.

[F1261(6ZA)The Statutory Instruments Act 1946 applies in relation to the power of [F1262NHS England] to make an order under Chapter 5A as if [F1262NHS England] were a Minister of the Crown.]

[F1263(6A)A statutory instrument containing an order under section F1264... 65B(1), [F126565D(2),] F1266... 65J(2), [F126765KC(3),] 65L(2) or [F1268(7)] [F1269, 65LA(3)] or 65V(2) must be laid before Parliament after it is made.]

(7)Any power under this Act to make orders, rules, regulations or schemes, and any power to give directions—

(a)may be exercised either in relation to all cases to which the power extends, or in relation to those cases subject to specified exceptions, or in relation to any specified cases or classes of case,

(b)may be exercised so as to make, as respects the cases in relation to which it is exercised—

(i)the full provision to which the power extends or any less provision (whether by way of exception or otherwise),

(ii)the same provision for all cases in relation to which the power is exercised, or different provision for different cases or different classes of case, or different provision as respects the same case or class of case for different purposes of this Act,

(iii)any such provision either unconditionally or subject to any specified condition, and

(c)may, in particular, except where the power is a power to make rules, make different provision for different areas.

(8)Any such power includes power—

(a)to make such incidental, supplementary, consequential, saving or transitional provision (including, in the case of a power to make an order or regulations, provision amending, repealing or revoking enactments) as the person or body exercising the power considers to be expedient, and

(b)to provide for a person to exercise a discretion in dealing with any matter.

F1270(9). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F1237Words in s. 272(4) substituted (15.2.2010 for specified purposes) by Health Act 2009 (c. 21), ss. 18(8)(a), 40(1); S.I. 2010/30, art. 3(b)

F1242S. 272(5)(aa)(ab) inserted (15.2.2010 for specified purposes) by Health Act 2009 (c. 21), ss. 18(8)(b), 40(1); S.I. 2010/30, art. 3(b)

F1244Word in s. 272(5)(ab) omitted (1.11.2012) by virtue of Health and Social Care Act 2012 (c. 7), ss. 178(6)(b), 306(4); S.I. 2012/2657, art. 2(2)

F1246Words in s. 272(5)(ab) substituted (1.11.2012) by Health and Social Care Act 2012 (c. 7), ss. 178(6)(d), 306(4); S.I. 2012/2657, art. 2(2)

F1249S. 272(6)(zzb) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 18(2), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1250S. 272(6)(zzc) inserted (27.3.2012 for specified purposes, 1.2.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 20(2), 306(1)(d)(4); S.I. 2012/2657, art. 2(4)

F1251S. 272(6)(zzd) inserted (27.3.2012 for specified purposes, 1.10.2012 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 21(5), 306(1)(d)(4); S.I. 2012/1831, art. 2(2)

F1253S. 272(6)(zb) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 23(2), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1256S. 272(6)(zd) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 50(2), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

F1263S. 272(6A) inserted (15.2.2010 for specified purposes) by Health Act 2009 (c. 21), ss. 18(8)(c), 40(1); S.I. 2010/30, art. 3(b)

F1264Words in s. 272(6A) omitted (1.11.2012) by virtue of Health and Social Care Act 2012 (c. 7), ss. 173(6)(b), 306(4); S.I. 2012/2657, art. 2(2)

F1266Word in s. 272(6A) omitted (1.11.2012) by virtue of Health and Social Care Act 2012 (c. 7), ss. 178(8)(b), 306(4); S.I. 2012/2657, art. 2(2)

Modifications etc. (not altering text)

C78S. 272(7)(8) applied by 2006 c. 28, s. 70(3) (as substituted (1.3.2007) by National Health Service (Consequential Provisions) Act (c. 43), Sch. 1 para. 285 (with Sch. 3 Pt. 1))

C79S. 272(7) applied by 2007 c. 18, s. 42(5B) (as inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 287(3), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9))

273Further provision about orders and directions under this ActE+W

(1)Where under or by virtue of any provision of this Act—

(a)an order may be made, or

(b)directions may be given,

that provision includes power to vary or revoke the order or directions by subsequent order or by subsequent directions.

(2)Subsection (1) does not affect section 14(b) of the Interpretation Act 1978 (c. 30).

(3)A direction under this Act [F1271by [F13NHS England]] must be given by an instrument in writing.

(4)A direction under this Act by the Secretary of State must be given—

(a)(subject to paragraphs (b) and (c)) by an instrument in writing,

(b)in the case of a direction under—

[F1272(zi)section 7 about a function of a person other than the Secretary of State,]

(i)section 7 about a function [F1273of the Secretary of State] under section 4, 197 or 198, or

(ii)section [F1274169(3) or] 199(2),

by regulations,

(c)in the case of—

(i)any other direction under section 7, or

(ii)a direction under section 8, [F127513Z1,] F1276... 87, 94(4), 103, 109(4) [F1277, 120 or 253],

by regulations or an instrument in writing.

(5)Subsection (4) does not apply to a direction under section 88 (as to which, see that section).

Textual Amendments

F1272S. 273(4)(b)(zi) inserted (27.3.2012 for specified purposes, 1.10.2012 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 21(6)(a), 306(1)(d)(4) (with Sch. 6 para. 5(3)); S.I. 2012/1831, art. 2(2) (with art. 12)

F1273Words in s. 273(4)(b)(i) inserted (27.3.2012 for specified purposes, 1.10.2012 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 21(6)(b), 306(1)(d)(4) (with Sch. 6 para. 5(3)); S.I. 2012/1831, art. 2(2) (with art. 12)

F1276Word in s. 273(4)(c)(ii) omitted (1.10.2012) by virtue of Health and Social Care Act 2012 (c. 7), s. 306(4), Sch. 4 para. 137(3)(b); S.I. 2012/1831, art. 2(2) (with art. 12)

F1277Words in s. 273(4)(c)(ii) substituted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 47(7), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

Modifications etc. (not altering text)

C81S. 273(1) applied by 2007 c. 18, s. 42(5B) (as inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 287(3), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9))

274Supplementary regulatory powersE+W

Regulations may provide for—

(a)prescribing the forms and manner of service of notices and other documents,

(b)prescribing the manner in which documents may be executed or proved,

(c)exempting judges and justices of the peace from disqualification by their liability to rates.

275InterpretationE+W

(1)In this Act (except where the context otherwise requires)—

  • F1278...

  • F1279...

  • [F1280“combined authority” means a combined authority established under section 103 of the Local Democracy, Economic Development and Construction Act 2009,]

  • “dental practitioner” means a person registered in the dentists register under the Dentists Act 1984 (c. 24),

  • “facilities” includes the provision of (or the use of) premises, goods, materials, vehicles, plant or apparatus,

  • F1281. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

  • “financial year” means a period of 12 months ending with 31st March in any year [F1282(except that in relation to an integrated care board it has the meaning given by section 14Z52(8))],

  • “functions” includes powers and duties,

  • “goods” include accommodation,

  • [F1283“health” includes mental health;]

  • “the health service” means the health service continued under section 1(1) and under section 1(1) of the National Health Service (Wales) Act 2006 (c. 42),

  • “health service hospital” means a hospital vested in the Secretary of State for the purposes of his functions under this Act or vested in F1284... an NHS trust or an NHS foundation trust,

  • “hospital” means—

    (a)

    any institution for the reception and treatment of persons suffering from illness,

    (b)

    any maternity home, and

    (c)

    any institution for the reception and treatment of persons during convalescence or persons requiring medical rehabilitation,

    and includes clinics, dispensaries and out-patient departments maintained in connection with any such home or institution, and “hospital accommodation” must be construed accordingly,

  • “illness” includes [F1285any disorder or disability of the mind] and any injury or disability requiring medical or dental treatment or nursing,

  • [F1286“information” includes documents or records,]

  • [F1286“integrated care board” means a body established under section 14Z25,]

  • “local authority” means a county council, a county borough council, a district council, a London borough council, and the Common Council of the City of London,

  • F1287. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

  • “Local Health Board” means a body established under section 11 of the National Health Service (Wales) Act 2006 (c. 42),

  • “local pharmaceutical services” means such services as are prescribed under section 134(7) or paragraph 1(7) of Schedule 12,

  • “local social services authority” means the council of a non-metropolitan county, of a county borough or of a metropolitan district or London borough, or the Common Council of the City of London,

  • “medical” includes surgical,

  • “medical practitioner” means a registered medical practitioner within the meaning of Schedule 1 to the Interpretation Act 1978 (c. 30),

  • “medicine” includes such chemical re-agents as are included in a list approved by the Secretary of State for the purposes of section 126,

  • “modifications” includes additions, omissions and amendments,

  • [F1288“NHS body” means—

    (a)

    [F1289NHS England,]

    (b)

    [F1290an integrated care board,]

    (c)

    a Special Health Authority,

    (d)

    an NHS trust,

    (e)

    an NHS foundation trust, and

    (f)

    a Local Health Board.]

  • “NHS trust” includes an NHS trust established under the National Health Service (Wales) Act 2006 F1291...

  • [F1292“NICE” means the National Institute for Health and Care Excellence;]

  • “officer” includes servant,

  • “optometrist” means a person registered in the register of optometrists maintained under section 7 of the Opticians Act 1989 (c. 44) [F1293, ]F1294... or a body corporate registered in the register of bodies corporate maintained under section 9 of that Act carrying on business as an optometrist,

  • “patient” includes a woman who is pregnant or breast-feeding or who has recently given birth,

  • “prescribed” means prescribed by regulations made by the Secretary of State,

  • “property” includes rights,

  • [F1295“registered pharmacist” means a person registered as a pharmacist in Part 1 or 4 of the register maintained under article 19 of the Pharmacy Order 2010,]

  • F1296...

  • “regulations” means regulations made by the Secretary of State,

  • F1297...

  • [F1298“regulatory functions”, in relation to NHS England, has the meaning given by section 13SB,]

  • “Special Health Authority” includes a Special Health Authority established under the National Health Service (Wales) Act 2006,

  • “university” includes a university college,

  • “voluntary organisation” means a body the activities of which are carried on otherwise than for profit, but does not include any public or local authority.

  • [F1299“Welsh new towns residuary body” means the Welsh Ministers so far as exercising functions in relation to anything transferred (or to be transferred) to them as mentioned in section 36(1)(a) (i) to (iii) of the New Towns Act 1981.]

(2)In this Act (except where the context otherwise requires) any reference to a body established under this Act or the National Health Service (Wales) Act 2006 (c. 42) includes a reference to a body continued in existence by virtue of this Act or that Act.

(3)So far as is necessary or expedient in consequence of a direction under section 7 F1300... providing for the exercise by a F1301... F1302... Special Health Authority of a function exercisable by another person or body, any reference in any enactment, instrument or other document to that other person or body must be read as a reference to the F1301... F1302... Special Health Authority.

(4)Any reference in this Act to the purposes of a hospital is a reference to its general purposes and to any specific purpose.

[F1303(5)In each of the following, the reference to section 3 includes a reference to section 117 of the Mental Health Act 1983 (after-care)—

(a)in section 223K(8), paragraph (a) of the definition of “relevant services”,

(b)in section 244(3), paragraph (a)(i) of the definition of “relevant health service provider”,

(c)in section 252A(10), the definition of “service arrangements”,

(d)section 253(1A)(d)(ii).]

Textual Amendments

F1280Words in s. 275(1) inserted (28.1.2016 for specified purposes, 28.3.2016 in so far as not already in force) by Cities and Local Government Devolution Act 2016 (c. 1), s. 25(2), Sch. 4 para. 8

F1281Words in s. 275(1) omitted (18.1.2010) by virtue of The Transfer of Tribunal Functions Order 2010 (S.I. 2010/22), art. 1(1), Sch. 2 para. 127 (with Sch. 5)

F1285Words in s. 275(1) substituted (3.11.2008) by Mental Health Act 2007 (c. 12), s. 56(1), Sch. 1 para. 24; S.I. 2008/1900, art. 2(a) (with art. 3, Sch.)

F1291Words in s. 275(1) omitted (1.11.2012) by virtue of Health and Social Care Act 2012 (c. 7), ss. 178(9), 306(4); S.I. 2012/2657, art. 2(2)

F1299Words in s. 275(1) inserted (1.12.2008) by The Housing and Regeneration Act 2008 (Consequential Provisions) Order 2008 (S.I. 2008/3002), art. 1(2), Sch. 1 para. 54 (with Sch. 2) (see S.I. 2008/3068, art. 2(1)(b))

F1303S. 275(5) inserted (27.3.2012 for specified purposes, 1.4.2013 in so far as not already in force) by Health and Social Care Act 2012 (c. 7), ss. 40(5), 306(1)(d)(4); S.I. 2013/160, art. 2(2) (with arts. 7-9)

Modifications etc. (not altering text)

[F1304275AReferences to functions: delegation etcE+W

(1)A reference in this Act to the functions of a person includes functions of others that are exercisable by the person by virtue of any provision of any enactment (unless the context otherwise requires).

(2)Regulations may create exceptions to subsection (1).]

Textual Amendments

Modifications etc. (not altering text)

276Index of defined expressionsE+W

In this Act the following expressions are defined or otherwise explained by the provisions indicated—

body established under this Actsection 275(2)
[F1305combined authority section 275(1)]
commissioner, in relation to an NHS contractsection 9(1)
contractor, in relation to a general dental services contractsection 100(4)
contractor, in relation to a general medical services contractsection 84(5)
contractor, in relation to a general ophthalmic services contractsection 117(5)
fraud casesection 151(3)
general dental services contractsection 100(2)
general medical services contractsection 84(2)
general ophthalmic services contractsection 117(2)
[F1306group of people for whom an integrated care board has core responsibility section 14Z31]
F1307. . .F1307. . .
LPS schemeparagraph 1(2) of Schedule 12
[F1308NHS constitution section 1B(2)]
NHS contractsection 9(1)
NHS trust ordersection 25(2)
optical appliancessection 179(5)
[F1306partner, in relation to an NHS trust or NHS foundation trust and an integrated care board section 14Z48]
F1309. . .F1309. . .
pharmaceutical listsection 129(11)
pharmaceutical servicessection 126(8)
F1310. . .F1310. . .
practitionersection 151(9)
primary dental servicessection 99
primary medical servicessection 83
primary ophthalmic servicessection 115
provider, in relation to an NHS contractsection 9(1)
[F1311public health functions of the Secretary of State section 1H(5)(a)]
[F1311public health functions of local authorities section 1H(5)(b)]
purposes of a hospitalsection 275(4)
F1312. . .F1312. . .
relevant dental servicesection 176(4)
section 92 arrangementssection 92(8)
section 107 arrangementssection 107(8)
F1313. . .F1313. . .
F1314. . .F1314. . .
terms of servicesection 148(7)
unsuitability casesection 151(4)

Textual Amendments

F1305Words in s. 276 inserted (28.1.2016 for specified purposes, 28.3.2016 in so far as not already in force) by Cities and Local Government Devolution Act 2016 (c. 1), s. 25(2), Sch. 4 para. 9

F1314Words in s. 276 omitted (27.3.2012 for specified purposes) by virtue of Health and Social Care Act 2012 (c. 7), ss. 208(5), 306(1)(d)(4)

277CommencementE+W

(1)Subject to this section, this Act comes into force on 1st March 2007.

(2)In this section—

  • “the 1977 Act” means the National Health Service Act 1977 (c. 49), and

  • “the 2006 Act” means the Health Act 2006 (c. 28).

(3)Subsection (4) applies to—

(a)sections 33 and 35 to 38 of the Health Act 1999 (c. 8) (see sections 261 and 263 to 266 of this Act),

(b)subsection (7) of section 45 of the Nationality, Immigration and Asylum Act 2002 (c. 41) and paragraph 2(2B) of Schedule 8 to the 1977 Act as substituted by that subsection (see paragraph 2(7) of Schedule 20 to this Act),

(c)section 21 of the Health and Social Care (Community Health and Standards) Act 2003 (c. 43) (see section 50 of this Act),

(d)paragraph 3 of the Schedule to the Smoking, Health and Social Care (Scotland) Act 2005 (Consequential Modifications) (England, Wales and Northern Ireland) Order 2006 (S.I. 2006/1056) and section 41B(2) and (6)(b) of the 1977 Act as amended by that paragraph (see section 128 of this Act),

(e)sub-paragraphs (a) and (b) of paragraph 5 of that Schedule and section 4A(1) and (3) of the National Health Service and Community Care Act 1990 (c. 19) as amended by those sub-paragraphs (see section 11 of this Act),

(f)sub-paragraph (c) of paragraph 5 of that Schedule and section 4A(4) of the National Health Service and Community Care Act 1990 as added by that sub-paragraph (see section 11 of this Act),

(g)section 34 of the 2006 Act, and section 42A of the 1977 Act as inserted by that section (see section 131 of this Act),

(h)section 35 of the 2006 Act, and subsections (2B) and (2C) of section 42 of the 1977 Act as inserted by that section (see section 129 of this Act),

(i)subsection (1) of section 36 of the 2006 Act, and section 43(2) of the 1977 Act as substituted by that subsection (see section 132 of this Act),

(j)sections 37 to 41 of, and paragraphs 7 to 9, 11, 12(a), 13(2), (5) and (6), 15, 16, 17, 21(b), 22, 29, 46 and 50 of Schedule 8 to, the 2006 Act (which relate to primary ophthalmic services) and—

(i)the 1977 Act,

(ii)section 4A of the National Health Service and Community Care Act 1990,

(iii)Schedule 1 to the Health and Social Care Act 2001 (c. 15), and

(iv)section 17(1) of the National Health Service Reform and Health Care Professions Act 2002 (c. 17),

to the extent that a provision mentioned in any of sub-paragraphs (i) to (iv), as amended by any of those provisions of the 2006 Act, relates to primary ophthalmic services,

(k)subsection (2) of section 42 of the 2006 Act, and paragraph 2A(1)(b) and (ba) of Schedule 12 to the 1977 Act as substituted by that subsection (see section 180 of this Act),

(l)subsection (3) of section 42 of the 2006 Act, and paragraph 2B of Schedule 12 to the 1977 Act as inserted by that subsection (see section 181 of this Act),

(m)sections 44 to 55 of the 2006 Act, and sections 76 to 78 of that Act so far as relating to those sections (see Part 10 of this Act),

F1315(n). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(o)paragraphs 14, 24(b) and 25 of Schedule 8 to the 2006 Act (which relate to the substitution of “optometrist” for “ophthalmic optician”) and the 1977 Act as amended by those paragraphs.

(4)To the extent that—

(a)this Act re-enacts a provision to which this subsection applies, and

(b)the provision has not come into force before the commencement of this Act,

the re-enactment by this Act of the provision does not come into force until the provision which is re-enacted comes into force; and the re-enactment comes into force immediately after, and to the extent that, the provision which is re-enacted comes into force.

(5)Accordingly, the re-enactment by this Act of the provision does not affect any power to bring the provision into force.

Textual Amendments

278Short title, extent and applicationE+W

(1)This Act may be cited as the National Health Service Act 2006.

(2)Subject to this section, this Act extends to England and Wales only.

(3)Sections [F1316260] to 266 in Part 13 (price of medical supplies) [F1317, and this Part to the extent that it applies to those sections,] extend also to Scotland and Northern Ireland.

(4)The Secretary of State may by order provide that this Act, in its application to the Isles of Scilly, has effect with such modifications as may be specified in the order.

Textual Amendments

Yn ôl i’r brig

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Mae deddfwriaeth ar gael mewn fersiynau gwahanol:

Y Diweddaraf sydd Ar Gael (diwygiedig):Y fersiwn ddiweddaraf sydd ar gael o’r ddeddfwriaeth yn cynnwys newidiadau a wnaed gan ddeddfwriaeth ddilynol ac wedi eu gweithredu gan ein tîm golygyddol. Gellir gweld y newidiadau nad ydym wedi eu gweithredu i’r testun eto yn yr ardal ‘Newidiadau i Ddeddfwriaeth’.

Gwreiddiol (Fel y’i Deddfwyd neu y’i Gwnaed): Mae'r wreiddiol fersiwn y ddeddfwriaeth fel ag yr oedd pan gafodd ei deddfu neu eu gwneud. Ni wnaed unrhyw newidiadau i’r testun.

Pwynt Penodol mewn Amser: This becomes available after navigating to view revised legislation as it stood at a certain point in time via Advanced Features > Show Timeline of Changes or via a point in time advanced search.

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Gweler y wybodaeth ychwanegol ochr yn ochr â’r cynnwys

Rhychwant ddaearyddol: Indicates the geographical area that this provision applies to. For further information see ‘Frequently Asked Questions’.

Dangos Llinell Amser Newidiadau: See how this legislation has or could change over time. Turning this feature on will show extra navigation options to go to these specific points in time. Return to the latest available version by using the controls above in the What Version box.

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Dewisiadau Agor

Dewisiadau gwahanol i agor deddfwriaeth er mwyn gweld rhagor o gynnwys ar y sgrin ar yr un pryd

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Rhagor o Adnoddau

Gallwch wneud defnydd o ddogfennau atodol hanfodol a gwybodaeth ar gyfer yr eitem ddeddfwriaeth o’r tab hwn. Yn ddibynnol ar yr eitem ddeddfwriaeth sydd i’w gweld, gallai hyn gynnwys:

  • y PDF print gwreiddiol y fel deddfwyd fersiwn a ddefnyddiwyd am y copi print
  • rhestr o newidiadau a wnaed gan a/neu yn effeithio ar yr eitem hon o ddeddfwriaeth
  • manylion rhoi grym a newid cyffredinol
  • pob fformat o’r holl ddogfennau cysylltiedig
  • slipiau cywiro
  • dolenni i ddeddfwriaeth gysylltiedig ac adnoddau gwybodaeth eraill
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Llinell Amser Newidiadau

This timeline shows the different points in time where a change occurred. The dates will coincide with the earliest date on which the change (e.g an insertion, a repeal or a substitution) that was applied came into force. The first date in the timeline will usually be the earliest date when the provision came into force. In some cases the first date is 01/02/1991 (or for Northern Ireland legislation 01/01/2006). This date is our basedate. No versions before this date are available. For further information see the Editorial Practice Guide and Glossary under Help.

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Rhagor o Adnoddau

Defnyddiwch y ddewislen hon i agor dogfennau hanfodol sy’n cyd-fynd â’r ddeddfwriaeth a gwybodaeth am yr eitem hon o ddeddfwriaeth. Gan ddibynnu ar yr eitem o ddeddfwriaeth sy’n cael ei gweld gall hyn gynnwys:

  • y PDF print gwreiddiol y fel deddfwyd fersiwn a ddefnyddiwyd am y copi print
  • slipiau cywiro

liciwch ‘Gweld Mwy’ neu ddewis ‘Rhagor o Adnoddau’ am wybodaeth ychwanegol gan gynnwys

  • rhestr o newidiadau a wnaed gan a/neu yn effeithio ar yr eitem hon o ddeddfwriaeth
  • manylion rhoi grym a newid cyffredinol
  • pob fformat o’r holl ddogfennau cysylltiedig
  • dolenni i ddeddfwriaeth gysylltiedig ac adnoddau gwybodaeth eraill

The data on this page is available in the alternative data formats listed: