Safeguarding Vulnerable Groups Act 2006

Controlled activityE+W

21Controlled activity relating to childrenE+W

(1)A reference to a controlled activity relating to children must be construed in accordance with this section.

(2)An activity which falls within any of subsections (3) to (7) is a controlled activity to the extent that it is not a regulated activity relating to children.

(3)An activity falls within this subsection if—

(a)it consists in or is carried out in connection with any form of health care, treatment or therapy to which subsection (8) applies,

(b)it is carried out frequently by the same person or it is carried out by the same person on more than [F1three] days in any period of 30 days, and

(c)it gives the person an opportunity mentioned in subsection (9).

(4)An activity falls within this subsection if—

(a)it is carried out in a further education institution (within the meaning of section 140(3) of the Education Act 2002 (c. 32)),

(b)it is carried out frequently by the same person or it is carried out by the same person on more than [F1three] days in any period of 30 days,

(c)it is carried out by the person while engaging in any form of work (whether or not for gain),

(d)it is carried out for or in connection with the purposes of the institution, and

(e)it gives the person the opportunity mentioned in subsection (9)(a).

(5)An activity falls within this subsection if—

(a)it consists in making payments under section 17A of the Children Act 1989 (c. 41) [F2or section 12A(1), or regulations under section 12A(4), of the National Health Service Act 2006,] or the provision of assistance either in connection with the making of such payments or securing the provision of services paid for out of them,

(b)it is carried out frequently by the same person or it is carried out by the same person on more than [F1three] days in any period of 30 days, and

(c)it gives the person the opportunity mentioned in subsection (9)(a).

(6)An activity falls within this subsection if it is carried out as mentioned in subsection (10) frequently and it gives a person carrying out the activity the opportunity to have access to—

(a)health, educational or social services records relating to children;

(b)information provided pursuant to [F3section 72 of the Education and Skills Act 2008 relating to children];

(c)in the case of a person carrying out an activity mentioned in subsection (10)(b), records of family proceedings (within the meaning of section 8(3) of the Children Act 1989) held by the Children and Family Court Advisory and Support Service;

(d)in the case of a person carrying out an activity mentioned in subsection (10)(c), records of family proceedings (within the meaning of section 8(3) of the Children Act 1989) held by the [F4Welsh Ministers].

(7)An activity falls within this subsection if it consists in or involves on a regular basis the day to day management or supervision of a person carrying out an activity which falls within subsection (3), (4) or (6).

(8)This subsection applies to health care, treatment or therapy which is provided for a child—

(a)in pursuance of arrangements made by or under an enactment,

[F5(aa) out of direct payments made under section 12A(1), or under regulations under section 12A(4), of the National Health Service Act 2006, ]

(b)in an establishment in relation to which a requirement to register arises under section 11 of the Care Standards Act 2000 (c. 14), F6...

(c)by an agency in relation to which such a requirement arises[F7, or

(d)as an activity in respect of which a requirement to register arises under section 10 of the Health and Social Care Act 2008.]

(9)The opportunities are—

(a)opportunity to have any form of contact with children;

(b)opportunity to have access to the health records of children.

(10)The activity is carried out—

(a)for, or on behalf of, a local authority (in the exercise of its [F8education functions or its] social services functions);

(b)for, or on behalf of, the Children and Family Court Advisory and Support Service;

(c)for, or on behalf of, the [F9Welsh Ministers] (in the exercise of its functions under Part 4 of the Children Act 2004 (c. 31) (Welsh family proceedings));

F10(d). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(e)for, or on behalf of, Her Majesty's Chief Inspector of Schools in England;

[F11(ea)for, or on behalf of, the Welsh Ministers in the exercise of their functions under Part 10A, 11 or 12 of the Children Act 1989, Part 1, 2 or 3 of the Care Standards Act 2000 or section 15 of the Adoption and Children Act 2002;]

(f) for, or on behalf of, HM Chief Inspector of Education and Training in Wales;

(g)for, or on behalf of, an establishment or agency in respect of which a requirement to register arises under section 11 of the Care Standards Act 2000.

[F12(h)for, or on behalf of, a person in respect of whom a requirement to register in respect of any activity arises under section 10 of the Health and Social Care Act 2008.]

(11)In this section—

  • [F13“education functions” has the meaning given by section 579(1) of the Education Act 1996;]

  • “ educational records ” includes individual child information within the meaning of—

    (a)

    section 99 of Childcare Act 2006 (c. 21),

    (b)

    that section as modified by section 100 of that Act, or

    (c)

    section 101 of that Act;

  • [F14 “local authority” has the meaning given by section 579(1) of the Education Act 1996; ]  

  • “ social services functions ” has the meaning given by section 1A of [F15 the Local Authority Social Services Act 1970 ] ;

  • “ social services records ” means records obtained or held by a local authority in the exercise of its social services functions.

(12)The Secretary of State may, by order, amend subsections (2) to (11) (including by adding new subsections or omitting or varying any of the subsections or anything contained in them).

Textual Amendments

F2Words in s. 21(5)(a) inserted (19.1.2010) by Health Act 2009 (c. 21), s. 40(1), Sch. 1 para. 14(2); S.I. 2010/30, art. 2(b)

Commencement Information

I1S. 21 in force at 20.1.2009 for specified purposes by S.I. 2009/39, art. 2(1)(e)(2)

I2S. 21 in force at 12.10.2009 for specified purposes by S.I. 2009/2611, art. 2, Sch.

I3 S. 21 in force at 30.3.2010 in so far as not already in force by S.I. 2010/1101 , art. 3

22Controlled activity relating to vulnerable adultsE+W

(1)A reference to a controlled activity relating to vulnerable adults must be construed in accordance with this section.

(2)An activity which is ancillary to or is carried out wholly or mainly in relation to an activity which falls within subsection (4) is a controlled activity to the extent that it is not a regulated activity relating to vulnerable adults if—

(a)it is carried out frequently by the same person or it is carried out by the same person on more than [F16three] days in any period of 30 days, and

(b)it gives the person an opportunity mentioned in subsection (5).

(3)An activity which consists in or involves on a regular basis the day to day management or supervision of a person carrying out an activity mentioned in subsection (2) is also a controlled activity relating to vulnerable adults.

(4)Each of the following falls within this subsection—

(a)the provision of primary care services;

(b)the provision of hospital services;

(c)the provision of domiciliary care;

(d)the making of arrangements in connection with an adult placement scheme;

(e)the provision of community care services;

(f)the making of payments under section 57 of the Health and Social Care Act 2001 (c. 15);

(g)such other activity as is prescribed.

(5)The opportunities are—

(a)opportunity to have any form of contact with a vulnerable adult;

(b)opportunity to have access to the health records or social services records (within the meaning of section 21(11)) of a vulnerable adult;

(c)opportunity to have access to such other information as may be prescribed relating to a vulnerable adult.

(6)In this section—

  • “adult placement scheme” means a scheme—

    (a)

    under which an individual agrees with the person carrying on the scheme to provide care or support (which may include accommodation) to an adult who is in need of it, and

    (b)

    in respect of which a requirement to register [F17arises—

    (i)

    in relation to England, under section 10 of the Health and Social Care Act 2008, or

    (ii)

    in relation to Wales, under section 11 of the Care Standards Act 2000;]

  • “community care services” has the same meaning as in section 46(3) of the National Health Service and Community Care Act 1990 (c. 19);

  • “domiciliary care” must be construed in accordance with section 59(4) and (5);

  • “hospital services” means in-patient or out-patient services provided by—

    (a)

    a National Health Service trust;

    (b)

    an NHS foundation trust;

    (c)

    a Local Health Board;

    (d)

    a Primary Care Trust;

    (e)

    an independent hospital F18...

    (f)

    [F19in Wales, an independent clinic (within the meaning of section 2 of the Care Standards Act 2000);]

    (g)

    an independent medical agency F20...;

  • [F21“independent hospital”—

    (a)

    in relation to England, means—

    (i)

    a hospital as defined by section 275 of the National Health Service Act 2006 that is not a health service hospital as defined by that section, or

    (ii)

    any other establishment in which any of the services listed in subsection (7) are provided and which is not a health service hospital as so defined; and

    (b)

    in relation to Wales, has the same meaning as in the Care Standards Act 2000;

  • “independent medical agency” means an undertaking (not being an independent hospital, or in Wales an independent clinic) which consists of or includes the provision of services by medical practitioners;]

  • “primary care services” means any of the following—

    (a)

    primary medical services or primary dental services provided under the National Health Service Act 2006 (c. 41) (“the NHS Act”) or the National Health Service (Wales) Act 2006 (c. 42) (“the NHS (Wales) Act”);

    (b)

    general ophthalmic services provided under Part 6 of the NHS (Wales) Act;

    (c)

    general ophthalmic services provided in accordance with section 38 of the National Health Service Act 1977 (c. 49);

    (d)

    pharmaceutical services provided in pursuance of arrangements made under section 126 or 127 of the NHS Act or section 80 or 81 of the NHS (Wales) Act, or local pharmaceutical services provided under section 134 of, or Schedule 12 to, the NHS Act or under section 92 of, or Schedule 7 to, the NHS (Wales) Act;

    (e)

    a service which corresponds to a service mentioned in any of paragraphs (a) to (d) but which is provided otherwise than by virtue of arrangements made pursuant to an enactment mentioned in that paragraph.

  • [F22“undertaking” includes any business or profession and—

    (a)

    in relation to a public or local authority, includes the exercise of any functions of that authority; and

    (b)

    in relation to any other body of persons, whether corporate or unincorporate, includes any of the activities of that body.]

[F23(7)The services referred to in paragraph (a)(ii) of the definition of “independent hospital” are as follows—

(a)medical treatment under anaesthesia or intravenously administered sedation;

(b)dental treatment under general anaesthesia;

(c)obstetric services and, in connection with childbirth, medical services;

(d)termination of pregnancies;

(e)cosmetic surgery, other than—

(i)ear and body piercing;

(ii)tattooing;

(iii)the subcutaneous injection of a substance or substances into the skin for cosmetic purposes; or

(iv)the removal of hair roots or small blemishes on the skin by the application of heat using an electric current.]

Textual Amendments

Commencement Information

I4S. 22 in force at 12.10.2009 for specified purposes by S.I. 2009/2611, art. 2, Sch. (as amended (30.3.2010) by S.I. 2010/1101, art. 11(2)(a))

I5S. 22 in force at 30.3.2010 in so far as not already in force by S.I. 2010/1101, art. 3

I6S. 22(1)-(4)(5)(a)(b)(6) in force at 20.1.2009 for specified purposes by S.I. 2009/39, art. 2(1)(e)(2)

23Controlled activity: regulationsE+W

(1)The Secretary of State may, by regulations, make provision as to—

(a)the persons who are permitted to engage in controlled activity;

(b)the steps which must be taken by a responsible person in connection with permitting another to engage in controlled activity;

(c)circumstances in which a responsible person must not permit another to engage in controlled activity.

(2)The regulations may—

(a)include provision for a responsible person who contravenes any provision of the regulations to be guilty of an offence punishable on summary conviction by a fine not exceeding level 5 on the standard scale;

(b)in relation to such an offence, make provision corresponding to sections 18, 19 and 20.

(3)A person is a responsible person if—

(a)he is responsible for the management or control of a controlled activity, and

(b)if the controlled activity is carried out for the purposes of an organisation, his exercise of that responsibility is not subject to supervision or direction by any other person for those purposes.

Commencement Information

I7S. 23(1)(2) in force at 12.10.2009 by S.I. 2009/2611, art. 2, Sch.

I8S. 23(3) in force at 20.1.2009 for specified purposes by S.I. 2009/39, art. 2(1)(e)(2)

I9S. 23(3) in force at 12.10.2009 for specified purposes by S.I. 2009/2611, art. 2, Sch.

I10S. 23(3) in force at 30.3.2010 in so far as not already in force by S.I. 2010/1101, art. 3