Financial Services Act 2012 (c. 21)

PART 5 U.K. Inquiries and investigations

Supplementary U.K.

83 Interpretation and supplementary provision U.K.

(1) In this Part—

• “authorised person” has the same meaning as in FSMA 2000;

• “collective investment scheme” has the same meaning as in FSMA 2000;

• “consumer” has the meaning given in section 1G of FSMA 2000;

• “listed securities” means anything which has been admitted to the official list under Part 6 of FSMA 2000;

• [F1 “PRA-authorised person” has the same meaning as in FSMA 2000;

• “recognised clearing house” has the same meaning as in FSMA 2000;

• [F2 “recognised CSD” has the same meaning as in FSMA 2000;]

• “recognised investment exchange” has the same meaning as in FSMA 2000;

• “regulated activity” has the same meaning as in FSMA 2000;

• [F3 “regulator” means the FCA [F4 , the PRA or the Payment Systems Regulator].

(2) A direction by the Treasury under this Part must be given in writing.]]

Textual Amendments

F1 Words in s. 83(1) inserted (1.3.2014) by Financial Services (Banking Reform) Act 2013 (c. 33), ss. 106(8)(a), 148(5); S.I. 2014/377, art. 2(1)(a), Sch. Pt. 1

F2 Words in s. 83(1) inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 17(3) (with regs. 7(4), 9(1))

F3 Words in s. 83(1) inserted (1.3.2014) by Financial Services (Banking Reform) Act 2013 (c. 33), ss. 105(4), 148(5); S.I. 2014/377, art. 2(1)(a), Sch. Pt. 1

F4 Words in s. 83(1) substituted (1.3.2014) by Financial Services (Banking Reform) Act 2013 (c. 33), ss. 106(8)(b), 148(5); S.I. 2014/377, art. 2(1)(a), Sch. Pt. 1

Commencement Information

I1 S. 83 in force at 24.1.2013 by S.I. 2013/113, art. 2(1)(a), Sch. Pt. 1