The Insurance Companies (Legal Expenses Insurance) (Application for Authorisation) Regulations 1990

regulation 2(3)

SCHEDULE

PART I united kingdom companies

The Company

1.  Name of company applying for authorisation, and name in which present authorisation was granted if different.

Authorisations to be continued

2.  Particulars of classes of insurance business for which the company is already authorised in the United Kingdom and which it wishes to be included in the new authorisation.

Evidence of carrying on of relevant business

3.  Copies of documents evidencing that the company effects and carries out contracts the principal object of which is within a class of general business other than class 17 and which contain related and subsidiary provisions within class 17.

Statement of margin of solvency

4.  A statement showing the expected margin of solvency of the company at the date of application, after application of the provisions of Part V of the Insurance Companies Regulations 1981 (valuation of assets), and how that has been calculated.

PART II non-uk community companies

The company

1.  Name of company applying for authorisation, and name in which present authorisation was granted if different.

Authorisations to be continued

2.  Particulars of classes of insurance business for which the company is already authorised in the United Kingdom and which it wishes to be included in the new authorisation.

Evidence of carrying on of relevant business

3.  Copies of documents evidencing that the company effects and carries out in the United Kingdom contracts the principal object of which is within a class of general business other than class 17 and which contain related and subsidiary provisions within class 17.

Statement from head office supervisor

4.  A statement from the supervisory authority in the member State in which the company has its head office—

(a) stating the classes of insurance business which the company is authorised to carry on in that member State and specifying the risks covered there, and

(b) declaring that the company has the required solvency margin or minimum guarantee fund.

PART III external companies

The company

1.  Name of company applying for authorisation, and name in which present authorisation was granted if different.

Authorisations to be continued

2.  Particulars of classes of insurance business for which the company is already authorised in the United Kingdom and which it wishes to be included in the new authorisation.

Evidence of carrying on of relevant business

3.  Copies of documents evidencing that the company effects and carries out in the United Kingdom contracts the principal object of which is within a class of general business other than class 17 and which contain related and subsidiary provisions within class 17.

Statement from head office supervisor

4.  A statement from the supervisory authority in the country in which the company has its head office stating the classes of insurance business which the company is authorised to carry on in that country.

Statement of margin of solvency

5.  A statement showing the expected margin of solvency of the company at the date of application, after application of the provisions of Part V of the Insurance Companies Regulations 1981 (valuation of assets), and how that has been calculated.