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The Uncertificated Securities Regulations 1992

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Persons acting in more than one capacity

59.—(1) Nothing in these Regulations (other than regulation 61(1)) shall prohibit a person combining two or more rules recognised by these Regulations.

(2) In particular:

(a)a person may combine two or more of the following rules: primary company controller, alternative company controller, registrar of the appropriate register, keeper of the company’s record of entitlements and commercial controller;

(b)a company may act as its own company controller and, if it carries on the business of being a commercial controller, hold entitlements as commercial con-troller in units of its own securities.

(3) Nothing in these Regulations shall be construed as requiring that a person combining two or more roles is actually to send any communications to himself or itself, but otherwise these Regulations shall apply as if the roles were performed by different persons, so that (in particular) any knowledge held by a person in his capacity as a person per-forming one role shall not be imputed to the person in his capacity as a person performing another role.

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