PART IIIU.K. PERSONS EXEMPT IN RESPECT OF ANY REGULATED ACTIVITY MENTIONED IN ARTICLE 5(1)
26. The National Debt Commissioners.U.K.
[27. Partnerships UK.]U.K.
28. The International Development Association.U.K.
29. The English Tourist Board.U.K.
30. ....U.K.
[31. VisitScotland.]U.K.
32. The Northern Ireland Tourist Board.U.K.
33. Scottish Enterprise.U.K.
[33A. Invest Northern Ireland.]U.K.
34. The Multilateral Investment Guarantee Agency.U.K.
[34A. The Board of the Pension Protection Fund.]U.K.
[34B. Capital for Enterprise Limited, in so far as in carrying on any regulated activity it provides services only to the Crown.]U.K.
[34C. BIS (Postal Services Act 2011) Company Limited.]U.K.
35. A person acting as an official receiver within the meaning of section 399 of the Insolvency Act 1986 or article 2 of the Insolvency (Northern Ireland) Order 1989 .U.K.
36. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .U.K.
37. U.K.
[(1) An Operator, in so far he carries on—
(a)any regulated activity for the purposes of the performance of his functions as an Operator under the Uncertificated Securities Regulations 1995; or
(b)any other regulated activity for the purposes of operating a computer-based system and procedures which—
(i)enable title to investments to be evidenced and transferred without a written instrument; or
(ii)facilitate matters supplementary or incidental to those specified in sub-paragraph (i),
other than a regulated activity in respect of which a recognised clearing house is exempt from the general prohibition by virtue of section 285(3) [or (3A)] of the Act.]
(2) In sub-paragraph (1), “Operator" means a person approved as such by the Treasury under the Uncertificated Securities Regulations 1995.
38. A person acting as a judicial factor.U.K.
39. [A person acting as an insolvency practitioner within the meaning of section 388 of the Insolvency Act 1986 [or article 3 of the Insolvency (Northern Ireland) Order 1989].]U.K.
Textual Amendments
Marginal Citations