- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Pwynt Penodol mewn Amser (13/02/2004)
- Gwreiddiol (a wnaed Fel)
Version Superseded: 31/10/2004
Point in time view as at 13/02/2004. This version of this provision has been superseded.
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There are currently no known outstanding effects for the The Financial Services and Markets Act 2000 (Compensation Scheme: Electing Participants) Regulations 2001, Section 1.
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1.—(1) These Regulations may be cited as the Financial Services and Markets Act 2000 (Compensation Scheme: Electing Participants) Regulations 2001 and come into force on 18th June 2001.
(2) In these Regulations—
“branch”—
in relation to an investment firm, has the meaning given by Article 1.5 of the investor-compensation schemes directive;
in relation to a credit institution, has the meaning given by Article 1.5 of the deposit-guarantee schemes directive;
[F1in relation to a relevant management company, has the meaning given by Article 1.5 of the investor-compensation schemes directive (as applied by Article 5f.2 of the UCITS directive);]
“credit institution” has the meaning given by Article 1 of the banking consolidation directive;
“deposit-guarantee schemes directive” means Council and European Parliament Directive 94/19/EC on deposit-guarantee schemes M1;
“depositor” has the same meaning as in the deposit-guarantee schemes directive;
“Financial Services Compensation Scheme” means the compensation scheme established pursuant to Part XV of the Act;
“home State deposit-guarantee scheme” means—
in relation to a credit institution which is exempted by the EEA State in which that institution has its head office from the obligation to belong to a deposit-guarantee scheme by virtue of belonging to a system which protects the credit institution as mentioned in Article 3 of the deposit-guarantee schemes directive, that system; and
in all other cases, the deposit-guarantee scheme officially recognised by that EEA State for the purposes of Article 3.1 of the deposit-guarantee schemes directive;
“home State investor-compensation scheme” means—
in relation to a credit institution which is exempted by the EEA State in which that institution has its head office from the obligation to belong to an investor-compensation scheme by virtue of Article 2.1 of the investor-compensation schemes directive (participation in a system that protects the credit institution), that system; and
in all other cases, the investor-compensation scheme officially recognised by that EEA State for the purposes of Article 2.1 of the investor-compensation schemes directive;
“investment firm” has the meaning given by Article 1.1 of the investor-compensation schemes directive;
“investor” has the meaning given by Article 1.4 of the investor-compensation schemes directive;
“investor-compensation schemes directive” means the Council and European Parliament Directive 97/9/EC on investor-compensation schemes M2;
[F2“relevant management company” means an EEA firm falling within paragraph 5(f) of Schedule 3 to the Act which—
is authorised by its home state regulator to provide services of the kind specified by Article 5.3(a) of the UCITS directive (management of portfolios of investments); and
is providing those services in the United Kingdom].
Textual Amendments
F1Words in reg. 1(2) inserted (13.2.2004) by The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003 (S.I. 2003/2066), regs. 1(1), 7(a)(i)
F2Words in reg. 1(2) inserted (13.2.2004) by The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003 (S.I. 2003/2066), regs. 1(1), 7(a)(ii)
Marginal Citations
M1OJ L135 31.5.1994 p. 5.
M2OJ L084 26.3.1997 p 22.
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