- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Pwynt Penodol mewn Amser (16/04/2012)
- Gwreiddiol (a wnaed Fel)
Version Superseded: 01/04/2013
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11. This Part applies to confidential information other than—
(a)[F1single market information];
F2(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F3(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
[F4(d)markets in financial instruments directive information, where that information has been received from—
(i)an overseas regulatory authority under a cooperation agreement referred to in article 63 of the markets in financial instruments directive; or
(ii)an EEA competent [F5authority] under article 58.1 of the markets in financial instruments directive,
unless that authority has given its express consent for disclosure that is covered by this Part];
[F6(e)UCITS directive information, where that information has been received from—
(i)an overseas regulatory authority under a cooperation agreement referred to in Article 102 of the UCITS directive; or
(ii)an EEA competent authority under Article 101.2 of the UCITS directive,
unless that authority has given its express consent for disclosure that is covered by this Part.]
Textual Amendments
F1Words in reg. 11(a) substituted (16.4.2012) by The Financial Services (Omnibus 1 Directive) Regulations 2012 (S.I. 2012/916), regs. 1, 3(9)
F2Reg. 11(b) omitted (13.2.2004) by virtue of The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003 (S.I. 2003/2066), regs. 1(1), 12(d)
F3Reg. 11(c) omitted (1.11.2007) by virtue of The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006 (S.I. 2006/3413), regs. 1(2)(b), 6(a)
F4Reg. 11(d) inserted (1.11.2007) by The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006 (S.I. 2006/3413), regs. 1(2)(b), 6(b)
F5Word in reg. 11(d)(ii) inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), regs. 1, 5(4)(a)
F6Reg. 11(e) inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), regs. 1, 5(4)(b)
Modifications etc. (not altering text)
C1Reg. 11 applied (with modifications) (2.3.2009) by The Payment Services Regulations 2009 (S.I. 2009/209), reg. 1(2)(a), Sch. 5 para. 10(f)
C2Reg. 11 applied (with modifications) (11.2.2010) by The Cross-Border Payments in Euro Regulations 2010 (S.I. 2010/89), reg. 1, Sch. Pt. 3 para. 10(f)
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