- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Pwynt Penodol mewn Amser (05/05/2004)
- Gwreiddiol (a wnaed Fel)
Version Superseded: 01/04/2013
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13. In this Part—
“pre-commencement information" means information which is subject to restrictions (with or without qualifications or exceptions) on disclosure by virtue of a pre-commencement provision;
“pre-commencement provision" means—
any provision in—
which imposes restrictions on the disclosure of information, or creates exceptions or qualifications to such restrictions; or
regulation 48 of the Investment Services Regulations 1995 M4;
“recognised self-regulating organisation" means a body which immediately before the coming into force of section 348 of the Act was a recognised self-regulating organisation within the meaning of section 8(1) of the Financial Services Act 1986, or a recognised self-regulating organisation for friendly societies within the meaning of Schedule 11 to that Act;
“SRO rules" means the rules of a recognised self-regulating organisation;
“transitional information" means information which immediately before the coming into force of section 19 of the Act was subject to restrictions on disclosure by virtue of a pre-commencement provision.
Marginal Citations
M4S.I. 1995/3275. Regulation 48 was amended by Regulation 11 of S.I. 1996/1669.
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