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The Uncertificated Securities Regulations 2001

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Changes over time for: Cross Heading: Promotion and maintenance of standards

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Version Superseded: 01/04/2013

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Point in time view as at 24/06/2003.

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There are currently no known outstanding effects for the The Uncertificated Securities Regulations 2001, Cross Heading: Promotion and maintenance of standards. Help about Changes to Legislation

Promotion and maintenance of standardsU.K.

3.  An Operator must be able and willing to promote and maintain high standards of integrity and fair dealing in the operation of the relevant system and to cooperate, by the sharing of information or otherwise, with the Treasury and any other authority, body or person having responsibility for the supervision or regulation of investment business or other financial services.U.K.

Commencement Information

I1Sch. 1 para. 3 in force at 26.11.2001, see reg. 1

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