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The Uncertificated Securities Regulations 2001

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Changes over time for: Cross Heading: Restriction on making provision before the Bank of England decides whether to act

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Version Superseded: 27/03/2019

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Point in time view as at 31/07/2017.

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There are currently no known outstanding effects for the The Uncertificated Securities Regulations 2001, Cross Heading: Restriction on making provision before the Bank of England decides whether to act. Help about Changes to Legislation

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[F1Restriction on making provision before the Bank of England decides whether to actU.K.

Textual Amendments

4.—(1) Where notice of a proposal to make regulatory provision is required under paragraph 3, the provision must not be made—U.K.

(a)before that notice is given, or

(b)subject to sub-paragraph (4)(a), before the end of the initial period.

(2) The initial period is—

(a)the period of 30 days beginning with the day upon which the Bank of England receives notice of the proposal, or

(b)if any consultation period announced by the Operator in relation to the proposal ends after that 30-day period, the end of the consultation period.

(3) If, before the end of the initial period the Bank of England notifies the Operator that it is calling in the proposal, the provisions of paragraph 5 (consideration by the Bank of England whether to disallow proposed provision) apply as to when the provision may be made.

(4) If—

(a)before the end of the initial period the Bank of England notifies the Operator that it is not calling in the proposal, or

(b)the initial period ends without the Bank of England having notified the Operator that it is calling in the proposal,

the Operator may then make the proposed provision.

(5) Any provision made in contravention of this paragraph is of no effect.]

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