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The Uncertificated Securities Regulations 2001
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- Offerynnau Statudol y Deyrnas Unedig
- 2001 No. 3755
- SCHEDULE 4
- Records of uncertificated shares
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Changes over time for: Cross Heading: Records of uncertificated shares
Alternative versions:
- 26/11/2001- Amendment
- 01/10/2009- Amendment
- 03/01/2018
Point in time
Status:
Point in time view as at 03/01/2018.
Changes to legislation:
There are currently no known outstanding effects for the The Uncertificated Securities Regulations 2001, Cross Heading: Records of uncertificated shares.
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Records of uncertificated sharesU.K.
5.—(1) Every participating issuer which is a company shall enter in its record of uncertificated shares—U.K.
(a)the same particulars, so far as practicable, as are required by paragraph 4(1) to be entered in the Operator register of members; and
(b)a statement of the amount paid or agreed to be considered as paid on the uncertificated shares of each member.
(2) A company to which this paragraph applies shall, unless it is impracticable to do so by virtue of circumstances beyond its control, ensure that the record of uncertificated shares is regularly reconciled with the Operator register of members.
(3) Provided that it has complied with subparagraph (2), a company shall not be liable in respect of any act or thing done or omitted to be done by or on behalf of the company in reliance upon the assumption that the particulars entered in any record of uncertificated shares which the company is required to keep by these Regulations accord with the particulars entered in its Operator register of members.
(4) [F1Section 113(7) and (8) of the 2006 Act] shall apply to a participating issuer which is a company which makes default in complying with this paragraph and every officer of it who is in default as if such a default were a default in complying with [F1section 113] of that Act.
Textual Amendments
F1Words in Sch. 4 para. 5(4) substituted (1.10.2009) by The Companies Act 2006 (Consequential Amendments) (Uncertificated Securities) Order 2009 (S.I. 2009/1889), regs. 1(2), 2(21)(f)
Commencement Information
I1Sch. 4 para. 5 in force at 26.11.2001, see reg. 1
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