The Uncertificated Securities Regulations 2001 No. 3755

SCHEDULE 4 U.K. KEEPING OF REGISTERS AND RECORDS OF PARTICIPATING SECURITIES

Miscellaneous U.K.

18.   [F1 Sections 1134, 1135 and 1138 of the 2006 Act] shall apply—

(a) to any register, record or index required to be kept by any person in accordance with these Regulations as they apply to any register, record or index required by the Companies Acts to be kept by a company; and

(b) to an Operator and its officers as they apply to a company and its officers.

Textual Amendments

F1 Words in Sch. 4 para. 18 substituted (1.10.2009) by The Companies Act 2006 (Consequential Amendments) (Uncertificated Securities) Order 2009 (S.I. 2009/1889), regs. 1(2), 2(21)(y)

Commencement Information

I1 Sch. 4 para. 18 in force at 26.11.2001, see reg. 1