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PART IIU.K. SPECIFIED ACTIVITIES

Chapter VU.K.Dealing in Investments as Agent

ExclusionsU.K.

Other exclusionsU.K.

24.  Article 21 is also subject to the exclusions in articles 67 (profession or non-investment business), 68 (sale of goods and supply of services), 69 (groups and joint enterprises), 70 (sale of body corporate), 71 (employee share schemes) [F1, 72 (overseas persons)][F2, F3... 72B (activities carried on by a provider of relevant goods or services) [F4, 72AA (managers of [F5UK UCITS] and AIFs)[F6, 72D (large risks contracts where risk situated [F7outside the United Kingdom]), 72G (local authorities) and 72H (insolvency practitioners)]]].

Textual Amendments

F2Words in art. 24 substituted (31.10.2004 for specified purposes, 14.1.2005 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2003 (S.I. 2003/1476), arts. 1(3), 4(3)

F6Words in art. 24 substituted (14.2.2014 for specified purposes, 1.4.2014 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2014 (S.I. 2014/366), art. 1(3)(4), 2(5)