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The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001
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Changes over time for: Section 45
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The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001, Section 45 is up to date with all changes known to be in force on or before 04 November 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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- Sch. 3 Pt. 1 para. 2(c) words substituted by S.I. 2023/548 art. 2(5)
Sending dematerialised instructionsU.K.
45.—(1) Sending, on behalf of another person, dematerialised instructions relating to a security [F1or a contractually based investment] is a specified kind of activity, where those instructions are sent by means of a relevant system [F2within the meaning of the 2001 Regulations].
(2) Causing dematerialised instructions relating to a security [F3or a contractually based investment] to be sent [F4on behalf of another person] by means of such a system is also a specified kind of activity where the person causing them to be sent is a system-participant.
(3) In this Chapter—
[F5(a)“the 2001 Regulations” means the Uncertificated Securities Regulations 2001;]
(b)“dematerialised instruction", F6..., “settlement bank" and “system-participant" have the meaning given by regulation 3 of the [F72001] Regulations.
Textual Amendments
F1Words in art. 45(1) inserted (27.4.2002) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2002 (S.I. 2002/682), arts. 1(2)(b), 13(1)(a)
F2Words in art. 45(1) substituted (27.3.2019) by The Uncertificated Securities (Amendment and EU Exit) Regulations 2019 (S.I. 2019/679), regs. 1(2), 6(a) (with regs. 10-12)
F3Words in art. 45(2) inserted (27.4.2002) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2002 (S.I. 2002/682), arts. 1(2)(b), 13(2)
F4Words in art. 45(2) inserted (1.12.2001) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2001 (S.I. 2001/3544), arts. 1(a), 7
F5Art. 45(3)(a) substituted (27.4.2002) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2002 (S.I. 2002/682), arts. 1(2)(b), 13(3)(a)
F6Word in art. 45(3)(b) omitted (27.3.2019) by virtue of The Uncertificated Securities (Amendment and EU Exit) Regulations 2019 (S.I. 2019/679), regs. 1(2), 6(b) (with regs. 10-12)
F7Word in art. 45(3)(b) substituted (27.4.2002) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2002 (S.I. 2002/682), arts. 1(2)(b), 13(3)(b)
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