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- Pwynt Penodol mewn Amser (29/06/2017)
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The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001
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Rhagor o Adnoddau
Changes over time for: Section 94
Version Superseded: 01/10/2018
Alternative versions:
- 31/10/2004- Amendment
- 01/04/2013- Amendment
- 29/06/2017
Point in time - 01/10/2018- Amendment
Status:
Point in time view as at 29/06/2017. This version of this provision has been superseded.
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The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001, Section 94 is up to date with all changes known to be in force on or before 03 November 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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[F1Members of designated professional bodiesU.K.
94.—(1) A designated professional body must, by notice in writing, inform [F2the FCA] of—
(a)the name,
(b)the address, and
(c)in the case of a relevant member which is not an individual, the name of the individuals who are responsible for the management of the business carried on by the member, so far as it relates to insurance mediation activities,
of any relevant member who falls within paragraph (2).
(2) A relevant member of a designated professional body falls within this paragraph if, in accordance with the rules of that body, he carries on, or proposes to carry on any insurance mediation activity but does not have, and does not propose to apply for, Part IV permission on the basis that the general prohibition does not (or will not) apply to the carrying on of that activity by virtue of section 327 of the Act.
(3) A designated professional body must also, by notice in writing, inform [F3the FCA] of any change in relation to the matters specified in sub-paragraphs (a) to (c) of paragraph (1).
(4) A designated professional body must inform [F3the FCA] when a relevant member to whom paragraph (2) applies ceases, for whatever reason, to carry on insurance mediation activities.
(5) [F3The FCA] may give directions to a designated professional body as to the manner in which the information referred to in paragraphs (1), (3) and (4) must be provided.]
Textual Amendments
F1Pt. 5 inserted (31.10.2004 for specified purposes, 14.1.2005 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2003 (S.I. 2003/1476), arts. 1(3), 13
F2Words in art. 94(1) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 35(a)
F3Words in art. 94(3)(4)(5) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 35(a)
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