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Chapter IV Dealing in Investments as Principal
CHAPTER VIIA Assisting in the Administration and Performance of a Contract of Insurance
Chapter XII Advising on Investments
Chapter XVII Exclusions Applying to Several Specified Kinds of Activity
67. Activities carried on in the course of a profession or non-investment business
68. Activities carried on in connection with the sale of goods or supply of services
70. Activities carried on in connection with the sale of a body corporate
71. Activities carried on in connection with employee share schemes
72B.Activities carried on by a provider of relevant goods or services
72D.Large risks contracts where risk situated outside the EEA
PART III SPECIFIED INVESTMENTS
PART V UNATHORISED PERSONS CARRYING ON INSURANCE MEDIATION ACTIVITIES
PART 1 SECTION C OF ANNEX I TO THE MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE
4.Options, futures, swaps, forward rate agreements and any other derivative...
5.Options, futures, swaps, forward rate agreements and any other derivative...
6.Options, futures, swaps, and any other derivative contracts relating to...
7.Options, futures, swaps, forwards and any other derivative contracts relating...
10.Options, futures, swaps, forward rate agreements and any other derivative...
PART 3 SECTION A OF ANNEX I TO THE MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE