The Financial Services (Distance Marketing) Regulations 2004

Notification of undertakings and orders to the [F1relevant regulator] U.K.

This adran has no associated Memorandwm Esboniadol

20.  An enforcement authority, other than the [F2relevant regulator] F3... , shall notify the [F2relevant regulator] of—

(a)any undertaking given to it by or on behalf of any person who appears to it to be responsible for a breach;

(b)the outcome of any application made by it under regulation 19 and the terms of any undertaking given to, or order made by, the court; and

(c)the outcome of any application made by it to enforce a previous order of the court.

Textual Amendments

F1Words in reg. 20 heading substituted (26.2.2014 for specified purposes, 1.4.2014 in so far as not already in force) by The Financial Services and Markets Act 2000 (Consumer Credit) (Miscellaneous Provisions) Order 2014 (S.I. 2014/208), arts. 1(3)(4), 3(6)

F2Words in reg. 20 substituted (26.2.2014 for specified purposes, 1.4.2014 in so far as not already in force) by The Financial Services and Markets Act 2000 (Consumer Credit) (Miscellaneous Provisions) Order 2014 (S.I. 2014/208), arts. 1(3)(4), 3(7)(a)

F3Words in reg. 20 omitted (26.2.2014 for specified purposes, 1.4.2014 in so far as not already in force) by virtue of The Financial Services and Markets Act 2000 (Consumer Credit) (Miscellaneous Provisions) Order 2014 (S.I. 2014/208), arts. 1(3)(4), 3(7)(b)