- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Pwynt Penodol mewn Amser (01/11/2007)
- Gwreiddiol (a wnaed Fel)
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005
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Rhagor o Adnoddau
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Point in time view as at 01/11/2007.
Changes to legislation:
There are currently no known outstanding effects for the The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005, Section 55.
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Communications by members of professionsU.K.
55.—(1) The financial promotion restriction does not apply to a real time communication (whether solicited or unsolicited) which—
(a)is made by a person (“P”) who carries on a regulated activity to which the general prohibition does not apply by virtue of section 327 of the Act; and
(b)is made to a recipient who has, prior to the communication being made, engaged P to provide professional services,
where the controlled activity to which the communication relates is an excluded activity which would be undertaken by P for the purposes of, and incidental to, the provision by him of professional services to or at the request of the recipient.
(2) “Professional services” has the meaning given in section 327 of the Act.
(3) An “excluded activity” is an activity to which the general prohibition would apply but for the application of—
(a)section 327 of the Act; or
(b)article 67 of the Regulated Activities Order.
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