The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005

Promotions included in listing particulars etc.U.K.

70.—(1) The financial promotion restriction does not apply to any non-real time communication which is included in—

(a)listing particulars;

(b)supplementary listing particulars;

[F1(c)a prospectus or supplementary prospectus approved—

(i)by the [F2FCA] in accordance with Part 6 of the Act; F3...

F3(ii). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

or part of such a prospectus or supplementary prospectus; or]

(d)any other document required or permitted to be published by listing rules or prospectus rules under Part VI of the Act (except an advertisement within the meaning of [F4the prospectus regulation]).

[F5(1A) The financial promotion restriction does not apply to any non-real time communication—

(a)comprising the final terms of an offer or the final offer price or amount of securities which will be offered to the public; and

(b)complying with [F6Articles 8(1), 8(4), 8(5), 8(10), F7... 17 and 21(2) of the prospectus regulation.]]

(2) In this article “listing particulars”, “listing rules”, “[F8the prospectus regulation]” and “prospectus rules” have the meaning given by Part VI of the Act.

Textual Amendments