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The Undertakings for Collective Investment in Transferable Securities Regulations 2011
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- Offerynnau Statudol y Deyrnas Unedig
- 2011 No. 1613
- PART 5A
- Regulation 15B
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- Dangos Graddfa Ddaearyddol(e.e. Lloegr, Cymru, Yr Alban aca Gogledd Iwerddon)
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Rhagor o Adnoddau
Changes to legislation:
The Undertakings for Collective Investment in Transferable Securities Regulations 2011, Section 15B is up to date with all changes known to be in force on or before 19 August 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
Changes to Legislation
Revised legislation carried on this site may not be fully up to date. Changes and effects are recorded by our editorial team in lists which can be found in the ‘Changes to Legislation’ area. Where those effects have yet to be applied to the text of the legislation by the editorial team they are also listed alongside the legislation in the affected provisions. Use the ‘more’ link to open the changes and effects relevant to the provision you are viewing.
Changes and effects yet to be applied to Regulation 15B:
- Regulations revoked by 2023 c. 29 Sch. 1 Pt. 2
[F1Depositary liability: general provisionsU.K.
This
adran has no associated
Memorandwm Esboniadol
15B.—(1) This regulation, and regulations 15C and 15D, apply in relation to the depositary of a [F2UK] UCITS.
(2) Any liability of the depositary to the UCITS, or to unit-holders of the UCITS, under regulation 15C or 15D is not affected by—
(a)any delegation by the depositary of its functions as referred to in [F3rules 6.6B.25, 6.6B.26 and 6.6B.27 of the Collective Investment Schemes sourcebook];
(b)any contractual provision that purports to exclude or limit the depositary’s liability for losses under regulation 15C or 15D; or
(c)any exclusion or limitation by agreement of the depositary’s liability for losses under regulation 15C or 15D.
(3) Any provision or agreement that falls within paragraph (2)(b) or (c) will be void.
(4) Any obligation or liability of a depositary under regulation 15C or 15D to the unit-holders of the UCITS may be invoked either directly or indirectly through the management company provided that this does not lead to a duplication of redress or to unequal treatment of unit-holders.]
Textual Amendments
F1Pts. 5A, 5B inserted (18.3.2016) by The Undertakings for Collective Investment in Transferable Securities Regulations 2016 (S.I. 2016/225), regs. 1, 3(3)
F2Word in reg. 15B(1) inserted (31.12.2020) by The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/325), regs. 1(2), 42(a) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)
F3Words in reg. 15B(2)(a) substituted (31.12.2020) by The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/325), regs. 1(2), 42(b) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)
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