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The Investment Bank Special Administration Regulations 2011
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- Offerynnau Statudol y Deyrnas Unedig
- 2011 No. 245
- Regulation 10F
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Changes to legislation:
There are outstanding changes not yet made by the legislation.gov.uk editorial team to The Investment Bank Special Administration Regulations 2011. Any changes that have already been made by the team appear in the content and are referenced with annotations.
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Changes and effects yet to be applied to Regulation 10F:
- Regulations amendment to earlier affecting provision S.I. 2019/710, reg. 39 by S.I. 2020/1301 reg. 3 Sch. para. 43(l)
- Regulations modified (temp.) by S.I. 2019/710 reg. 39
Changes and effects yet to be applied to the whole Instrument associated Parts and Chapters:
Whole provisions yet to be inserted into this Instrument (including any effects on those provisions):
- Sch. 2 para. 10(7) inserted by S.I. 2018/208 reg. 13(6)(a)
- Sch. 2 para. 11(9) inserted by S.I. 2018/208 reg. 13(6)(b)
- Sch. 2 para. 12(5) inserted by S.I. 2018/208 reg. 13(6)(c)
- Sch. 2 para. 16(3)(ba) inserted by S.I. 2018/208 reg. 13(6)(d)
- Sch. 2 para. 16(3)(ba) word substituted by 2020 c. 12 Sch. 3 para. 48(b)
- Sch. 2 para. 16(3)(ba) words omitted by 2020 c. 12 Sch. 3 para. 48(a)
- reg. 8(1A) amendment to earlier affecting provision S.I. 2021/716, reg. 5 by S.I. 2023/1399 reg. 4
- reg. 8(1A) inserted by S.I. 2021/716 Sch. 4 para. 5(2)(a)
- reg. 15(7) inserted by S.I. 2018/208 reg. 13(2)
- reg. 21(5A) inserted by S.I. 2018/208 reg. 13(5)
- reg. 21(5A) word substituted by 2020 c. 12 Sch. 3 para. 47(b)
- reg. 21(5A) words omitted by 2020 c. 12 Sch. 3 para. 47(a)
[F1Restrictions on partial property transfers—capital market arrangementsU.K.
This
adran has no associated
Memorandwm Esboniadol
10F.—(1) Subject to paragraph (2), a partial property transfer may not provide for the transfer of some, but not all, of the property, rights and liabilities which are or form part of a capital market arrangement to which the investment bank is a party.
(2) Paragraph (1) does not apply where the only property, rights and liabilities which are, or are not, transferred relate to deposits.
(3) For the purpose of paragraph (1), a partial property transfer which purports to transfer all of the property, rights and liabilities which are or form part of a capital market arrangement to which the investment bank is a party is to be treated as having done so effectively (and not in contravention of paragraph (1)) notwithstanding the possibility that any property, right or liability purportedly transferred is foreign property and might not have been effectively transferred by the arrangement.
(4) In this regulation—
“capital market arrangement” has the meaning given by paragraph 1 of Schedule 2A to the Insolvency Act;
“deposit” has the same meaning as in article 5 of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001, disregarding the exclusions in other articles of that Order; and
“partial property transfer” has the same meaning as in regulation 10B(13).]
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