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The Financial Services Act 2012 (Commencement No. 1) Order 2013

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PART 2Provisions of the Act coming into force on 24th January 2013 for the purposes of making orders or regulations

  • Section 4 (financial stability strategy and Financial Policy Committee), for the purpose of inserting sections 9I(2), 9L and 9N of the 1998 Act

  • Section 6 (the new Regulators) for the purpose of inserting section 1L of the 2000 Act and for the purpose of introducing paragraph 20 of Schedule 1ZA to the 2000 Act

  • Section 11 (permission to carry on regulated activities) for the purpose of inserting section 55C of the 2000 Act

  • Section 12 (passporting: exercise of EEA rights and Treaty rights) for the purpose of introducing paragraphs 7 and 24 of Schedule 4 to the Act

  • Section 15 (further amendments relating to performance of regulated activities) for the purpose of introducing paragraph 14 of Schedule 5 to the Act

  • Section 27 (powers of regulators in relation to parent undertakings)

  • Section 29 and Schedule 7 (powers in relation to recognised investment exchanges and clearing houses)

  • Section 30 (recognition requirements: power of FCA and Bank to make rules)

  • Section 33 (power to take disciplinary measures against recognised bodies)

  • Section 35 (sections 28 to 34 of the Act: minor and consequential amendments) for the purposes of introducing paragraphs 11, 14 and 15 of Schedule 8 to the Act

  • Section 37 (discipline and enforcement) for the purpose of introducing paragraphs 10, 19, 21 and 23 of Schedule 9 to the Act

  • Section 38 (the Financial Services Compensation Scheme) for the purpose of introducing paragraph 3 of Schedule 10 to the Act

  • Section 41 (information, investigations, disclosure etc.) for the purpose of introducing paragraph 8 of Schedule 12 to the Act

  • Section 43 (provisions about consumer protection and competition) for the purpose of inserting section 234C of the 2000 Act

  • Section 110 (payment to Treasury of penalties received by Bank of England)

  • Section 112 (evidencing and transfer of title to securities without written instrument)

  • Section 114(1) (further minor and consequential amendments and repeals) for the purpose of introducing paragraph 5 of Schedule 18 to the Act

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