- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Gwreiddiol (a wnaed Fel)
The Financial Services and Markets Act 2000 (Prescribed Financial Institutions) Order 2013
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1.—(1) This Order may be cited as the Financial Services and Markets Act 2000 (Prescribed Financial Institutions) Order 2013 and comes into force on 1st April 2013.
(2) In this Order—
“the Act” means the Financial Services and Markets Act 2000;
“credit institution” has the meaning given by Article 4 of the banking consolidation directive;
“financial holding company” means a financial institution which is not a mixed financial holding company, the subsidiary undertakings of which are either exclusively or mainly credit institutions, investment firms or financial institutions and which has at least one subsidiary undertaking which is a credit institution or investment firm;
“financial institution”, in the definition of “financial holding company”, means an undertaking other than a credit institution, the principal activity of which is to acquire holdings or to pursue one or more of the activities listed in points 2 to 12 and 15 of Annex I to the banking consolidation directive;
“insurance holding company” means an undertaking which is not a mixed financial holding company the main business of which is to acquire and hold participating interests in subsidiary undertakings which are exclusively or mainly insurance undertakings, reinsurance undertakings, third-country insurance undertakings or third-country reinsurance undertakings, and which has at least one subsidiary undertaking which is an insurance undertaking or a reinsurance undertaking;
“insurance undertaking” means an undertaking which has received authorisation as an insurance undertaking in accordance with the first non-life insurance directive or the life assurance consolidation directive;
“mixed financial holding company” means an undertaking which is not a credit institution, an insurance undertaking or an investment firm, which has at least one subsidiary undertaking which is a credit institution, an insurance undertaking or an investment firm and which, together with its subsidiary undertakings, constitutes a financial conglomerate (within the meaning given by Article 2.14 of Directive 2002/87/EC of the European Parliament and of the Council of 16 December 2002 on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate(1)) (disregarding any decision taken under Article 3(3) of that Directive);
“reinsurance undertaking” means an undertaking which has received authorisation in accordance with the reinsurance directive;
“third-country insurance undertaking” means an undertaking which would require authorisation in accordance with the first non-life insurance directive or the life assurance consolidation directive if it had its head office in the EEA;
“third-country reinsurance undertaking” means an undertaking which would require authorisation in accordance with the reinsurance directive if it had its head office in the EEA.
(1)
OJ L 035, 11.2.2003, p.1.
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