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The Alternative Investment Fund Managers Regulations 2013
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Changes over time for: Section 36
Alternative versions:
- 22/07/2013- Amendment
- 31/12/2020- Amendment
- 31/12/2020
Point in time
Status:
Point in time view as at 31/12/2020.
Changes to legislation:
The Alternative Investment Fund Managers Regulations 2013, Section 36 is up to date with all changes known to be in force on or before 06 November 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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Meaning of “control” and calculation of voting rightsU.K.
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Memorandwm Esboniadol
36.—(1) For the purposes of this Part, “control” means—
(a)for a non-listed company, holding more than 50% of the voting rights of the company; and
[F1(b)for an issuer, holding the percentage of voting rights that confers control in the United Kingdom, calculated in accordance with rules made by the Panel on Takeovers and Mergers under the Companies Act 2006.]
(2) When calculating the percentage of voting rights for the purposes of this Part, if paragraph (1)(b) does not apply, in addition to the voting rights held directly by the AIF, the voting rights of the following are included—
(a)an undertaking controlled by the AIF; and
(b)a person acting in their own name but on behalf of the AIF or on behalf of an undertaking controlled by the AIF.
(3) For the purposes of this Part, if paragraph (1)(b) does not apply, voting rights are calculated on the basis of all the shares to which voting rights are attached even if the exercise of those rights is suspended.
Textual Amendments
F1Reg. 36(1)(b) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 9(1) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)
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