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The Financial Services and Markets Act 2000 (Ring-fenced Bodies and Core Activities) Order 2014
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Changes over time for: Section 14
Alternative versions:
- 01/01/2015- Amendment
- 01/12/2016- Amendment
- 31/12/2020- Amendment
- 31/12/2020
Point in time
Status:
Point in time view as at 31/12/2020.
Changes to legislation:
The Financial Services and Markets Act 2000 (Ring-fenced Bodies and Core Activities) Order 2014, Section 14 is up to date with all changes known to be in force on or before 23 January 2025. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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Rules about information to be provided by a non ring-fenced body to individual account-holdersU.K.
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Memorandwm Esboniadol
14.—(1) The FCA must make rules specifying the information a non ring-fenced body must provide at any specified time (“specified information”) to—
(a)individuals who have applied to open [F1a UK account or] [F2an EEA account for the purpose of making one or more deposits] with that non ring-fenced body (including a joint account); and
(b)[F3UK account holders or] [F4EEA] account-holders of that non ring-fenced body who are individuals [F5who use the account for the purpose of making one or more deposits].
(2) The specified information must include a description of—
(a)any excluded activity M1 which the non ring-fenced body is carrying on; and
(b)any prohibited action which the non ring-fenced body has taken;
at the time at which rules made by the FCA under paragraph (1) specify the information must be provided.
(3) In this article—
(a)“non ring-fenced body” means a UK deposit-taker which is not—
(i)a ring-fenced body, or
(ii)an institution which is exempt from the definition of a ring-fenced body by virtue of section 142A(2) of the 2000 Act or any order made under that section;
(b)“prohibited action” means any action which a ring-fenced body is prohibited from taking by the excluded activities and prohibitions order.
Textual Amendments
F1Words in art. 14(1)(a) inserted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 191(5)(a) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)
F2Words in art. 14(1)(a) substituted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 2(7)(a)
F3Words in art. 14(1)(b) inserted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 191(5)(b) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)
F4Word in art. 14(1)(b) inserted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 2(7)(b)(i)
F5Words in art. 14(1)(b) inserted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 2(7)(b)(ii)
Marginal Citations
M1“Excluded activity” is defined in section 142D of the Act. Section 142D was inserted into the Act by the Financial Services (Banking Reform) Act 2013 (c 33), section 4.
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