The Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014 No. 2080

Yn ddilys o 01/01/2019

PART 2 U.K. EXCLUDED ACTIVITIES AND EXCEPTIONS

Excluded activities: dealing in investments as principal U.K.

4.  The activity of dealing in investments as principal described in article 14 of the Regulated Activities Order 2001 is an excluded activity even where it is not a regulated activity by virtue of articles 15, 19 or 20 of that Order, except where it is carried on in accordance with any of articles 6 to 12 of this Order.