Referral to TribunalU.K.
This
adran has no associated
Memorandwm Esboniadol
45. If the FCA decides to—
(a)publish a statement under regulation 28 (public censure);
(b)impose a penalty under regulation 29 (financial penalties);
(c)impose a limitation on a permission under regulation 30 (limitations on permission to carry on regulated activities); or
(d)exercise the power in regulation 32(2),
the person concerned may refer the matter to the Upper Tribunal.