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The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2015
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Rhagor o Adnoddau
Status:
This version of this provision is prospective.
Status
The term provision is used to describe a definable element in a piece of legislation that has legislative effect – such as a Part, Chapter or section. A version of a provision is prospective either:
- where the provision (Part, Chapter or section) has never come into force or;
- where the text of the provision is subject to change, but no date has yet been appointed by the appropriate person or body for those changes to come into force.
Commencement Orders listed in the ‘Changes to Legislation’ box as not yet applied may bring this prospective version into force.
Changes to legislation:
There are outstanding changes not yet made by the legislation.gov.uk editorial team to The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2015. Any changes that have already been made by the team appear in the content and are referenced with annotations.
Changes to Legislation
Revised legislation carried on this site may not be fully up to date. Changes and effects are recorded by our editorial team in lists which can be found in the ‘Changes to Legislation’ area. Where those effects have yet to be applied to the text of the legislation by the editorial team they are also listed alongside the legislation in the affected provisions. Use the ‘more’ link to open the changes and effects relevant to the provision you are viewing.
Changes and effects yet to be applied to Article 7:
- art. 7 coming into force by S.I. 2015/369 art. 1
Prospective
Application of the Act to persons with interim permissionU.K.
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Memorandwm Esboniadol
7.—(1) This article applies to every person with an interim permission under article 5(2) of this Order.
(2) A person with an interim permission is to be treated as an authorised person for the purposes of the Act (and any provision made under the Act), unless otherwise expressly provided for by this article.
(3) For the purpose of section 20(1) of the Act (authorised person acting without permission), a person’s interim permission is treated as having been given to that person under Part 4A of the Act.
(4) For the purpose of section 55L(1)(2) of the Act (imposition of requirements by FCA), a person who obtains interim permission by virtue of this Order is treated as having applied to the FCA for a Part 4A permission or variation of a Part 4A permission.
(5) For the purpose of section 55L(2) of the Act, a person’s interim permission is treated as having been given to that person by the FCA.
(6) A person’s interim permission is to be disregarded for the purposes of the following sections of the Act—
(a)section 38(2)(3) (exemption orders);
(b)section 55A(3)(4) (application for permission);
(c)section 55E(5) (giving permission: the FCA); and
(d)section 55F(6) (giving permission: the PRA).
Commencement Information
I1Art. 7 in force at 1.4.2015, see art. 1
(1)
Inserted by the Financial Services Act 2012, Schedule 9(2) paragraphs 2(2)(a), (b), (c), 2(3), 2(4), 2(5), 2(6).
(2)
Inserted by the Financial Services Act 2012, section 11(2)
(3)
Inserted by the Financial Services Act 2012, section 114(1), Schedule 18, Pt 1, paragraphs 1, 4.
(4)
Inserted by the Financial Services Act 2012, section 11(2).
(5)
Inserted by the Financial Services Act 2012, section 11(2).
(6)
Inserted by the Financial Services Act 2012, section 11(2).
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