The Risk Transformation Regulations 2017

Offences by a body corporateU.K.

This adran has no associated Memorandwm Esboniadol

186.  Section 400 of FSMA (offences by bodies corporate etc) M1 applies to an offence under these Regulations as it applies to an offence under FSMA.

Marginal Citations

M1Section 400 was amended by section 37 of and Schedule 9 to the Financial Services Act 2012.