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The Financial Services and Markets Act 2000 (Markets in Financial Instruments) (No.2) Regulations 2017
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- Offerynnau Statudol y Deyrnas Unedig
- 2017 No. 1255
- Regulation 14
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- Dangos Graddfa Ddaearyddol(e.e. Lloegr, Cymru, Yr Alban aca Gogledd Iwerddon)
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Dewisiadau Agor
Changes over time for: Section 14
Version Superseded: 29/08/2023
Alternative versions:
- 02/01/2018- Amendment
- 02/01/2018
Point in time - 29/08/2023- Amendment
Status:
Point in time view as at 02/01/2018. This version of this provision has been superseded.
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There are currently no known outstanding effects for the The Financial Services and Markets Act 2000 (Markets in Financial Instruments) (No.2) Regulations 2017, Section 14.
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Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017U.K.
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Memorandwm Esboniadol
14. In regulation 6 (requirements applying to exempt investment firms)—
(a)for paragraph (3)(c)(iii) substitute—
“(iii)a branch of an investment firm or of a credit institution authorised in a third country and which is subject to, and complies with, prudential rules considered by the appropriate regulator to be at least as stringent as those laid down in the markets in financial instruments directive, the capital requirements regulation, and the solvency 2 directive.”; and
(b)after paragraph (5) insert—
“(6) In this regulation—
“appropriate regulator” means the appropriate regulator for the purposes of section 55A in relation to an application under regulation 4(1);
“the capital requirements regulation” means Regulation (EU) No EU 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms(1); and
“the solvency 2 directive” means Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II)(2).”.
Commencement Information
I1Reg. 14 in force at 2.1.2018, see reg. 2(a)
(1)
OJ L176, 27.6.2013, p.1-133.
(2)
OJ L335. 17.12.2009, p.1-155.
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