Introductory TextNext Match
PART 1 IntroductionPrevious MatchNext Match
1.Citation, commencement and extentPrevious MatchNext Match
2.InterpretationPrevious MatchNext Match
3.Duties of the FCAPrevious MatchNext Match
PART 2 ApplicationsPrevious MatchNext Match
4.Application to be added to Schedule 1 to the MLRPrevious MatchNext Match
5.Determination of applicationsPrevious MatchNext Match
PART 3 Information and directionsPrevious MatchNext Match
6.InterpretationPrevious MatchNext Match
7.Power to require informationPrevious MatchNext Match
8.Retention of documents provided under regulation 7Previous MatchNext Match
9.Provision of information: safeguardsPrevious MatchNext Match
10.Admissibility of statementsPrevious MatchNext Match
11.Confidential informationPrevious MatchNext Match
12.DisclosurePrevious MatchNext Match
13.Report by a skilled personPrevious MatchNext Match
14.DirectionsPrevious MatchNext Match
PART 4 Enforcement and appealsPrevious MatchNext Match
15.InterpretationPrevious MatchNext Match
16.Public censurePrevious MatchNext Match
17.Recommendation for removal from Schedule 1 to the MLRPrevious MatchNext Match
18.Application of one or more measuresPrevious MatchNext Match
19.Procedure for disciplinary measuresPrevious MatchNext Match
20.Procedure (general)Previous MatchNext Match
21.PublicationPrevious MatchNext Match
22.Appeals against decisions of the FCAPrevious MatchNext Match
23.OffencesPrevious MatchNext Match
24.ProceedingsPrevious MatchNext Match
25.Prescribed regulationsPrevious MatchNext Match
PART 5 Miscellaneous ProvisionsPrevious MatchNext Match
26.Recovery of charges through the courtPrevious MatchNext Match
27.Costs of supervisionPrevious MatchNext Match
28.Consequential amendment of the Solicitors (Scotland) Act 1980
29.Financial Conduct AuthorityPrevious MatchNext Match
30.NoticesPrevious MatchNext Match
31.Application to the CrownPrevious MatchNext Match
32.ReviewPrevious MatchNext Match
SignaturePrevious MatchNext Match
Explanatory NotePrevious Match