The Oversight of Professional Body Anti-Money Laundering and Counter Terrorist Financing Supervision Regulations 2017

  1. Introductory TextNext Match

  2. PART 1 IntroductionPrevious MatchNext Match

    1. 1.Citation, commencement and extentPrevious MatchNext Match

    2. 2.InterpretationPrevious MatchNext Match

    3. 3.Duties of the FCAPrevious MatchNext Match

  3. PART 2 ApplicationsPrevious MatchNext Match

    1. 4.Application to be added to Schedule 1 to the MLRPrevious MatchNext Match

    2. 5.Determination of applicationsPrevious MatchNext Match

  4. PART 3 Information and directionsPrevious MatchNext Match

    1. 6.InterpretationPrevious MatchNext Match

    2. 7.Power to require informationPrevious MatchNext Match

    3. 8.Retention of documents provided under regulation 7Previous MatchNext Match

    4. 9.Provision of information: safeguardsPrevious MatchNext Match

    5. 10.Admissibility of statementsPrevious MatchNext Match

    6. 11.Confidential informationPrevious MatchNext Match

    7. 12.DisclosurePrevious MatchNext Match

    8. 13.Report by a skilled personPrevious MatchNext Match

    9. 14.DirectionsPrevious MatchNext Match

  5. PART 4 Enforcement and appealsPrevious MatchNext Match

    1. 15.InterpretationPrevious MatchNext Match

    2. 16.Public censurePrevious MatchNext Match

    3. 17.Recommendation for removal from Schedule 1 to the MLRPrevious MatchNext Match

    4. 18.Application of one or more measuresPrevious MatchNext Match

    5. 19.Procedure for disciplinary measuresPrevious MatchNext Match

    6. 20.Procedure (general)Previous MatchNext Match

    7. 21.PublicationPrevious MatchNext Match

    8. 22.Appeals against decisions of the FCAPrevious MatchNext Match

    9. 23.OffencesPrevious MatchNext Match

    10. 24.ProceedingsPrevious MatchNext Match

    11. 25.Prescribed regulationsPrevious MatchNext Match

  6. PART 5 Miscellaneous ProvisionsPrevious MatchNext Match

    1. 26.Recovery of charges through the courtPrevious MatchNext Match

    2. 27.Costs of supervisionPrevious MatchNext Match

    3. 28.Consequential amendment of the Solicitors (Scotland) Act 1980

    4. 29.Financial Conduct AuthorityPrevious MatchNext Match

    5. 30.NoticesPrevious MatchNext Match

    6. 31.Application to the CrownPrevious MatchNext Match

    7. 32.ReviewPrevious MatchNext Match

  7. SignaturePrevious MatchNext Match

  8. Explanatory NotePrevious Match