- Y Diweddaraf sydd Ar Gael (Diwygiedig)
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The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
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Rhagor o Adnoddau
Changes to legislation:
There are outstanding changes not yet made by the legislation.gov.uk editorial team to The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017. Any changes that have already been made by the team appear in the content and are referenced with annotations.
Changes to Legislation
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Changes and effects yet to be applied to Regulation 17:
- reg. 17 revoked by 2023 c. 29 Sch. 2 para. 50(b)(i)
Changes and effects yet to be applied to the whole Instrument associated Parts and Chapters:
Whole provisions yet to be inserted into this Instrument (including any effects on those provisions):
- reg. 15A inserted by 2023 c. 29 Sch. 2 para. 45
- reg. 16(1A)(1B) omitted by 2023 c. 29 Sch. 2 para. 46(4)
Exemption for non-financial entitiesU.K.
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adran has no associated
Memorandwm Esboniadol
17.—(1) The calculation of the size of a position a person holds for the purposes of regulation 16(2) must not include a position which is—
(a)held by or on behalf of a non-financial entity;
(b)objectively measurable as reducing risks directly relating to the commercial activity of that non-financial entity; and
(c)approved by the FCA in accordance with—
(i)the relevant criteria and methods; and
(ii)the relevant procedure.
(2) An application to the FCA for approval under paragraph (1)(c) must—
(a)be made in such manner as the FCA may direct; and
(b)contain or be accompanied by such information as the FCA may reasonably require for the purpose of determining the application.
(3) At any time after receiving an application and before determining it the FCA may require the applicant to provide the FCA with such further information as the FCA reasonably considers necessary to enable the FCA to determine the application.
(4) The FCA may give different directions, and may impose different requirements, in relation to different applications.
(5) In this regulation—
“the relevant criteria and methods” means the criteria and methods determined by [F1Article 7 of Regulation (EU) 2017/591; and]
“the relevant procedure” means the procedure determined by [F2Article 8 of Regulation (EU) 2017/591.]
Textual Amendments
F1Words in reg. 17(5) substituted (31.12.2020) by The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1403), regs. 1(3), 8(10)(a) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)
F2Words in reg. 17(5) substituted (31.12.2020) by The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1403), regs. 1(3), 8(10)(b) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)
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