Provision of FCA record of recognised investment exchanges to ESMA and other competent authoritiesU.K.
This
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Memorandwm Esboniadol
41. The FCA must—
(a)provide ESMA and all the competent authorities of the other EEA States with a copy of the part of the record maintained by the FCA under section 347 M1 (the record of authorised persons etc) which contains entries relating to recognised investment exchanges made for the purposes of subsection (1)(e) of that section; and
(b)inform ESMA and those competent authorities of any change to that part of the record.
Marginal Citations
M1Section 347 was amended by S.I. 2007/126 paragraph 16(2), (3), (4)(a) and (b) and (5) of the Financial Services Act 2012, section 34(2)(a) and (b), (3) and (4) of, and paragraph 11 of Schedule 5 to, the Financial Services (Banking Reform) Act (c.33) 2013, S.I. 2013/1388, and S.I. 2015/910.