Interpretation of Part 3U.K.
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Memorandwm Esboniadol
9.—(1) In this Part, “regulator” means the FCA or the PRA.
(2) In paragraphs 10 and 11, “appropriate regulator” means—
(a)in relation to a contravention of a requirement imposed by the PRA on a PRA-authorised person under Part 5 of these Regulations, the PRA; and
(b)in relation to any other contravention of these Regulations or of Article 28 of the markets in financial instruments regulation, the FCA.