The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017

Amendments to Part 9A (rules and guidance)

This adran has no associated Memorandwm Esboniadol

18.  In section 137R(5)(b)(1) (financial promotion rules)—

(a)in sub-paragraph (i) for “paragraphs 1 to 8 of Article 19” substitute “Articles 24 (general principles and information to clients) and 25 (assessment of suitability and appropriateness and reporting to clients)”; and

(b)for sub-paragraph (ii)(2) substitute—

(ii)any delegated act adopted under Article 24.13 or 25.8 of that directive,.

(1)

Section 137R was inserted by section 24(1) of the Financial Services Act 2012.

(2)

Sub-paragraph (ii) was amended by S.I. 2015/910.